TIDMTT. TIDM0NLA
RNS Number : 9899M
Bank of America Merrill Lynch
22 July 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 21/07/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 213,761 11.255 EUR 10.86 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 206,910 11.225 EUR 10.875 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than
options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN
DE000TUAG000 Swaps Short 205 11.257 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 205 10.873 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,700 10.907 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,500 10.907 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,855 10.926 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,016 10.926 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,656 10.929 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,656 10.964 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 974 10.968 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 31,681 10.998 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 319 10.893 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,074 10.894 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 371 10.904 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,360 10.94 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,764 10.96 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,899 10.973 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,360 10.959 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,360 10.94 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 271 10.894 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,255 11.013 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,701 11.062 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 6,819 11.062 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,376 10.944 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 3,726 10.92 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,878 10.979 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 303 11.024 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 65 10.931 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 932 10.96 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 58 10.931 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 303 10.931 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 58 10.96 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 127 10.889 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 124 10.889 EUR
--------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22/07/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
--------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
--------------------------------
(d) Date dealing undertaken: 21/07/2014
--------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
--------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 1,126,459 3.725 GBP 3.633 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 892,296 3.746 GBP 3.634 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN Swaps Short 189 3.64 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 67,364 3.667 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 207 3.675 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,850 3.679 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 371 3.67 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 3,060 3.67 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 961 3.673 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 41,889 3.672 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 733 3.657 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 1,332 3.707 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,060 3.657 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,501 3.672 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 5,387 3.657 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 5,199 3.689 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,449 3.689 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,798 3.689 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,781 3.689 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,844 3.654 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 3,844 3.746 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 18,785 3.671 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 1,603 3.665 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 364,484 3.662 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 364,578 3.662 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 5,985 3.664 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 139,892 3.667 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 17,289 3.667 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 10,478 3.668 GBP
GB00B1Z7RQ77
-------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22/07/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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