UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the Month of December 2023
1-15240
(Commission File Number)
JAMES HARDIE INDUSTRIES plc
(Translation of registrant’s name into English)
First Floor, Block A
One Park Place
Upper Hatch Street, Dublin 2, D02, FD79, Ireland
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F..X.... Form 40-F.........
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Not Applicable
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Not Applicable
TABLE OF CONTENTS
Forward-Looking Statements
This Form 6-K contains forward-looking statements. James Hardie Industries plc (the “company”) may from time to time make forward-looking statements in its periodic reports filed with or furnished to the Securities and Exchange Commission, on Forms 20-F and 6-K, in its annual reports to shareholders, in offering circulars, invitation memoranda and prospectuses, in media releases and other written materials and in oral statements made by the company’s officers, directors or employees to analysts, institutional investors, existing and potential lenders, representatives of the media and others. Statements that are not historical facts are forward-looking statements and such forward-looking statements are statements made pursuant to the Safe Harbor Provisions of the Private Securities Litigation Reform Act of 1995.
Examples of forward-looking statements include:
•statements about the company’s future performance;
•projections of the company’s results of operations or financial condition;
•statements regarding the company’s plans, objectives or goals, including those relating to strategies, initiatives, competition, acquisitions, dispositions and/or its products;
•expectations concerning the costs associated with the suspension or closure of operations at any of the company’s plants and future plans with respect to any such plants;
•expectations concerning the costs associated with the significant capital expenditure projects at any of the company’s plants and future plans with respect to any such projects;
•expectations regarding the extension or renewal of the company’s credit facilities including changes to terms, covenants or ratios;
•expectations concerning dividend payments and share buy-backs;
•statements concerning the company’s corporate and tax domiciles and structures and potential changes to them, including potential tax charges;
•statements regarding tax liabilities and related audits, reviews and proceedings;
•statements regarding the possible consequences and/or potential outcome of legal proceedings brought against us and the potential liabilities, if any, associated with such proceedings;
•expectations about the timing and amount of contributions to AICF, a special purpose fund for the compensation of proven Australian asbestos-related personal injury and death claims;
•expectations concerning the adequacy of the company’s warranty provisions and estimates for future warranty-related costs;
•statements regarding the company’s ability to manage legal and regulatory matters (including but not limited to product liability, environmental, intellectual property and competition law matters) and to resolve any such pending legal and regulatory matters within current estimates and in anticipation of certain third-party recoveries; and
•statements about economic or housing market conditions in the regions in which we operate, including but not limited to, the levels of new home construction and home renovations, unemployment levels, changes in consumer income, changes or stability in housing values, the availability of mortgages and other financing, mortgage and other interest rates, housing affordability and supply, the levels of foreclosures and home resales, currency exchange rates, and builder and consumer confidence.
Words such as “believe,” “anticipate,” “plan,” “expect,” “intend,” “target,” “estimate,” “project,” “predict,” “forecast,” “guideline,” “aim,” “will,” “should,” “likely,” “continue,” “may,” “objective,” “outlook” and similar expressions are intended to identify forward-looking statements but are not the exclusive means of identifying such statements. Readers are cautioned not to place undue reliance on these forward-looking statements and all such forward-looking statements are qualified in their entirety by reference to the following cautionary statements.
Forward-looking statements are based on the Company’s current expectations, estimates and assumptions and because forward-looking statements address future results, events and conditions, they, by their very nature, involve inherent risks and uncertainties, many of which are unforeseeable and beyond the Company’s control. Such known and unknown risks, uncertainties and other factors may cause actual results, performance or other achievements to differ materially from the anticipated results, performance or achievements expressed, projected or implied by these forward-looking statements. These factors, some of which are discussed under “Risk Factors” in Section 3 of the Form 20-F filed with the Securities and Exchange Commission on 16 May 2023, include, but are not limited to: all matters relating to or arising out of the prior manufacture of products that contained asbestos by current and former Company subsidiaries; required contributions to AICF, any shortfall in AICF funding and the effect of currency exchange rate movements on the amount recorded in the Company’s financial statements as an asbestos liability; compliance with and changes in tax laws and treatments; competition and product pricing in the markets in which the Company operates; the consequences of product failures or defects; exposure to environmental, asbestos, putative consumer class action or other legal proceedings; general economic and market conditions; the supply and cost of raw materials; possible increases in competition and the potential that competitors could copy the Company’s products; compliance with and changes in environmental and health and safety laws; risks of conducting business internationally; compliance with and changes in laws and regulations; currency exchange risks; dependence on customer preference and the concentration of the Company’s customer base; dependence on residential and commercial construction markets; the effect of adverse changes in climate or weather patterns; use of accounting estimates; and all other risks identified in the Company’s reports filed with Australian, Irish and US securities regulatory agencies and exchanges (as appropriate). The Company cautions you that the foregoing list of factors is not exhaustive and that other risks and uncertainties may cause actual results to differ materially from those referenced in the Company’s forward-looking statements. Forward-looking statements speak only as of the date they are made and are statements of the Company’s current expectations concerning future results, events and conditions. The Company assumes no obligation to update any forward-looking statements or information except as required by law.
