TIDMRKH TIDMMOG TIDMTT. TIDM0NLA
RNS Number : 3712L
Bank of America Merrill Lynch
03 July 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 02/07/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in YES
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 522,954 3.966 GBP 3.93 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 342,851 3.967 GBP 3.931 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 2 3.967 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 2 3.94 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 1 3.967 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 81 3.967 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 7 3.94 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 219 3.94 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 1,344 3.936 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 1,551 3.934 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 1,162 3.936 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 887 3.935 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 204 3.941 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 8,782 3.946 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 413 3.939 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 1,000 3.94 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 20,801 3.952 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Long 4,199 3.944 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 486 3.936 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 2,371 3.936 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 502 3.936 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 2,072 3.936 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 12,497 3.941 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN Swaps Short 1,200 3.94 GBP
GB00B1Z7RQ77
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
GB00B1Z7RQ77 Swaps Short 100,652 4.957 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
GB00B1Z7RQ77 Swaps Short 2,945 4.957 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
GB00B1Z7RQ77 Swaps Short 12,820 4.957 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
GB00B1Z7RQ77 Swaps Short 3,730 4.957 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
GB00B1Z7RQ77 Swaps Short 4,853 4.957 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 03/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 02/07/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 34,468 12.195 EUR 12.11 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 69,664 12.205 EUR 12.1 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 163 12.162 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 2,902 12.126 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 945 12.16 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 713 12.184 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,357 12.148 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 446 12.157 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 855 12.157 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,471 12.157 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 270 12.164 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 197 12.145 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 344 12.145 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,061 12.145 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,556 12.145 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 999 12.149 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 245 12.185 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 12,320 12.145 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 726 12.126 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 674 12.116 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 4,936 12.135 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 10,860 12.173 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 4,586 12.173 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 9,162 12.145 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 181 12.144 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 186 12.15 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 186 12.144 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 75 12.144 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 475 12.144 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 665 12.15 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 665 12.18 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 347 12.15 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 474 12.131 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 198 12.131 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,005 12.124 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 920,158 12.165 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Short 920,158 12.165 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,936 12.136 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,488 12.136 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,175 12.136 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 5,115 12.136 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
Common - ISIN
DE000TUAG000 Swaps Long 40,161 12.136 EUR
------------------------- --------------------- ----------------------- ---------------------- ---------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 03/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose Rockhopper Exploration PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Rockhopper Exploration PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 02/07/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in YES
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B0FVQX23 Purchase 154,731 0.895 GBP 0.875 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B0FVQX23 Sale 199,149 0.9 GBP 0.878 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 13,092 0.89 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 6,546 0.886 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 38,894 0.897 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 1,624 0.887 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 4,992 0.888 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,709 0.885 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,709 0.875 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 2,709 0.885 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 13,689 0.891 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Long 26,515 0.892 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 6,522 0.891 GBP
GB00B0FVQX23
-------------------------- -------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 03/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose Mothercare PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Destination Maternity Corp
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 02/07/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0009067447 Purchase 38,538 2.67 GBP 2.568 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB0009067447 Sale 4,500 2.715 GBP 2.65 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other
than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 699 2.583 GBP
GB0009067447
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 3,116 2.626 GBP
GB0009067447
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 638 2.626 GBP
GB0009067447
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 2,914 2.626 GBP
GB0009067447
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 25,284 2.626 GBP
GB0009067447
-------------------------- -------------------- ----------------------- ------------------------ -----------------
Common - ISIN Swaps Short 1,387 2.626 GBP
GB0009067447
-------------------------- -------------------- ----------------------- ------------------------ -----------------
(c) Options transactions in respect of existing
securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------- ------------ ---------------------
N/A N/A N/A N/A
----------------------------- -------------------- ------------ ---------------------
(d) Other dealings (including subscribing
for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- -------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- -------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings
relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 03/07/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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