Current Report Filing (8-k)
17 März 2023 - 1:15PM
Edgar (US Regulatory)
0001414767
false
0001414767
2023-03-16
2023-03-16
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
| UNITED
STATES |
| SECURITIES
AND EXCHANGE COMMISSION |
| Washington,
D.C. 20549 |
| |
|
|
| FORM
8-K |
| |
| CURRENT
REPORT |
| |
|
|
| PURSUANT
TO SECTION 13 OR 15(d) OF |
| THE
SECURITIES EXCHANGE ACT OF 1934 |
| |
|
|
| Date
of Report (Date of earliest event reported): March 16,
2023 |
| |
|
|
| Netcapital
Inc. |
| (Exact
name of registrant as specified in its charter) |
| |
|
|
| Utah |
001-41443 |
87-0409951 |
| (State or
other jurisdiction of incorporation) |
(Commission File No.) |
(I.R.S. Employer Identification
No.) |
| |
|
|
| State
Street Financial Center, 1
Lincoln Street, Boston,
Massachusetts 02111 |
| (Address
of principal executive offices) (Zip Code) |
| |
|
|
| 782-925-1700 |
| (Registrant's
telephone number, including area code) |
| |
Not Applicable |
|
|
| (Former
name or former address, if changed since last report) |
| |
| Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions: |
| |
| [
] Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425) |
| |
| [
] Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12) |
| |
| [
] Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
| [
] Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange on which registered |
| Common
Stock, $0.001 par value per share |
|
NCPL |
|
The Nasdaq
Stock Market LLC |
Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company [
]
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 2.02. Results of Operations and Financial
Condition.
On March 16, 2023, Netcapital Inc. (the “Company”)
issued a press release announcing financial results for the period ended January 31, 2023. The text of the press release is furnished
as Exhibit 99.1 to this current report.
The information in this Item 2.02 and Exhibit 99.1
hereto shall not be deemed “filed” for the purposes of or otherwise subject to the liabilities under Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”). Unless expressly incorporated into a filing of the Company under the
Securities Act of 1933, as amended, or the Exchange Act, the information contained in this Item 2.02 and Exhibit 99.1 hereto shall not
be incorporated by reference into any Company filing, whether made before or after the date hereof, regardless of any general incorporation
language in such filing.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
Netcapital Inc. |
| |
(Registrant) |
| |
|
|
| Date: March 17, 2023 |
By: |
/s/
Martin Kay |
| |
|
Martin Kay |
| |
|
Chief Executive Officer |
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