TIDM0NLA TIDMTT.
RNS Number : 8002V
Bank of America Merrill Lynch
17 January 2013
These transactions have taken place as a consequence of book
flattening. The panel executive has informed Bank of America
Merrill Lynch International on an ex parte basis that such
transactions are permitted and have no Code consequences.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN
CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY
INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person acting in concert making the Bank of America Corp
disclosure: - Merrill Lynch International
--------------------------------------------------------------------------------------------- -------------------------------
(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is
insufficient
--------------------------------------------------------------------------------------------- -------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: TUI Travel PLC
Use a separate form for each offeror/offeree
--------------------------------------------------------------------------------------------- -------------------------------
(d) Status of person making the disclosure: Advisor to - TUI Travel PLC
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify
name of
offeror/offeree)
--------------------------------------------------------------------------------------------- -------------------------------
(e) Date dealing undertaken: 16/01/2013
--------------------------------------------------------------------------------------------- -------------------------------
(f) Has the party previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
--------------------------------------------------------------------------------------------- -------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant
securities of the offeror or offeree to which
the disclosure relates following the dealing
Class of relevant security: Common - GB00B1Z7RQ77
----------------------------------- ---------------------------------------------------
Interests Short Positions
----------------------------------- ------------------------- ------------------------
Number % Number %
------ --------------------------- ---------------- ------- ---------------- ------
(1) Relevant securities owned
and/or controlled: 0 0% 0 0 %
----------------------------------- ---------------- ------- ---------------- ------
(2) Derivatives (other than
options): 0 0% 0 0%
----------------------------------- ---------------- ------- ---------------- ------
(3) Options and agreements to
purchase/sell: 0 0% 0 0 %
----------------------------------- ---------------- ------- ---------------- ------
TOTAL: 0 0% 0 0%
----------------------------------- ---------------- ------- ---------------- ------
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including
directors' and other executive options)
--------------------------------
Class of relevant security in relation to N/A
which subscription right exists:
--------------------------------------------------------- --------------------------------------
Details, including nature of the rights N/A
concerned and relevant percentages:
--------------------------------------------------------- --------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per unit
securities
--------------------------- -------------- ------------ ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 3,323 2.914 GBP
--------------------------- -------------- ------------ ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 3,363 2.917 GBP
--------------------------- -------------- ------------ ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 5,644 2.92 GBP
--------------------------- -------------- ------------ ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 77,375 2.925 GBP
--------------------------- -------------- ------------ ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
--------------------- -------------------- -------------------------- -------------------------- -----------------
N/A N/A N/A N/A N/A
--------------------- -------------------- -------------------------- -------------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated..
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer or person acting in concert making the
disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
--------------------------------------------------------------------------------------------
none
--------------------------------------------------------------------------------------------
(b) Agreements, arrangements or
understandings relating
to options or derivatives
----------------------------------------------------------------
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer or person acting in concert making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------------------------------
none
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) No
------------------------------------- ---
Supplemental Form 8 (SBL) No
------------------------------------- ---
Date of disclosure: 17/01/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN
CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY
INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or person acting in concert making the Bank of America Corp
disclosure: - International Trust and Wealth Structuring
- Merrill Lynch International
- MERRILL LYNCH, PIERCE, FENNER & SMITH
INCORPORATED
--------------------------------------------------------------------------------------------- ----------------------------------------------
(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is
insufficient
--------------------------------------------------------------------------------------------- ----------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: TUI AG
Use a separate form for each offeror/offeree
--------------------------------------------------------------------------------------------- ----------------------------------------------
(d) Status of person making the disclosure: Advisor to - TUI Travel PLC
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify
name of
offeror/offeree)
--------------------------------------------------------------------------------------------- ----------------------------------------------
(e) Date dealing undertaken: 16/01/2013
--------------------------------------------------------------------------------------------- ----------------------------------------------
(f) Has the party previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
--------------------------------------------------------------------------------------------- ----------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure
relates following the dealing
Class of relevant security: Common - DE000TUAG000
-------------------------------- ------------------------------------
Interests Short Positions
-------------------------------- ---------------- ------------------
Number % Number %
-------------------------------- ------- ------- ----------- -----
(1) Relevant securities owned
and/or controlled: 42,000 0.017% 0 0 %
-------------------------------- ------- ------- ----------- -----
(2) Derivatives (other than
options): 0 0% 0 0%
-------------------------------- ------- ------- ----------- -----
(3) Options and agreements to
purchase/sell: 0 0% 0 0 %
-------------------------------- ------- ------- ----------- -----
TOTAL: 42,000 0.017% 0 0%
-------------------------------- ------- ------- ----------- -----
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including
directors' and other executive options)
--------------------------------
Class of relevant security in relation to N/A
which subscription right exists:
--------------------------------------------------------- --------------------------------------
Details, including nature of the rights N/A
concerned and relevant percentages:
--------------------------------------------------------- --------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per unit
securities
---------------------------- --------------- ------------ ---------------
Common - ISIN DE000TUAG000 Purchase 7,000 8.051 EUR
---------------------------- --------------- ------------ ---------------
Common - ISIN DE000TUAG000 Purchase 493 8.091 EUR
---------------------------- --------------- ------------ ---------------
Common - ISIN DE000TUAG000 Purchase 165 8.092 EUR
---------------------------- --------------- ------------ ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
--------------------- -------------------- -------------------------- -------------------------- -----------------
N/A N/A N/A N/A N/A
--------------------- -------------------- -------------------------- -------------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
----------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
----------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
----------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
----------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated..
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer or person acting in concert making the
disclosure and any other person:
If there are no such agreements, arrangements or understandings, state "none"
--------------------------------------------------------------------------------------------
none
--------------------------------------------------------------------------------------------
(b) Agreements, arrangements or
understandings relating
to options or derivatives
----------------------------------------------------------------
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer or person acting in concert making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------------------------------
none
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) No
------------------------------------- ---
Supplemental Form 8 (SBL) No
------------------------------------- ---
Date of disclosure: 17/01/2013
--------------------- --------------
Contact name: Lucy Hayes
--------------------- --------------
Telephone number: 0207 995 9850
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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