TIDMSMS
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Qube Research & Technologies Limited
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a): The naming of nominee or
vehicle companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation Smart Metering Systems PLC
to whose relevant securities this form
relates: Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree, state this and
specify identity of offeror/offeree:
(e) Date position held/dealing 17/01/2024
undertaken: For an opening position
disclosure, state the latest practicable
date prior to the disclosure
(f) In addition to the company in 1(c) N/A
above, is the discloser making
disclosures in respect of any other
party to the offer? If it is a cash
offer or possible cash offer, state
"N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p Ordinary Share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 0 0 0 0
(2) Cash-settled derivatives: 1,630,377 1.22 0 0
(3) Stock-settled derivatives (including
options) and agreements to
purchase/sell: 0 0 0 0
TOTAL: 1,630,377 1.22 0 0
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: 0
Details, including nature of the rights concerned and relevant percentages: 0
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
(b) Cash-settled derivative transactions
Nature of dealing
e.g. opening/closing
a long/short
Product position,
Class of description increasing/reducing Exercise
relevant e.g. call a long/short Number of price per
security option position securities unit
1p Ordinary increasing a long
Share Equity swap position 37 913
1p Ordinary increasing a long
Share Equity swap position 150 914
1p Ordinary increasing a long
Share Equity swap position 407 887
1p Ordinary increasing a long
Share Equity swap position 23 904
1p Ordinary increasing a long
Share Equity swap position 853 904
1p Ordinary increasing a long
Share Equity swap position 35 913
1p Ordinary increasing a long
Share Equity swap position 558 914
1p Ordinary increasing a long
Share Equity swap position 257 913
1p Ordinary increasing a long
Share Equity swap position 261 903
1p Ordinary increasing a long
Share Equity swap position 833 907
1p Ordinary increasing a long
Share Equity swap position 512 914
1p Ordinary increasing a long
Share Equity swap position 21 908
1p Ordinary increasing a long
Share Equity swap position 831 904
1p Ordinary increasing a long
Share Equity swap position 145 913
1p Ordinary increasing a long
Share Equity swap position 257 913
1p Ordinary increasing a long
Share Equity swap position 12 915
1p Ordinary increasing a long
Share Equity swap position 875 905
1p Ordinary increasing a long
Share Equity swap position 623 915
1p Ordinary increasing a long
Share Equity swap position 257 913
1p Ordinary increasing a long
Share Equity swap position 300 887
1p Ordinary increasing a long
Share Equity swap position 776 916
1p Ordinary increasing a long
Share Equity swap position 109 890
1p Ordinary increasing a long
Share Equity swap position 15 913
1p Ordinary increasing a long
Share Equity swap position 28 900
1p Ordinary increasing a long
Share Equity swap position 624 914
1p Ordinary increasing a long
Share Equity swap position 396 905
1p Ordinary increasing a long
Share Equity swap position 222 903
1p Ordinary increasing a long
Share Equity swap position 344 903
1p Ordinary increasing a long
Share Equity swap position 153 913
1p Ordinary increasing a long
Share Equity swap position 472 914
1p Ordinary increasing a long
Share Equity swap position 205 913
1p Ordinary increasing a long
Share Equity swap position 299 903
1p Ordinary increasing a long
Share Equity swap position 453 900
1p Ordinary increasing a long
Share Equity swap position 21 900
1p Ordinary increasing a long
Share Equity swap position 215 914
1p Ordinary increasing a long
Share Equity swap position 863 903
1p Ordinary increasing a long
Share Equity swap position 911 903
1p Ordinary increasing a long
Share Equity swap position 434 900
1p Ordinary increasing a long
Share Equity swap position 450 903
1p Ordinary increasing a long
Share Equity swap position 129 887
