Annual Statement of Changes in Beneficial Ownership (5)
13 August 2021 - 3:54PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Beck Michael C | 2. Issuer Name and Ticker or Trading SymbolLSI INDUSTRIES INC [LYTS] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr Vice President - Operations |
(Last)
(First)
(Middle)
C/O LSI INDUSTRIES INC., 10000 ALLIANCE ROAD | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 6/30/2021 |
(Street)
CINCINNATI, OH 45242
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 10238 | D | |
Common Stock (1) | 7/2/2020 | | A | 804 | A | $6.19 | 18736 | D | |
Common Stock (1) | 7/31/2020 | | A | 1313 | A | $5.86 | 20049 | D | |
Common Stock (1) | 8/14/2020 | | A | 1171 | A | $6.57 | 21220 | D | |
Common Stock (1) | 8/28/2020 | | A | 1095 | A | $6.99 | 22315 | D | |
Common Stock (1) | 9/11/2020 | | A | 1212 | A | $6.35 | 23527 | D | |
Common Stock (1) | 9/25/2020 | | A | 1192 | A | $6.42 | 24719 | D | |
Common Stock (1) | 9/30/2020 | | A | 4444 | A | $6.75 | 29163 | D | |
Common Stock (1) | 10/9/2020 | | A | 1029 | A | $7.48 | 30192 | D | |
Common Stock (1) | 10/23/2020 | | A | 1037 | A | $7.38 | 31229 | D | |
Common Stock (1) | 11/6/2020 | | A | 1067 | A | $7.17 | 32296 | D | |
Common Stock (1) | 11/20/2020 | | A | 975 | A | $7.85 | 33271 | D | |
Common Stock (1) | 12/4/2020 | | A | 958 | A | $7.99 | 34229 | D | |
Common Stock (1) | 12/18/2020 | | A | 849 | A | $9.01 | 35078 | D | |
Common Stock (1) | 12/31/2020 | | A | 894 | A | $8.56 | 35972 | D | |
Common Stock (1) | 1/15/2021 | | A | 1031 | A | $8.72 | 37003 | D | |
Common Stock (1) | 1/29/2021 | | A | 930 | A | $9.60 | 37933 | D | |
Common Stock (1) | 2/12/2021 | | A | 939 | A | $9.58 | 38872 | D | |
Common Stock (1) | 2/26/2021 | | A | 990 | A | $9.02 | 39862 | D | |
Common Stock (1) | 3/12/2021 | | A | 863 | A | $10.42 | 40725 | D | |
Common Stock (1) | 3/26/2021 | | A | 1044 | A | $8.55 | 41769 | D | |
Common Stock (1) | 4/9/2021 | | A | 1046 | A | $8.60 | 42815 | D | |
Common Stock (1) | 4/23/2021 | | A | 960 | A | $9.30 | 43775 | D | |
Common Stock (1) | 5/7/2021 | | A | 1135 | A | $7.86 | 44910 | D | |
Common Stock (1) | 5/21/2021 | | A | 1081 | A | $8.26 | 45991 | D | |
Common Stock (1) | 6/4/2021 | | A | 1019 | A | $8.76 | 47010 | D | |
Common Stock (1) | 6/18/2021 | | A | 1164 | A | $7.67 | 48174 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Beck Michael C C/O LSI INDUSTRIES INC. 10000 ALLIANCE ROAD CINCINNATI, OH 45242 |
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| Sr Vice President - Operations |
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Signatures
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/s/ F. Mark Reuter as Attorney-in-Fact for Michael Beck | | 8/13/2021 |
**Signature of Reporting Person | Date |
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