TIDM0NLA TIDMTT.
RNS Number : 1956W
Bank of America Merrill Lynch
23 January 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
----------------
(a) Name of exempt principal trader: Bank of America
Merrill Lynch
--------------------------------------------------------------------------------------- ----------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
--------------------------------------------------------------------------------------- ----------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
--------------------------------------------------------------------------------------- ----------------
(d) Date dealing undertaken: 22/01/2013
--------------------------------------------------------------------------------------- ----------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
--------------------------------------------------------------------------------------- ----------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 49,916 2.948 GBP 2.906 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 38,798 2.94 GBP 2.914 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,924 2.914 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 3 2.923 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 13 2.923 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 21 2.923 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 291 2.923 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 523 2.923 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 10 2.93 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 167 2.93 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 812 2.922 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,076 2.922 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,581 2.922 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 3,526 2.927 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,854 2.916 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 16 2.918 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 896 2.94 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 5,159 2.92 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 871 2.925 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 4,288 2.925 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 4,330 2.925 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 6,252 2.925 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,413 2.924 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 685 2.919 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,220 2.924 GBP
--------------------------- -------------------- ------------------------ ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ -------------------
(d) Other dealings (including
subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 23/01/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
----------------
(a) Name of exempt principal trader: Bank of America
Merrill Lynch
--------------------------------------------------------------------------------------- ----------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
--------------------------------------------------------------------------------------- ----------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
--------------------------------------------------------------------------------------- ----------------
(d) Date dealing undertaken: 22/01/2013
--------------------------------------------------------------------------------------- ----------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
--------------------------------------------------------------------------------------- ----------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 35,606 7.955 EUR 7.9 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 65,462 8.022 EUR 7.901 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions
(other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,500 7.935 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,500 7.912 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,635 7.943 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,732 7.931 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 7,582 7.937 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 10,826 7.937 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 555 7.966 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 300 7.961 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 563 7.961 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 306 7.928 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 914 7.928 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 201 7.93 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 135 7.952 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 560 7.952 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,740 7.958 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 21 7.955 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 23 7.955 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 27 7.955 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 28 7.955 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 37 7.955 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 69 7.955 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,899 7.921 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 4,654 7.921 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 11,567 7.952 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 628 7.943 EUR
------------------------- --------------------- ------------------------ ----------------------- ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ -------------------
(d) Other dealings (including
subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 23/01/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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