Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
05 Februar 2024 - 12:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
(Amendment No. 1)*
Under the Securities Exchange Act of 1934
Puyi Inc. |
(Name of Issuer) |
|
Ordinary Shares, par value $0.001 per share |
(Title of Class of Securities) |
|
69373Y109 |
(CUSIP Number) |
|
December 29, 2023 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
* | The remainder of this cover page shall be filled out for
a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
(1) |
NAME OF REPORTING PERSONS |
|
LIU Jia |
(2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ☐
(b) ☐ |
(3) |
SEC USE ONLY |
(4) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
St. Kitts and Nevis |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
(5) |
SOLE VOTING POWER |
|
17,670,666. See Item 4. |
(6) |
SHARED VOTING POWER |
|
0 |
(7) |
SOLE DISPOSITIVE POWER |
|
0. See Item 4. |
(8) |
SHARED DISPOSITIVE POWER |
|
0 |
(9) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
17,670,666 |
(10) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
☐ |
(11) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
4.8%. See Item 4. |
(12) |
TYPE OF REPORTING PERSON |
|
IN |
(1) |
NAME OF REPORTING PERSONS |
|
Danica Surge Limited |
(2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a) ☐
(b) ☐ |
(3) |
SEC USE ONLY |
(4) |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
British Virgin Islands |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
(5) |
SOLE VOTING POWER |
|
0. See Item 4. |
(6) |
SHARED VOTING POWER |
|
0 |
(7) |
SOLE DISPOSITIVE POWER |
|
17,670,666. See Item 4. |
(8) |
SHARED DISPOSITIVE POWER |
|
0 |
(9) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
17,670,666 |
(10) |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
|
☐ |
(11) |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
4.8%. See Item 4. |
(12) |
TYPE OF REPORTING PERSON |
|
CO |
Item 1(a). |
Name of Issuer: |
Puyi Inc. (the “Issuer”)
Item 1(b). |
Address of Issuer’s Principal Executive Offices: |
61F, Pearl River Tower No. 15 Zhujiang West Road,
Zhujiang New Town, Tianhe,
Guangzhou, Guangdong Province, 510620, People’s
Republic of China
Item 2(a). |
Name of Person Filing: |
This Statement is filed on behalf of the following
persons (collectively, the “Reporting Persons”):
|
ii) |
Danica Surge Limited. |
Item 2(b). |
Address of Principal Business Office or, if None, Residence: |
The principal business office of Ms. LIU Jia is 61F, Pearl
River Tower No. 15 Zhujiang West Road, Zhujiang New Town, Tianhe, Guangzhou, Guangdong Province, 510620, People’s Republic of China
The principal business address of Danica Surge Limited is Vistra
Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands.
Item 2(c). |
Citizenship or Place of Organization: |
Ms. LIU Jia is a citizen of Saint Christopher (St. Kitts) and
Nevis. Danica Surge Limited is a British Virgin Islands company.
Item 2(d). |
Title of Class of Securities: |
Ordinary shares, par value $0.001 per share
69373Y109
Item 3. |
Statement Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c): |
This Item 3 is not applicable.
| |
| | |
| | |
Number of shares as to which such person has: | |
Reporting Person | |
Amount Beneficially Owned | | |
Percent of Class(2) | | |
Sole Power to Vote or Direct the Vote | | |
Shared Power to Vote or to Direct the Vote | | |
Sole Power to Dispose or to Direct the Disposition of | | |
Shared Power to Dispose or to Direct the Disposition of | |
LIU Jia | |
| 17,670,666 | (1) | |
| 4.8 | % | |
| 17,670,666 | (1) | |
| 0 | | |
| 0 | (1) | |
| 0 | |
Danica Surge Limited | |
| 17,670,666 | (1) | |
| 4.8 | % | |
| 0 | (1) | |
| 0 | | |
| 17,670,666 | (1) | |
| 0 | |
(1) |
Represents 17,670,666 ordinary shares held by Danica Surge Limited. Danica Surge Limited is a limited liability company incorporated in the British Virgin Islands and is wholly owned by LIU Jia. The disposal of ordinary shares held by Danica Surge Limited is decided by 82 individuals, who entrusted their voting power of such ordinary shares to LIU Jia except for the matters related to share disposal. |
(2) |
For each Reporting Person, the percentage of aggregate voting power is calculated by dividing the voting power beneficially owned by such Reporting Person by the voting power of all of 370,551,728 ordinary shares as of December 29, 2023. |
Item 5. |
Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following ☒.
Ownership is 4.8%
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person: |
This Item 6 is not applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
This Item 7 is not applicable.
Item 8. |
Identification and Classification of Members of the Group: |
This Item 8 is not applicable.
Item 9. |
Notice of Dissolution of Group: |
This Item 9 is not applicable.
This Item 10 is not applicable.
SIGNATURE
After reasonable inquiry and to the best of its
knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: February 5, 2024
|
LIU Jia |
|
|
|
By: |
/s/ LIU Jia |
|
|
|
|
Danica Surge Limited |
|
|
|
By: |
/s/ FENG Zhuojun |
|
|
FENG Zhuojun |
|
|
Director |
[Signature Page to Schedule 13G]
LIST OF EXHIBITS
7
Exhibit 99.1
Joint Filing Agreement
In accordance with Rule 13d-1(k) promulgated under
the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as
such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments
thereto) with respect to the ordinary shares, par value US$0.001 per share, of Puyi Inc., a Cayman Islands company, and that this Agreement
may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together
shall constitute one and the same instrument.
[Remainder of this page has
been left intentionally blank.]
SIGNATURE
IN WITNESS WHEREOF, the undersigned hereby execute
this Agreement as of February 5, 2024
|
LIU Jia |
|
|
|
By: |
/s/ LIU Jia |
|
|
|
|
Danica Surge Limited |
|
|
|
By: |
/s/ FENG Zhuojun |
|
|
FENG Zhuojun |
|
|
Director |
[Signature Page to Joint
Filing Agreement, Schedule 13G]
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