Morgan Stanley Securities Limited Form 8.5 (EPT/RI) XSTRATA PLC (7331D)
01 Mai 2013 - 11:18AM
UK Regulatory
TIDMXTA
RNS Number : 7331D
Morgan Stanley Securities Limited
01 May 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form XSTRATA PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is GLENCORE INTERNATIONAL PLC
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 30 APRIL 2013
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
---------- ---------------- --------------- -------------------- ---------------
USD 0.5 PURCHASES 5,755,502 10.0250 9.6060 GBP
ordinary GBP
---------- ---------------- --------------- -------------------- ---------------
USD 0.5 SALES 5,830,422 10.0100 9.6050 GBP
ordinary GBP
---------- ---------------- --------------- -------------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 298 9.6150
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 9,333 9.6200
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 1,921 9.6350
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 1,002,873 9.6352
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 427,474 9.6352
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 129,552 9.6362
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 5,002 9.6362
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 2,660 9.6464
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 787 9.6539
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 11 9.6539
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 78,789 9.6713
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 6,980 9.6890
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 18,746 9.6942
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 603 9.7056
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 16,038 9.7169
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 647,571 9.7324
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 2,018 9.7324
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 9,469 9.8358
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 37,690 9.8358
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 8,353 9.8397
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 2,470 9.8397
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 172 9.8397
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD LONG 398 9.9681
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 98,360 9.6349
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 98,360 9.6349
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 65,956 9.6350
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 86,079 9.6350
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 1,747 9.6350
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 6,980 9.6410
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 111,403 9.6599
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 367,376 9.6659
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 638 9.6939
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 683 9.7007
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 8,236 9.7007
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 29,014 9.7007
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 2,799 9.7075
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 7,581 9.7127
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 30,173 9.7127
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 65,909 9.7130
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 647,571 9.7382
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 7,419 9.7382
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 91,584 9.7668
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 32,627 9.7788
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 5,002 9.7788
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 394,594 9.8960
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 177,738 9.9200
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
USD 0.5 CFD SHORT 3,292 9.9290
ordinary GBP
---------- ------------- ------------------------------- ------------ ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
(ii) Exercising
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 01 MAY 2013
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 7514
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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