EXHIBIT INDEX
| | | | | | | | |
| Exhibit No. | | Description |
| | Update - Notification of buy-back - JHX |
| | Application for quotation of securities - JHX |
| | Notification regarding unquoted securities - JHX |
| | Update - Notification of buy-back - JHX |
| | Update - Notification of buy-back - JHX |
| | Appendix 3Y - A Lloyd |
| | Appendix 3Y - R Rodriguez |
| | Appendix 3Y - P Lisboa |
| | Appendix 3Y - N Stein |
| | Appendix 3Y - H Wiens |
| | Appendix 3Y - S Rowland |
| | Appendix 3Y - PJ Davis |
| | Appendix 3Y - R Peterson |
| | Notification of cessation of securities - JHX |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | | | | | |
| | |
| | James Hardie Industries plc |
| Date: 22 December 2023 | | By: /s/ Aoife Rockett |
| |
| | Aoife Rockett |
| | Company Secretary |
EXHIBIT INDEX
| | | | | | | | |
| Exhibit No. | | Description |
| | Update - Notification of buy-back - JHX |
| | Application for quotation of securities - JHX |
| | Notification regarding unquoted securities - JHX |
| | Update - Notification of buy-back - JHX |
| | Update - Notification of buy-back - JHX |
| | Appendix 3Y - A Lloyd |
| | Appendix 3Y - R Rodriguez |
| | Appendix 3Y - P Lisboa |
| | Appendix 3Y - N Stein |
| | Appendix 3Y - H Wiens |
| | Appendix 3Y - S Rowland |
| | Appendix 3Y - PJ Davis |
| | Appendix 3Y - R Peterson |
| | Notification of cessation of securities - JHX |
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 15/12/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 2,093,000 Total number of +securities bought back on previous day 91,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification EXHIBIT 99.1
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 9/11/2023 1.4d Date of previous announcement to this update 14/12/2023 1.5 Date of this announcement 15/12/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 437,772,838 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 8,276,390 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 13/11/2023 3C.3 Proposed buy-back end date 31/10/2024 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$46.97 on 8 November 2023 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6431 (being the applicable spot rate on the same date) this would equate to a maximum of 8,276,390 ordinary shares/CUFS. However, the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 15/12/2023 4.2 Previous day on which +securities were bought back 14/12/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 2,093,000 91,000 4.4 Total consideration paid or payable for the +securities AUD 101,158,429.44000 AUD 4,706,084.87000 4.5 Highest price paid AUD 50.56000000 AUD 52.12000000 Date highest price was paid: 6/12/2023 4.6 Lowest price paid AUD 45.74000000 AUD 50.54000000 Date lowest price was paid: 14/11/2023 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 52.12000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 6,092,390
Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name JAMES HARDIE INDUSTRIES PLC Announcement Type New announcement Date of this announcement Friday December 15, 2023 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date JHX CHESS DEPOSITARY INTERESTS 1:1 242,924 11/12/2023 Refer to next page for full details of the announcement +Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer EXHIBIT 99.2
Application for quotation of +securities Application for quotation of +securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.5 Date of this announcement 15/12/2023 New announcement
Application for quotation of +securities Application for quotation of +securities 3 / 7 Part 2 - Type of Issue 2.1 The +securities to be quoted are: 2.2 The +securities to be quoted are: Additional +securities in a class that is already quoted on ASX ("existing class") +Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Application for quotation of +securities Application for quotation of +securities 4 / 7 Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Additional +securities to be quoted in an existing class issued under an +employee incentive scheme FROM (Existing Class) ASX +security code and description JHXAK : RESTRICTED STOCK UNIT TO (Existing Class) ASX +security code and description JHX : CHESS DEPOSITARY INTERESTS 1:1 Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 242,924 Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms Refer to the 2001 Plan: https://ir.jameshardie.com.au/public/download.jsp?id=5562 Are any of these +securities being issued to +key management personnel (KMP) or an +associate Provide details of the KMP or +associates being issued +securities Name of KMP Name of registered holder Number of +securities Timothy Beastrom Timothy Beastrom 3,170 Christian Claus Christian Claus 2,022 Issue date 11/12/2023 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Yes
