Current Report Filing (8-k)
17 Juni 2021 - 11:05PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 14, 2021
ALSET
EHOME INTERNATIONAL INC.
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(Exact
name of registrant as specified in its charter)
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Delaware
|
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001-39732
|
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83-1079861
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(State of incorporation
or organization)
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(Commission
File
Number)
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(IRS Employer
Identification No.)
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4800
Montgomery Lane, Suite 210
Bethesda,
Maryland 20814
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code (301) 971-3940
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
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Trading
Symbol(s)
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Name
of Each Exchange on Which Registered
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Common
Stock, $0.001 par value
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AEI
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The
Nasdaq Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On
June 14, 2021, Alset EHome International Inc. (the “Company”) filed an amendment (the “Amendment”) to its Third
Amended and Restated Certificate of Incorporation, as amended, to increase the Company’s authorized share capital. The Amendment
increased the Company’s authorized share capital to 250,000,000 common shares and 25,000,000 preferred shares, from 20,000,000
common shares and 5,000,000 preferred shares, respectively.
Item
8.01 Other Events
Effective
upon the filing of the Amendment, the Company issued an entity owned by Chan Heng Fai, the Company’s Chairman and Chief Executive
Officer, 6,380,000 shares of common stock upon the automatic conversion of all 6,380 outstanding shares of the Company’s Series
A Convertible Preferred Stock (the “Series A Preferred Stock”). The terms of the Series A Preferred Stock were described
in the Company’s Current Report on Form 8-K filed on May 4, 2021.
Effective
upon the filing of the Amendment, the Company issued Mr. Chan 2,132,000 shares of common stock upon the automatic conversion of all 2,132
outstanding shares of the Company’s Series B Convertible Preferred Stock (the “Series B Preferred Stock”). The terms
of the Series B Preferred Stock were described in the Company’s Current Report on Form 8-K filed on May 12, 2021.
Effective
upon the filing of the Amendment, the Company issued Mr. Chan an aggregate of 9,163,966 shares of common stock upon the automatic conversion
in full of four outstanding promissory notes. The terms of the Notes were described in the Company’s Current Report on Form 8-K
filed on March 18, 2021.
Item
9.01 Financial Statements and Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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ALSET
EHOME INTERNATIONAL INC.
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Date:
June 17, 2021
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By:
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/s/
Rongguo Wei
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Name:
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Rongguo
Wei
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Title:
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Co-Chief
Financial Officer
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