Specialized Disclosure Report (sd)
30 Mai 2018 - 5:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
CATERPILLAR INC.
(Exact name of the registrant as specified in its charter)
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Delaware
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1-768
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37-0602744
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(State or other jurisdiction of
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(Commission
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(IRS Employer
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incorporation or organization)
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File Number)
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Identification No.)
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510 Lake Cook Road, Deerfield, Illinois
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60015
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(Address of principal executive offices)
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(Zip code)
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Suzette M. Long, General Counsel & Corporate Secretary
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224-551-4000
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(Name and telephone number, including area code, of the
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person to contact in connection with this report.)
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Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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√
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.
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Section 1 - Conflict Minerals Disclosure
Items 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit
Conflict Minerals Disclosure
A copy of Caterpillar Inc.’s Conflict Minerals Report for the year ended December 31, 2017 is provided as Exhibit 1.01 hereto and is publicly available at http://www.caterpillar.com/en/company/sustainability/conflict-minerals/CMR.html.
Section 2 – Exhibits
Item 2.01 Exhibits
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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CATERPILLAR INC.
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(Registrant)
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/s/ Denise C. Johnson
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May 30, 2018
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By: Denise C. Johnson
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(Date)
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Group President, Resource Industries
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