Statement of Changes in Beneficial Ownership (4)
12 Mai 2022 - 10:08PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Rapp W. Randall |
2. Issuer Name and Ticker or Trading Symbol
CROSSFIRST BANKSHARES, INC.
[
CFB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CHIEF RISK & CREDIT OFFICER |
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(Last)
(First)
(Middle)
11440 TOMAHAWK CREEK PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/11/2022 |
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(Street)
LEAWOOD, KS 66211
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/11/2022 | | M | | 5000 (1) | A | $0 | 27328 | D |
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| Common Stock | 5/11/2022 | | F | | 1218 (2) | D | $12.87 | 26110 | D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | $0 (3) | 5/11/2022 | | M (4) | | | 5000 | 5/11/2022 | 5/11/2022 | Common Stock | 5000 | $0 | 0 (5) | D |
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| Explanation of Responses: |
| (1) | Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 4. |
| (2) | These shares represent the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the vesting of the restricted stock units. |
| (3) | Each restricted stock unit represents a contingent right to receive one share of common stock. |
| (4) | Reflects the vesting of a prior restricted stock unit grant, which was previously reported. |
| (5) | The reporting person is the holder of other Restricted Stock Units as follows: 3,079 units that are scheduled to vest on February 24, 2023, 1,722 units that are scheduled to vest on February 27, 2023, 5,000 units that are scheduled to vest on May 11, 2023, 3,080 units that are scheduled to vest on February 24, 2024, 5,000 units that are expected to vest on May 11, 2024, and 1,618 units that are expected to vest on February 24, 2025. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Rapp W. Randall
11440 TOMAHAWK CREEK PARKWAY
LEAWOOD, KS 66211 |
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| CHIEF RISK & CREDIT OFFICER |
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Signatures
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| /s/ Benjamin R. Clouse, Attorney in Fact for Randy Rapp | | 5/12/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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