AXA Intends to Voluntarily Delist from the NYSE and Deregister with the SEC to Focus Trading on Euronext Paris
25 Januar 2010 - 4:51PM
PR Newswire (US)
PARIS, Jan. 25 /PRNewswire-FirstCall/ -- AXA today announced its
intention to voluntarily delist its American Depositary Shares
("ADS") from the New York Stock Exchange ("NYSE") and to
voluntarily deregister with the U.S. Securities and Exchange
Commission ("SEC"). As a result, AXA intends to file a Form 25 with
the NYSE during the first quarter of 2010 to effect the delisting.
The delisting will be effective ten days after this filing.
Following the effectiveness of the delisting from the NYSE, AXA
intends to file a Form 15F with the SEC to deregister and terminate
its reporting obligations under the Exchange Act. The Form 15F and
deregistration will also relate to the following debt securities
issued by AXA: 8.60% USD Subordinated Notes due December 15, 2030,
6.75% Euro Subordinated Notes due December 15, 2020 and 7.125% GBP
Subordinated Notes Due December 15, 2020. The deregistration is
expected to become effective within 90 days after the filing of the
Form 15F. AXA's delisting and deregistering will focus trading of
its ordinary shares on AXA's primary trading market (Euronext
Paris) which accounts for over 95% of worldwide trading volume. The
delisting and deregistration will have no impact on the listing of
AXA on Euronext Paris. AXA intends to maintain its US ADR program
as a "level one" program which will permit AXA's current ADR
holders and other US investors to continue holding and trading AXA
ADRs in the US over-the-counter market. Henri de Castries, AXA's
Chief Executive Officer, said, "The Group has derived a number of
important benefits from its NYSE listing since 1996 including the
financial reporting discipline we have achieved thanks to our
Sarbanes 404 program and we intend to ensure that this discipline
is maintained with an annual program to test the effectiveness of
our internal controls going forward. Trading volumes and liquidity
on the NYSE, however, have not developed to the level we had hoped
when we initially listed. Since 1996, trading volume on the NYSE
has represented a small portion of the Group's global trading
volume (currently less than 5%) and the market has not developed
sufficient liquidity to be attractive for most institutional
investors who continue to prefer the liquidity of our primary
trading market on Euronext Paris. After considering all the pros
and cons very carefully, we came to the conclusion that this
decision is the right move for the Group at this stage in its
evolution because the burdens of maintaining our listing and
registration seem disproportionate to the benefits we have
derived." AXA will also continue to publish its annual reports and
other financial communications in both English and French which
will be available to US ADR holders and other investors through
AXA's website (http://www.axa.com/). AXA's decision to delist from
the NYSE and deregister with the SEC does not call into question in
any way the Group's strategic vision for the US which has been one
of the Group's core markets for nearly 20 years and which will
remain one of its core markets going forward. . About AXA Group AXA
Group is a worldwide leader in Financial Protection. AXA's
operations are diverse geographically, with major operations in
Europe, North America and the Asia/Pacific area. For 1H09, IFRS
revenues amounted to Euro 48.4 billion and IFRS underlying earnings
to Euro 2.1 billion. AXA had Euro 967 billion in assets under
management as of June 30, 2009. The AXA ordinary share is listed on
compartment A of Euronext Paris under the ticker symbol CS (ISIN
FR0000120628 - Bloomberg: CS FP - Reuters: AXAF.PA). The American
Depository Share is also listed on the NYSE under the ticker symbol
AXA. IMPORTANT LEGAL INFORMATION AND CAUTIONARY STATEMENTS
CONCERNING FORWARD-LOOKING STATEMENTS Certain statements contained
herein are forward-looking statements including, but not limited
to, statements that are predictions of or indicate future events,
trends, plans or objectives. Undue reliance should not be placed on
such statements because, by their nature, they are subject to known
and unknown risks and uncertainties. Please refer to AXA's Annual
Report on Form 20-F and AXA's Document de Reference for the year
ended December 31, 2008, for a description of certain important
factors, risks and uncertainties that may affect AXA's business. In
particular, please refer to the section "Special Note Regarding
Forward-Looking Statements" in AXA's Annual Report on Form 20-F.
AXA undertakes no obligation to publicly update or revise any of
these forward-looking statements, whether to reflect new
information, future events or circumstances or otherwise.
DATASOURCE: AXA CONTACT: Investor relations AXA: Etienne
Bouas-Laurent, +33-1-40-75-46-85, Gilbert Chahine,
+33-1-40-75-56-07, Paul-Antoine Cristofari, +33-1-40-75-73-60,
Sylvie Gleises, +33-1-40-75-49-05, or Media relations AXA: Emmanuel
Touzeau, +33-1-40-75-46-74, Armelle Vercken, +33-1-40-75-46-42,
Chris Winans, +1-212-314-5519 Web Site: http://www.axa.com/
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