Application for quotation of +securities Application for quotation of +securities 5 / 7 Issue details Number of +securities to be quoted 242,924 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities Nil Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.000000 Any other information the entity wishes to provide about the +securities to be quoted No
Application for quotation of +securities Application for quotation of +securities 6 / 7 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue JHX : CHESS DEPOSITARY INTERESTS 1:1 438,015,762 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue JHXAK : RESTRICTED STOCK UNIT 3,320,995 JHXAL : OPTION EXPIRING 03-NOV-2027 EX $33.05 269,221
Application for quotation of +securities Application for quotation of +securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A No No No
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 6 Announcement Summary Entity name JAMES HARDIE INDUSTRIES PLC Date of this announcement Friday December 15, 2023 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date JHXAK RESTRICTED STOCK UNIT 467,137 09/12/2023 Refer to next page for full details of the announcement +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends EXHIBIT 99.3
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.5 Date of this announcement 15/12/2023 New announcement
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 6 Part 2 - Issue details 2.1 The +securities the subject of this notification are: 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: has an existing ASX security code ("existing class") +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 6 Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B Additional +securities in an existing class issued under an +employee incentive scheme ASX +security code and description JHXAK : RESTRICTED STOCK UNIT Date the +securities the subject of this notification were issued 9/12/2023 Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Were any of the +securities issued to +key management personnel (KMP) or an +associate? Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms Refer to the 2001 Plan: https://ir.jameshardie.com.au/public/download.jsp?id=5562 Refer to 2006 Plan: https://ir.jameshardie.com.au/public/download.jsp?id=5390 Any other information the entity wishes to provide about the +securities the subject of this notification 456,783 Restricted Stock Units (RSUs) granted under the James Hardie Industries Equity Incentive Plan 2001 (2001 Plan) and 10,354 Performance Based TSR RSUs granted under the James Hardie Industries Incentive Plan 2006 (2006 Plan). Issue details Number of +securities 467,137 No Yes
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 6 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue JHX : CHESS DEPOSITARY INTERESTS 1:1 437,772,838 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue JHXAK : RESTRICTED STOCK UNIT 4,031,056 JHXAL : OPTION EXPIRING 03-NOV-2027 EX $33.05 269,221
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 6 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A No No No
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 16/12/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 2,184,000 Total number of +securities bought back on previous day 91,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification EXHIBIT 99.4
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 9/11/2023 1.4d Date of previous announcement to this update 15/12/2023 1.5 Date of this announcement 16/12/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 437,772,838 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 8,276,390 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 13/11/2023 3C.3 Proposed buy-back end date 31/10/2024 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$46.97 on 8 November 2023 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6431 (being the applicable spot rate on the same date) this would equate to a maximum of 8,276,390 ordinary shares/CUFS. However, the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 18/12/2023 4.2 Previous day on which +securities were bought back 15/12/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 2,184,000 91,000 4.4 Total consideration paid or payable for the +securities AUD 105,864,514.31000 AUD 4,734,947.56000 4.5 Highest price paid AUD 52.12000000 AUD 52.84000000 Date highest price was paid: 14/12/2023 4.6 Lowest price paid AUD 45.74000000 AUD 51.47000000 Date lowest price was paid: 14/11/2023 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 52.84000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 6,001,390
Notification of buy-back Notification of buy-back 1 / 6 Announcement Summary Name of entity JAMES HARDIE INDUSTRIES PLC Announcement type Update announcement Type of update Date of this announcement 19/12/2023 Reason for update Daily buy-back notification ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 The type of buy-back is: Total number of +securities bought back before previous day 2,275,000 Total number of +securities bought back on previous day 61,000 Refer to next page for full details of the announcement On market buy-back Daily buy-back notification EXHIBIT 99.5
