- Current report filing (8-K)
12 Mai 2009 - 10:35PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
April 3, 2009
Santa Monica Media Corporation
(Exact
name of registrant as specified in its charter)
Delaware
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001-33370
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59-3810312
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(State
or other jurisdiction of
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(Commission
File Number)
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(I.R.S.
Employer
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incorporation
or organization)
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Identification
Number)
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11845
West Olympic Boulevard, Suite 1125W
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Los
Angeles, California
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90064
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(Address
of principal executive offices)
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(Zip
Code)
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310-526-3222
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM
3.01
NOTICE
OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD;
TRANSFER OF LISTING
On
February 10, 2009, Santa Monica Media Corporation (the “Company”) received
notice from the NYSE Amex Staff (“Exchange”) indicating that it was below
certain additional continued listing standards of the Exchange, specifically
that the Company had not held an annual meeting of stockholders in 2008, as set
forth in Section 704 of the NYSE Amex Company Guide. The Company was
afforded the opportunity to submit a plan of compliance to the Exchange and on
May 4, 2009, the Exchange notified the Company that it accepted the Company’s
plan of compliance and granted the company an extension until August 11, 2009 to
regain compliance with the continued listing standards. The Company
will be subject to periodic review by Exchange Staff during the extension
period. Failure to make progress consistent with the plan or to
regain compliance with the continued listing standards by the end of the
extension period could result in the Company being delisted from the NYSE AMEX
LLC.
GOING
CONCERN QUALICATION
In
connection with the Company’s annual financial statements for the year ended
December 31, 2008 included in its Form 10K filing on April 3, 2008, the Company
received a going concern qualification from its auditors.
ITEM 9.01 FINANCIAL
STATEMENTS AND EXHIBITS
(d)
Exhibits:
Exhibit
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Description
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99.1
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Press
release dated May 12, 2009.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
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Santa
Monica Media Corporation
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Date:
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May
12, 2009
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By:
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/s/
David M. Marshall
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Name:
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David
M. Marshall
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Title:
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Chief
Executive Officer
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Santa Monica Media Corp. (AMEX:MEJ)
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