Kirkland Lake Gold Holding(s) in Company
14 Mai 2015 - 5:57PM
UK Regulatory
TIDMKGI
Holding(s) in Company
For filings with the FSA include the annex
For filings with issuer exclude the annex
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying
issuer of existing shares to which voting rights Kirkland Lake Gold Inc.
are attached:(ii )
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2. Reason for the notification
(please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which voting
rights are attached
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An acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to
the notification obligation:(iii) Resolute Funds Limited
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4. Full name of shareholder(s) (if
different from 3.):(iv)
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5. Date of the transaction and date on
which the threshold is crossed or May 13, 2015
reached:(v)
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6. Date on which issuer notified: May 14, 2015
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7. Threshold(s) that is/are crossed or
reached:(vi, vii) 9.84%
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8. Notified details:
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A: Voting rights attached to shares(viii, ix)
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Class/type of
shares Situation previous
to the triggering Resulting situation after the triggering
transaction transaction
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if possible Number
using the Number of
ISIN CODE of Voting Number Number of voting % of voting
Shares Rights of shares rights rights (x)
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Direct Indirect
Direct (xi) (xii) Direct Indirect
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Common Stock 8,750,000 8,750,000 - - 7,900,000 9.84%
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B: Qualifying Financial Instrument
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Resulting situation after the triggering transaction
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Type of financial Number of voting
instrument rights that may
be
acquired if the
Exercise/ instrument is % of
Expiration Conversion exercised/ voting
date(xiii) Period(xiv) converted. rights
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C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Exercise/ Number of voting
Type of Expiration Conversion rights
financial Exercise date period instrument % of voting
instrument price (xvii) (xviii) refers to rights (xix, xx)
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Nominal Delta
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Total (A+B+C)
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Number of voting rights Percentage of voting rights
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7,900,000 9.84%
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9. Chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held, if applicable:(xxi)
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease to hold:
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12. Date on which proxy holder will cease to hold
voting rights:
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13. Additional information:
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14. Contact name: Anna Goncharova
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15. Contact telephone number: 416-350-3232
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares(xxii)
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A: Identity of the persons or legal entity subject to the notification
obligation
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Full name
(including legal form of legal entities) Resolute Funds Limited
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Contact address 2323 Yonge Street, Suite
(registered office for legal entities) 502
Toronto, ON M4P 2C9
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Phone number & email
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Other useful information
(at least legal representative for legal persons)
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B: Identity of the notifier, if applicable
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Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with the person or
legal entity subject to the notification
obligation)
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C: Additional information
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For notes on how to complete form TR-1 please see the FSA website.
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