Notification of buy-back Notification of buy-back 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our buy-back. 1.2 Registration number type ARBN Registration number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.4a Type of update 1.4b Reason for update Daily buy-back notification 1.4c Date of initial notification of buy-back 9/11/2023 1.4d Date of previous announcement to this update 16/12/2023 1.5 Date of this announcement 19/12/2023 1.6 ASX Security code and description of the class of +securities the subject of the buy-back JHX : CHESS DEPOSITARY INTERESTS 1:1 Daily buy-back notification Update/amendment to previous announcement
Notification of buy-back Notification of buy-back 3 / 6 Part 2 - Type of buy-back 2.1 The type of buy-back is: On market buy-back
Notification of buy-back Notification of buy-back 4 / 6 Part 3 - Buy-back details Part 3A - Details of +securities, price and reason 3A.1 Total number of +securities on issue in the class of +securities to be bought back 437,772,838 3A.4 Does the entity intend to buy back a minimum number of +securities 3A.5 Does the entity intend to buy back a maximum number of securities 3A.5a Maximum number of securities proposed to be bought back 8,276,390 3A.6 Name of broker or brokers who will offer to buy back +securities on the entity's behalf Broker name: Barrenjoey Markets Pty Limited 3A.9 Are the +securities being bought back for a cash consideration? 3A.9a Is the price to be paid for +securities bought back known? 3A.9a.1 In what currency will the buy-back consideration be paid? AUD - Australian Dollar Part 3B - Buy-back restrictions and conditions 3B.1 Does the buy-back require security holder approval? No Yes Yes No
Notification of buy-back Notification of buy-back 5 / 6 Part 3C - Key dates On-market buy-back 3C.2 Proposed buy-back start date 13/11/2023 3C.3 Proposed buy-back end date 31/10/2024 Part 3D - Other Information 3D.1 Any other information the entity wishes to notify to ASX about the buy-back Based on a closing market price on ASX of A$46.97 on 8 November 2023 (being the business day immediately prior to the date of this notice) and an A$/US$ exchange rate of 0.6431 (being the applicable spot rate on the same date) this would equate to a maximum of 8,276,390 ordinary shares/CUFS. However, the final maximum number of shares/CUFS will depend on market price and exchange rate movements over the buy-back period. No
Notification of buy-back Notification of buy-back 6 / 6 Part 4 - Daily buy-back notification A daily buy-back notification must be submitted for Employee share scheme, On-market, Equal access share scheme and Other buy-backs at least half an hour before the commencement of trading on the +business day after any day on which +securities are bought back (per listing rule 3.8A) Please verify if the pre-populated values are accurate as they are only indicative based on previous online submissions. The pre-populated values may not be accurate if previous online submissions are still in-flight or in case of announcements made via a MS Word form. Whilst you may over-ride a pre-populated value, once over-ridden it will not be possible to retrieve the previously pre-populated value. 4.1 Date of this notification 19/12/2023 4.2 Previous day on which +securities were bought back 18/12/2023 Before previous day On previous day 4.3 Total number of +securities bought back, or in relation to which acceptances have been received 2,275,000 61,000 4.4 Total consideration paid or payable for the +securities AUD 110,599,461.87000 AUD 3,139,781.43000 4.5 Highest price paid AUD 52.84000000 AUD 51.74000000 Date highest price was paid: 15/12/2023 4.6 Lowest price paid AUD 45.74000000 AUD 50.69000000 Date lowest price was paid: 14/11/2023 4.7 Highest price allowed to be paid by entity on the previous day under listing rule 7.33: AUD 53.38000000 4.8 If the entity has disclosed an intention to buy back a maximum number of +securities, the remaining number of +securities to be bought back as at the end of the previous day 5,940,390
| | |
EXHIBIT 99.6
Appendix 3Y
Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Anne LLOYD |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
| Date of change | 15 December 2023 |
| No. of securities held prior to change | •Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd. •Direct interest in 2,124 ADRs, equivalent to a holding of 2,124 ordinary shares/CUFS. |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 1
| | |
Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
| Number acquired | 339 ADRs, equivalent to a holding of 339 ordinary shares/CUFS. |
| Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,241.19 |
| No. of securities held after change | Current relevant interest is:
•Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd. •Direct interest in 2,463 ADRs, equivalent to a holding of 2,463 ordinary shares/CUFS.
