TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 3 December 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,200,030 0.76% 3,390,111 0.28%
(2) Derivatives (other than
options): 61,870 0.01% 7,819,154 0.64%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 9,261,900 0.76% 11,209,265 0.92%
Class of relevant security: Convertible Bond XS0503743949
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 100,000 0.23% 0 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 100,000 0.23% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of securities Price per unit
security
ORD Purchase 133 4.2699 GBP
ORD Purchase 137 4.2780 GBP
ORD Purchase 172 4.2570 GBP
ORD Purchase 178 4.2720 GBP
ORD Purchase 302 4.2870 GBP
ORD Purchase 369 4.2775 GBP
ORD Purchase 369 4.2830 GBP
ORD Purchase 408 4.2980 GBP
ORD Purchase 579 4.2690 GBP
ORD Purchase 585 4.3014 GBP
ORD Purchase 634 4.3020 GBP
ORD Purchase 649 4.2730 GBP
ORD Purchase 891 4.3015 GBP
ORD Purchase 912 4.2924 GBP
ORD Purchase 976 4.2695 GBP
ORD Purchase 1,503 4.2949 GBP
ORD Purchase 1,733 4.2650 GBP
ORD Purchase 1,929 4.2960 GBP
ORD Purchase 2,436 4.2992 GBP
ORD Purchase 4,470 4.2750 GBP
ORD Purchase 7,676 4.2895 GBP
ORD Purchase 11,970 4.2852 GBP
ORD Purchase 12,932 4.2865 GBP
ORD Purchase 13,262 4.2930 GBP
ORD Purchase 16,493 4.2920 GBP
ORD Purchase 57,750 4.2823 GBP
ORD Purchase 65,914 4.2867 GBP
ORD Purchase 112,691 4.2746 GBP
ORD Purchase 135,500 4.2844 GBP
ORD Sale 133 4.2699 GBP
ORD Sale 137 4.2780 GBP
ORD Sale 172 4.2570 GBP
ORD Sale 178 4.2720 GBP
ORD Sale 178 4.2724 GBP
ORD Sale 300 4.2600 GBP
ORD Sale 302 4.2870 GBP
ORD Sale 343 4.2795 GBP
ORD Sale 369 4.2775 GBP
ORD Sale 369 4.2830 GBP
ORD Sale 408 4.2980 GBP
ORD Sale 477 4.2750 GBP
ORD Sale 579 4.2690 GBP
ORD Sale 585 4.3014 GBP
ORD Sale 649 4.2730 GBP
ORD Sale 891 4.3015 GBP
ORD Sale 912 4.2924 GBP
ORD Sale 976 4.2695 GBP
ORD Sale 1,119 4.2760 GBP
ORD Sale 1,733 4.2650 GBP
ORD Sale 1,929 4.2960 GBP
ORD Sale 2,528 4.2821 GBP
ORD Sale 5,584 4.2906 GBP
ORD Sale 6,387 4.2877 GBP
ORD Sale 9,259 4.2768 GBP
ORD Sale 9,779 4.2841 GBP
ORD Sale 15,384 4.2831 GBP
ORD Sale 15,985 4.2931 GBP
ORD Sale 17,292 4.2920 GBP
ORD Sale 20,727 4.2885 GBP
ORD Sale 38,120 4.2824 GBP
ORD Sale 105,643 4.2756 GBP
ORD Sale 127,152 4.2816 GBP
(b) Derivatives transactions (other than options)
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
ORD SWAP Long 8,898 4.2681 GBP
ORD CFD Long 15,985 4.2931 GBP
ORD CFD Long 19,010 4.2847 GBP
ORD CFD Short 1,995 4.3013 GBP
ORD CFD Short 11,970 4.2852 GBP
ORD CFD Short 29,264 4.2913 GBP
ORD CFD Short 32,291 4.2876 GBP
ORD CFD Short 33,623 4.2858 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 4 Dec 2014
Contact name: Jay Supaya
Telephone number: 0207 773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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