false 0001996210 0001996210 2024-12-02 2024-12-02
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 2, 2024
 
BLUM HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
  
000-56626
  
93-3735199
(State or other jurisdiction
of incorporation)
  
(Commission
File Number)
  
(IRS Employer
Identification No.)
 
11516 Downey Ave.,
Downey, California
  
90241
(Address of principal executive offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code: (888) 909-5564
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company  ☐
 
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
 
Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
 
Effective December 2, 2024, James Miller retired from his position as Chief Operating Officer of Blum Holdings, Inc. (the "Company"). Mr. Miller will continue to serve as a director on the Company’s Board of Directors.
 
As of the date of this Current Report, the Company has not appointed a new Chief Operating Officer. The Company has transitioned his duties internally to other members of management.
 
Item 9.01. Financial Statements and Exhibits.
 
(d) Exhibits.
 
Exhibit
  
Description
104
  
Cover Page Interactive Data File (embedded within the Inline XBRL Document).
 
2
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
BLUM HOLDINGS, INC.
  
     
Date: December 4, 2024
By:
/s/ Sabas Carrillo
  
   
Sabas Carrillo
  
   
Chief Executive Officer
  
 
 
3
v3.24.3
Document And Entity Information
Dec. 02, 2024
Document Information [Line Items]  
Entity, Registrant Name BLUM HOLDINGS, INC.
Document, Type 8-K
Document, Period End Date Dec. 02, 2024
Entity, Incorporation, State or Country Code DE
Entity, File Number 000-56626
Entity, Tax Identification Number 93-3735199
Entity, Address, Address Line One 11516 Downey Ave.,
Entity, Address, City or Town Downey
Entity, Address, State or Province CA
Entity, Address, Postal Zip Code 90241
City Area Code 888
Local Phone Number 909-5564
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0001996210
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