1p Ordinary increasing a long
Share Equity swap position 28 900
1p Ordinary increasing a long
Share Equity swap position 773 914
1p Ordinary increasing a long
Share Equity swap position 200 890
1p Ordinary increasing a long
Share Equity swap position 799 902
1p Ordinary increasing a long
Share Equity swap position 874 905
1p Ordinary increasing a long
Share Equity swap position 143 903
1p Ordinary increasing a long
Share Equity swap position 381 903
1p Ordinary increasing a long
Share Equity swap position 16 913
1p Ordinary increasing a long
Share Equity swap position 7 898
1p Ordinary increasing a long
Share Equity swap position 707 899
1p Ordinary increasing a long
Share Equity swap position 449 900
1p Ordinary increasing a long
Share Equity swap position 589 902
1p Ordinary increasing a long
Share Equity swap position 18 908
1p Ordinary increasing a long
Share Equity swap position 189 903
1p Ordinary increasing a long
Share Equity swap position 617 913
1p Ordinary increasing a long
Share Equity swap position 301 914
1p Ordinary increasing a long
Share Equity swap position 101 913
1p Ordinary increasing a long
Share Equity swap position 412 900
1p Ordinary increasing a long
Share Equity swap position 538 914
1p Ordinary increasing a long
Share Equity swap position 254 903
1p Ordinary increasing a long
Share Equity swap position 265 913
1p Ordinary increasing a long
Share Equity swap position 446 913
1p Ordinary increasing a long
Share Equity swap position 841 890
1p Ordinary increasing a long
Share Equity swap position 677 903
1p Ordinary increasing a long
Share Equity swap position 296 914
1p Ordinary increasing a long
Share Equity swap position 33 913
1p Ordinary increasing a long
Share Equity swap position 342 914
1p Ordinary increasing a long
Share Equity swap position 603 901
1p Ordinary increasing a long
Share Equity swap position 72 913
1p Ordinary decreasing a long
Share Equity swap position 831 895
1p Ordinary decreasing a long
Share Equity swap position 260 914
1p Ordinary decreasing a long
Share Equity swap position 1120 900
1p Ordinary decreasing a long
Share Equity swap position 467 905
1p Ordinary decreasing a long
Share Equity swap position 472 915
1p Ordinary decreasing a long
Share Equity swap position 333 913
1p Ordinary decreasing a long
Share Equity swap position 635 905
1p Ordinary decreasing a long
Share Equity swap position 235 896
1p Ordinary decreasing a long
Share Equity swap position 724 914
1p Ordinary decreasing a long
Share Equity swap position 526 903
1p Ordinary decreasing a long
Share Equity swap position 64 896
1p Ordinary decreasing a long
Share Equity swap position 381 908
1p Ordinary decreasing a long
Share Equity swap position 322 896
1p Ordinary decreasing a long
Share Equity swap position 779 906
1p Ordinary decreasing a long
Share Equity swap position 201 915
1p Ordinary decreasing a long
Share Equity swap position 299 906
1p Ordinary decreasing a long
Share Equity swap position 3340 900
1p Ordinary decreasing a long
Share Equity swap position 760 914
1p Ordinary decreasing a long
Share Equity swap position 160 915
1p Ordinary decreasing a long
Share Equity swap position 616 915
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Product
Class of description Exercising/
relevant e.g. call exercised Number of Exercise price
security option against securities per unit
0 0 0 0 0
(d) Other dealings (including subscribing for new
securities)
Nature of dealing
Class of relevant e.g. subscription, Price per unit (if
security conversion Details applicable)
0 0 0 0
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18/01/2024
Contact name: Stuart Brown
Telephone number: 00442070722969
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20240118477962/en/
CONTACT:
Qube Research & Technologies LTD
SOURCE: Qube Research & Technologies LTD
Copyright Business Wire 2024
(END) Dow Jones Newswires
January 18, 2024 07:26 ET (12:26 GMT)
Smart Metering Systems (LSE:SMS)
Historical Stock Chart
Von Sep 2024 bis Okt 2024
Smart Metering Systems (LSE:SMS)
Historical Stock Chart
Von Okt 2023 bis Okt 2024