Initial Statement of Beneficial Ownership (3)
19 Juni 2020 - 11:10PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Qasem Rami |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/19/2020
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3. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [BKR]
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(Last)
(First)
(Middle)
17021 ALDINE WESTFIELD ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP, Digital Solutions / |
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(Street)
HOUSTON, TX 77073
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | 7/31/2018 (1) | (1) | Class A Common Stock | 9633.0 | (2) | D | |
| Restricted Stock Unit 01_18 | 1/22/2019 (1) | (1) | Class A Common Stock | 1875.0 | (2) | D | |
| Restricted Stock Unit 01_19 | 1/23/2020 (1) | (1) | Class A Common Stock | 10879.0 | (2) | D | |
| Restricted Stock Unit 01_20 | 1/22/2021 (1) | (1) | Class A Common Stock | 33068.0 | (2) | D | |
| Stock Option (Right to Buy) | 7/31/2018 (3) | 7/31/2027 | Class A Common Stock | 15108.0 | $36.89 | D | |
| Stock Option (Right to Buy) | 1/22/2019 (3) | 1/22/2028 | Class A Common Stock | 17761.0 | $35.55 | D | |
| Stock Option (Right to Buy) | 1/23/2020 (3) | 1/23/2029 | Class A Common Stock | 58869.0 | $22.98 | D | |
| Explanation of Responses: |
| (1) | The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. |
| (2) | The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. |
| (3) | The stock option vests in three equal annual installments beginning one year from the date of grant. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Qasem Rami
17021 ALDINE WESTFIELD ROAD
HOUSTON, TX 77073 |
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| EVP, Digital Solutions |
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Signatures
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| /s/ Lee Whitley, Attorney-in-fact | | 6/19/2020 |
| **Signature of Reporting Person | Date |
Baker Hughes (NYSE:BKR)
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