Current Report Filing (8-k)
14 Oktober 2020 - 11:17PM
Edgar (US Regulatory)
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0001102112
2020-10-14
2020-10-14
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iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
TO Section 13
OR 15(D) OF THE Securities Exchange Act OF
1934
Date of Report (Date of earliest
event reported) October 14, 2020
PacWest
Bancorp
(Exact name of registrant as specified
in its charter)
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Delaware
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001-36408
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33-0885320
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(State of
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(Commission File Number)
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(IRS Employer
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Incorporation)
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Identification No.)
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9701
Wilshire Blvd., Suite
700, Beverly Hills, California 90212
(Address of principal executive offices
and zip code)
(310) 887-8500
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed
since last report)
Securities registered pursuant to
Section 12(b) of the Act:
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Common
Stock, par value $0.01 per share
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PACW
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The
Nasdaq Stock Market, LLC
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(Title of Each Class)
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(Trading Symbol)
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(Name of Exchange on Which Registered)
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Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230-425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ¨
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ¨
Item 2.02 Results of Operations and Financial Condition.*
On
October 14, 2020, PacWest Bancorp (the “Company”) announced its results of operations and financial condition
for the three and nine months ended September 30, 2020. The press release announcing the financial results for the three and
nine months ended September 30, 2020 is furnished as Exhibit 99.1 and incorporated herein by reference. A presentation
regarding the Company’s financial results for the three and nine months ended September 30, 2020 is furnished as Exhibit 99.2
and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.*
(d) Exhibits.
Exhibit
*The information furnished under Item 2.02 and Item 9.01 of
this Current Report on Form 8-K, including the exhibit, shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section, nor shall it be
deemed incorporated by reference in any registration statement or other filings of PacWest Bancorp under the Securities Act of
1933, as amended, except as shall be set forth by specific reference in such filing.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PacWest Bancorp
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By:
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/s/ Bart R. Olson
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Name:
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Bart R. Olson
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Title:
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Executive Vice President
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Deputy Chief Financial Officer
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Date: October 14, 2020
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