LPL Financial Welcomes Strategic Insights Financial Planning Group
11 April 2024 - 3:00PM
LPL Financial LLC announced today that Strategic Insights
Financial Planning Group has joined LPL Financial’s broker-dealer,
RIA and custodial platforms. The team of five advisors reported
serving approximately $500 million in advisory, brokerage and
retirement plan assets* and joins LPL from Ameriprise Financial.
Founded in 1986 by Arthur Hughes CFP®, the McAllen,
Texas-based team includes managing partners James Credo CFP®, and
James Enriquez MST, EA, CFP®, along with fellow advisors Alexis
Villarreal APMA and Leonardo Chang MA, CFP®. They take a team
approach so they can go deeper into financial planning with the
goal of delivering highly customized client experiences and
building meaningful relationships.
“We work with a diverse mix of clients from small
business owners to healthcare workers to retirees, all who enjoy a
personalized and collaborative relationship with their financial
advisor,” Credo said. “Whether our clients seek financial
stability, wealth accumulation or legacy planning, we strive to
deliver the most efficient and effective roadmap to aid them on
their financial journey.”
The team chose to move to LPL for many reasons,
including increased office efficiencies, marketing resources, the
ability to elevate the client experience and future growth.
“We’re no longer a one-man firm, and it’s our hope
that we can be a 100-year-plus firm with a unique brand and
culture,” Enriquez said. “By joining LPL, we have access to LPL’s
integrated platform with single sign-on and self-clearing
capabilities. We can use the planning software of our choice, which
gives us the capability to upload tax returns within the same
system.”
Additionally, Enriquez said they can now market
their brand outside of a franchise system and build content more
easily, ultimately allowing them to share more resources with their
clients and community.
With the move to LPL, the team is hopeful to find
more like-minded advisors to partner with and grow their footprint.
They said LPL’s vast resources will help them elevate their value
proposition as they seek other financial professionals who might
benefit from working in a team environment.
“We extend a warm welcome to Arthur, James C.,
James E., Alexis and Leonardo,” said Scott Posner, LPL Executive
Vice President, Business Development. “We serve to empower
advisors, providing them with industry-leading tools, innovative
capabilities and technology that streamline how they operate and
reduce complexities. We provide support across the back, middle and
front office, all while giving the team ultimate control in how
they operate. We are deeply invested in our advisors, getting their
input and working alongside them to be able to design solutions
that meet their needs — so they can serve the needs of their
clients. We look forward to supporting Strategic Insights Financial
Planning for generations to come.”
Related
Advisors, find your perfect fit at LPL.
About LPL FinancialLPL Financial
Holdings Inc. (Nasdaq: LPLA) was founded on the principle that LPL
should work for advisors and institutions, and not the other way
around. Today, LPL is a leader in the markets we serve, serving
more than 22,000 financial advisors, including advisors at
approximately 1,100 institutions and at approximately 570
registered investment advisor ("RIA") firms nationwide. We are
steadfast in our commitment to the advisor-mediated model and the
belief that Americans deserve access to personalized guidance from
a financial professional. At LPL, independence means that advisors
and institution leaders have the freedom they deserve to choose the
business model, services and technology resources that allow them
to run a thriving business. They have the flexibility to do
business their way. And they have the freedom to manage their
client relationships, because they know their clients best. Simply
put, we take care of our advisors and institutions, so they can
take care of their clients.
Securities and Advisory services offered through
LPL Financial LLC ("LPL Financial"), a registered investment
advisor. Member FINRA/SIPC. LPL Financial and its affiliated
companies provide financial services only from the United States.
Strategic Insights Financial Planning Group and LPL Financial are
separate entities.
Throughout this communication, the terms “financial
advisors” and “advisors” are used to refer to registered
representatives and/or investment advisor representatives
affiliated with LPL Financial.
We routinely disclose information that may be
important to shareholders in the "Investor Relations" or "Press
Releases" section of our website.
*Value approximated based on asset and holding
details provided to LPL from end of year, 2023.
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