UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 12)

 

 

NB&T Financial Group, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

62874 M 10 4

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

13G

 

CUSIP No. 62874 M 10 4

 

  1 

Names of reporting persons

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Brooke W. James

  2

Check the appropriate box if a member of a group*

(a)  ¨        (b)  ¨

 

  3

SEC use only

 

  4

Citizenship or place of organization

 

    United States

Number of

shares

beneficially

owned by

each

reporting

person

with

   5 

Sole voting power

 

    194,412

  6

Shared voting power

 

    -0-

  7

Sole dispositive power

 

    194,412

  8

Shared dispositive power

 

    -0-

  9

Aggregate amount beneficially owned by each reporting person

 

    194,412

10

Check if the aggregate amount in Row (9) excludes certain shares*

 

11

Percent of class represented by amount in Row 9

 

    5.6%

12

Type of reporting person*

 

    IN

 

 

2

Item 1(a). Name of Issuer:
NB&T Financial Group, Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices:
48 N. South Street
Wilmington, Ohio 45177
Item 2(a). Name of Person Filing:
Brooke W. James
Item 2(b). Address of Principal Business Office or, if none,

Residence:

2431 Bexley Park Road

Columbus, Ohio 43209

Item 2(c). Citizenship:
United States
Item 2(d). Title and Class of Securities:
Common Stock
Item 2(e). CUSIP Number
62874 M 10 4
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
(a) ¨ Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o).
(b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) ¨ Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) ¨ Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

3

(e) ¨ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
(f) ¨ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
(g) ¨ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
(h) ¨ A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) ¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
(j) ¨ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J)
(k) ¨ Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
Item 4. Ownership:
(a) Amount Beneficially Owned:
194,412
(b) Percent of Class:
5.6%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 194,412
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 194,412
(iv) shared power to dispose or to direct the disposition of: -0-
The number of shares beneficially owned includes 7000 shares that can be acquired upon the exercise of options within the next 60 days.

 

4

Item 5.    Ownership of Five Percent or Less of a Class:
   Inapplicable
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person:
   Inapplicable
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
   Inapplicable
Item 8.    Identification and Classification of Members of the Group:
   Inapplicable
Item 9.    Notice of Dissolution of Group:
   Inapplicable
Item 10.    Certification:
   Inapplicable

Signature:

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

January 23, 2015

    

/s/ Brooke W. James

Date     Brooke W. James

 

5

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