Current Report Filing (8-k)
11 Juni 2018 - 10:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 11, 2018
CHINA AUTO LOGISTICS INC.
(Exact name of registrant
as specified in its charter)
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Nevada
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001-34393
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98-065797
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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Floor 1 FTZ International Auto Mall 86 Tianbao
Avenue, Free Trade Zone
Tianjin Province, The People’s Republic
of China 300461
(Address of principal executive offices)
Registrant’s telephone number, including
area code:
(86) 22-2576-2771
(Former Name or Former Address if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
o
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
Item 8.01. Other Events.
As previously reported in a Current Report on Form 8-K filed June
1, 2018, China Auto Logistics Inc. (the “Company”) received notification from the Listing Qualifications Department
of The Nasdaq Stock Market, Inc. (“Nasdaq”) that due to the Company’s inability to timely file its Quarterly
Report for the quarter ended March 31, 2018 on Form 10-Q, as well as its Annual Report for the year ended December 31, 2017 on
Form 10-K, the Company has not been in compliance with Rule 5250(c)(1) of the Nasdaq Listing Rules (the “Rules”),
which requires timely filing of such reports with the U.S. Securities and Exchange Commission for continued listing.
Under the Rules, the Company was given until today, June 11, 2018,
to submit a plan to Nasdaq providing details on how the Company intends to regain compliance. On June 11, 2018, the Company submitted
its plan to Nasdaq detailing how the Company plans to regain compliance with Nasdaq’s continued listing requirements. After
reviewing the plan, Nasdaq may grant the Company an extension until October 15, 2018 for the Company to regain compliance. If
Nasdaq rejects the plan, the Company may appeal such decision to a Nasdaq Hearings Panel.
The Company issued a press release announcing the submission of
its compliance plan. A copy of the press release is attached as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
2
SIGNATURE PAGE
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: June 11, 2018
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CHINA AUTO LOGISTICS INC.
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By:
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/s/ Tong Shiping
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Name:
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Tong Shiping
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Title:
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President and Chief Executive Officer
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