Norman Broadbent PLC Notification of Major Holdings (5197A)
22 Januar 2024 - 6:32PM
UK Regulatory
TIDMNBB
RNS Number : 5197A
Norman Broadbent PLC
22 January 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B3VF4Y66
Issuer Name
NORMAN BROADBENT PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Downing LLP
City of registered office (if applicable)
London
Country of registered office (if applicable)
Greater London
4. Details of the shareholder
Name City of registered office Country of registered office
Downing Strategic Micro-Cap Investment Trust Plc London UK
=========================== ==============================
5. Date on which the threshold was crossed or reached
19-Jan-2024
6. Date on which Issuer notified
22-Jan-2024
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 13.930000 0.000000 13.930000 8899374
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 14.520000 0.000000 14.520000
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00B3VF4Y66 8899374 13.930000
====================== ====================== ====================== ======================
Sub Total 8.A 8899374 13.930000%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Sub Total 8.B2
========================================================= =================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Downing Strategic
Investment Trust,
Client funds
managed by Downing
Downing LLP LLP 13.930000 13.930000%
====================== ====================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
22(nd) January 2024
13. Place Of Completion
London
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END
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