|
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 2 01/01/2011
| | |
Appendix 3Y Change of Director’s Interest Notice |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 3
| | |
EXHIBIT 99.7 Appendix 3Y Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Rada RODRIGUEZ |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
| Date of change | 15 December 2023 |
| No. of securities held prior to change | Direct interest in 3,604 ADRs, equivalent to a holding of 3,604 ordinary shares/CUFS. |
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
| Number acquired | 354 ADRs, equivalent to a holding of 354 ordinary shares/CUFS. |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 1
| | |
Classification: James Hardie Collaborate
Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
| Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,694.34 |
| No. of securities held after change | Current relevant interest is:
•Direct interest in 3,958 ADR’s, equivalent to a holding of 3,958 ordinary shares/CUFS. |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 2 01/01/2011
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 3
Classification: James Hardie Collaborate
| | |
EXHIBIT 99.8 Appendix 3Y Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Persio LISBOA |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
Date of change | 15 December 2023 |
No. of securities held prior to change
| •Indirect interest in 12,174 ADRs, equivalent to a holding of 12,174 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa. •Direct interest in 6,411 ADRs, equivalent to a holding of 6,411 ordinary shares/CUFS. |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 1
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
| Number acquired | 354 ADRs, equivalent to a holding of 354 ordinary shares/CUFS. |
| Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,694.34 |
| No. of securities held after change | Current relevant interest is:
•Indirect interest in 12,174 ADRs, equivalent to a holding of 12,174 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa. •Direct interest in 6,765 ADRs, equivalent to a holding of 6,765 ordinary shares/CUFS. |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 2
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 3
| | |
EXHIBIT 99.9 Appendix 3Y Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Nigel STEIN |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
Date of change
| 15 December 2023 |
No. of securities held prior to change
| •Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Evelyn Partners Investment Services Limited (Formerly Pershing Securities Limited) and they are held on account for beneficial owner, Nigel Stein. •Direct interest in 3,472 ADRs, equivalent to a holding of 3,472 ordinary shares/CUFS. |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
| Number acquired | 354 ADRs, equivalent to a holding of 354 ordinary shares/CUFS. |
| Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,694.34 |
| No. of securities held after change | Current relevant interest is:
•Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Investment Services Limited (Formerly Pershing Securities Limited) and they are held on account for beneficial owner, Nigel Stein. •Direct interest in 3,826 ADRs, equivalent to a holding of 3,826 ordinary shares/CUFS. |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 2 01/01/2011
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
01/01/2011 Appendix 3Y Page 3
| | |
EXHIBIT 99.10 Appendix 3Y Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Harold WIENS |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
Date of change | 15 December 2023 |
No. of securities held prior to change
| •Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens. •Direct interest in 4,748 ADRs, equivalent to a holding of 4,748 ordinary shares/CUFS. |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 1
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
| Number acquired | 357 ADRs, equivalent to a holding of 357 ordinary shares/CUFS. |
| Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,784.97 |
| No. of securities held after change | Current relevant interest is:
•Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens. •Direct interest in 5,105 ADRs, equivalent to a holding of 5,105 ordinary shares/CUFS. |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 2 01/01/2011
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 3
| | |
EXHIBIT 99.11 Appendix 3Y Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Suzanne ROWLAND |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
| Date of change | 15 December 2023 |
| No. of securities held prior to change | •Indirect interest in 5,000 American Depository Receipts (ADRs), equivalent to a holding of 5,000 ordinary shares/CUFS. The registered holder is Charles Schwab & Co. Inc. and they are held on account for beneficial owner, Suzanne B. Rowland. •Direct interest in 1,273 ADRs, equivalent to a holding of 1,273 ordinary shares/CUFS. |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 1
| | |
Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
| Number acquired | 355 ADRs, equivalent to a holding of 355 ordinary shares/CUFS. |
| Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,724.55 |
| No. of securities held after change | Current relevant interest is:
•Indirect interest in 5,000 ADRs, equivalent to a holding of 5,000 ordinary shares/CUFS. The registered holder is Charles Schwab & Co. Inc. and they are held on account for the beneficial owner, Suzanne B. Rowland. •Direct interest in 1,628 ADRs, equivalent to a holding of 1,628 ordinary shares/CUFS.
