- Statement of Changes in Beneficial Ownership (4)
25 März 2011 - 11:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BlueLine Catalyst Fund IX, L.P.
|
2. Issuer Name
and
Ticker or Trading Symbol
UNIFY CORP
[
UNFY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
319 DIABLO ROAD, SUITE 200
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/24/2011
|
(Street)
DANVILLE, CA 94526
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
COMMON STOCK
|
3/24/2011
|
|
P
|
|
6941
|
A
|
$2.49
|
1025457
|
D
|
|
COMMON STOCK
|
3/25/2011
|
|
P
|
|
69245
|
A
|
$2.53
|
1094702
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
Remarks:
Scott A. Shuda, by power of attorney for all other reporting persons
As described in Amendment No. 1to Schedule 13D filing made on January 3, 2011 with respect to the Common Stock owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Partners, L.L.C., BlueLine Partners II, L.L.C., and Meridian OHC LLC, the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
BlueLine Catalyst Fund IX, L.P.
319 DIABLO ROAD
SUITE 200
DANVILLE, CA 94526
|
X
|
|
|
|
BlueLine Capital Partners, L.P.
319 DIABLO ROAD
STE 200
DANVILLE, CA 94526
|
|
X
|
|
|
BlueLine Capital Partners II, L.P.
319 DIABLO ROAD
STE 200
DANVILLE, CA 94526
|
|
X
|
|
|
BlueLine Capital Partners III, LP
319 DIABLO ROAD
STE 200
DANVILLE, CA 94526
|
|
X
|
|
|
BlueLine Partners, L.L.C.
319 DIABLO ROAD
STE 200
DANVILLE, CA 94526
|
|
X
|
|
|
BlueLine Partners II, LLC
319 DIABLO ROAD
STE 200
DANVILLE, CA 94526
|
|
X
|
|
|
Signatures
|
Scott A. Shuda
|
|
3/25/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Unify Corp. (MM) (NASDAQ:UNFY)
Historical Stock Chart
Von Mär 2025 bis Apr 2025
Unify Corp. (MM) (NASDAQ:UNFY)
Historical Stock Chart
Von Apr 2024 bis Apr 2025
Echtzeit-Nachrichten über Unify Corp. (MM) (NASDAQ): 0 Nachrichtenartikel
Weitere News-Artikel