Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
24 Januar 2020 - 1:43PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on January 24, 2020
File No. 333-227545
File No. 811-23382
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
Pre-Effective Amendment No.
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Post- Effective Amendment No. 6
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and/or
REGISTRATION STATEMENT
UNDER
THE
INVESTMENT COMPANY ACT OF 1940
Sprott Funds Trust
(Exact Name of Registrant as Specified in Charter)
200 Bay
Street, Suite 2600,
Toronto, Ontario, Canada M5J2J1
(Address of Principal Executive Office)
416-943-8099
(Registrant’s Telephone Number)
The
Corporation Trust Company
Corporation Trust Center
New Castle County
Wilmington, DE 19801
(Name and address of agent for service)
Copies of
communications to:
John A. Ciampaglia
Chief Executive Officer
Sprott Asset Management LP
200 Bay Street, Suite 2600
Toronto, Ontario, Canada M5J2J1
Bibb L. Strench, Esq.
Thompson Hine LLP
1919 M
Street, N.W., Suite 700
Washington, D.C. 20036-1600
It is proposed that this filing will become effective (check appropriate box)
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Immediately upon filing pursuant to paragraph (b)
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On (date) pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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On (date) pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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On (date) pursuant to paragraph (a)(2) of Rule 485
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If appropriate, check the following box:
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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EXPLANATORY NOTE
This Post-Effective Amendment No. 6 to the Trust’s Registration Statement on Form N-1A is filed for the sole
purpose of submitting the XBRL exhibits for the risk/return summary first provided in Post-Effective Amendment No. 5 filed on January 15, 2020, and incorporates Part A, B and C from said amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it
meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the
City of Toronto and Province of Ontario, on the 23rd day of January, 2020.
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Sprott Funds Trust
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By:
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/s/ John
Ciampaglia
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Name:
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John Ciampaglia
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Title:
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President
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Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the
following persons in the capacities indicated on January 23, 2020.
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Signature
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Title
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Date
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/s/ John Ciampaglia
John Ciampaglia
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President and Chief Executive Officer
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January 23, 2020
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/s/ Michael W. Clark*
Michael W. Clark
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Trustee
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January 23, 2020
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/s/ Barbara Connolly Keady*
Barbara Connolly Keady
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Trustee
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January 23, 2020
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/s/ Peyton T. Muldoon*
Peyton T. Muldoon
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Trustee
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January 23, 2020
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/s/ James R. Pierce Jr.*
James R. Pierce Jr.
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Trustee
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January 23, 2020
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/s/ Varinder Bhathal *
Varinder Bhathal
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Treasurer and Chief Financial Officer
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January 23, 2020
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John Ciampaglia, pursuant to a power of attorney filed on March 28, 2019 to the Registrant’s
Registration Statement in Pre-Effective Amendment No. 1 on Form N-14.
EXHIBIT INDEX
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Exhibit
No.
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Exhibit
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Ex-101.INS
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XBRL Instance Document
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Ex-101.SCH
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XBRL Taxonomy Extension Schema Document
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Ex-101.CALC
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XBRL Taxonomy Extension Calculation Linkbase
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Ex-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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Ex-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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Ex-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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