|
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 2 01/01/2011
| | |
Appendix 3Y Change of Director’s Interest Notice |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 3
| | |
EXHIBIT 99.12 Appendix 3Y Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Peter-John DAVIS |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Direct interest in ordinary shares/CUFS registered in the name of Peter John Charles Davis. |
| Date of change | 15 December 2023 |
| No. of securities held prior to change | Direct interest in 1,294 CUFS, equivalent to a holding of 1,294 ordinary shares/CUFS. |
| Class | Ordinary shares/CUFS |
| Number acquired | 351 |
| Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | A$16,275.87 |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 1
| | |
Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
| No. of securities held after change | Current relevant interest is:
•1,645 ordinary shares/CUFS registered in the name of Peter John Charles Davis.
|
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of CUFs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 2 01/01/2011
| | |
EXHIBIT 99.13 Appendix 3Y Change of Director’s Interest Notice |
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| | |
Name of entity James Hardie Industries plc |
ARBN 097 829 895 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| | | | | |
| Name of Director | Renee PETERSON |
| Date of last notice | 22 September 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
| Date of change | 15 December 2023 |
| No. of securities held prior to change | •Direct interest in 697 ADRs, equivalent to a holding of 697 ordinary shares/CUFS. |
| Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
| Number acquired | 518 ADRs, equivalent to a holding of 518 ordinary shares/CUFS. |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 1
| | |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
| | | | | |
Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$15,648.78 |
| No. of securities held after change | Current relevant interest is:
•Direct interest in 1,215 ADRs, equivalent to a holding of 1,215 ordinary shares/CUFS. |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| | | | | |
| Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
| Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
| Interest acquired | Not applicable |
| Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
| Interest after change | Not applicable |
| | |
+ See chapter 19 for defined terms. |
Appendix 3Y Page 2 01/01/2011
| | |
Classification: James Hardie Collaborate
Appendix 3Y Change of Director’s Interest Notice |
Part 3 – +Closed period
| | | | | |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable |
| If prior written clearance was provided, on what date was this provided? | Not applicable |
| | |
+ See chapter 19 for defined terms. |
01/01/2011 Appendix 3Y Page 3
Notification of cessation of +securities Notification of cessation of +securities 1 / 4 Announcement Summary Entity name JAMES HARDIE INDUSTRIES PLC Announcement Type New announcement Date of this announcement Thursday December 21, 2023 Details of +securities that have ceased ASX +security code Security description Number of +securities that have ceased The +securities have ceased due to Date of cessation JHX CHESS DEPOSITARY INTERESTS 1:1 2,336,000 Cancellation pursuant to an on-market buy-back 20/12/2023 Refer to next page for full details of the announcement EXHIBIT 99.14
Notification of cessation of +securities Notification of cessation of +securities 2 / 4 Part 1 - Announcement Details 1.1 Name of +Entity JAMES HARDIE INDUSTRIES PLC We (the entity named above) provide the following information about our issued capital. 1.2 Registered Number Type ARBN Registration Number 097829895 1.3 ASX issuer code JHX 1.4 The announcement is 1.5 Date of this announcement 21/12/2023 New announcement
Notification of cessation of +securities Notification of cessation of +securities 3 / 4 Part 2 - Details of +equity securities or +debt securities that have ceased ASX +Security Code and Description JHX : CHESS DEPOSITARY INTERESTS 1:1 Quoted +equity securities or +debt securities that have ceased Number of securities that have ceased 2,336,000 Reason for cessation Cancellation pursuant to an on-market buy-back Date of cessation 20/12/2023 Is the entity paying any consideration for the cessation? In what currency is the consideration being paid? AUD - Australian Dollar Total consideration paid or payable for the securities AUD 113,739,244.000000000000 Any other information the entity wishes to notify to ASX about the cessation? Yes
Notification of cessation of +securities Notification of cessation of +securities 4 / 4 Part 3 - Issued capital following changes Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise: 3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX) ASX +security code and description Total number of +securities on issue JHX : CHESS DEPOSITARY INTERESTS 1:1 435,679,762 3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue JHXAK : RESTRICTED STOCK UNIT 3,788,132 JHXAL : OPTION EXPIRING 03-NOV-2027 EX $33.05 269,221 Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
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