DGAP-UK-Regulatory: Allianz Global Investors - Global Equity Business Unit: Rule 8.3 disclosure in respect of Schneider Elect...
20 November 2013 - 4:19PM
UK Regulatory
Allianz Global Investors - Global Equity Business Unit / Rule 8.3
20.11.2013 16:19
Dissemination of a UK Regulatory Announcement, transmitted by
DGAP - a company of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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FORM 8.3
PUBLIC DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the 'Code')
1. KEY INFORMATION
<pre>
(a) Identity of the person whose positions/dealings Allianz Global
are being disclosed: Investors - Global
Equity Business Unit
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient
(c) Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 November 2013
(f) Has the discloser previously disclosed, or are Yes - Invensys plc
they today disclosing, under the Code in respect of
any other party to this offer?
</pre>
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing (if any)
<pre>
Class of relevant security: EUR4
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 12,094,081 2.189
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell: 5,000 0.001 20,000 0.004
TOTAL: 12,099,081 2.190 20,000 0.004
</pre>
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to
purchase or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other
executive options)
<pre>
Class of relevant security in relation to which subscription right
exists:
Details, including nature of the rights concerned and relevant
percentages:
</pre>
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
<pre>
Class of relevant security Purchase/sale Number of Price per unit
securities
Ordinary Shares Sale 213 61.0228 EUR
Ordinary Shares Purchase 166 61.0736 EUR
Ordinary Shares Purchase 1,274 61.1528 EUR
Ordinary Shares Sale 350 60.6945 EUR
Ordinary Shares Sale 140 60.6945 EUR
Ordinary Shares Sale 100 60.6945 EUR
Ordinary Shares Sale 1,000 60.6945 EUR
Ordinary Shares Sale 180 60.6945 EUR
Ordinary Shares Sale 500 60.6945 EUR
</pre>
(b) Derivatives transactions (other than options)
<pre>
Class of Product Nature of dealing Number of Price
relevant descrip- e.g. opening/closing a long/ reference per unit
security tion short position, increasing/ securities
e.g. CFD reducing a long/short position
</pre>
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
<pre>
Class Product Writing, Number of Exer- Type Exp- Option
of descrip- purchasing, securities cise e.g. iry money
relev- tion selling, to which price Ameri- date paid/
ant e.g. varying etc. option per can, received
secur- call relates unit Euro- per unit
ity option pean
etc.
</pre>
(ii) Exercising
<pre>
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call
option
</pre>
(d) Other dealings (including subscribing for new securities)
<pre>
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
</pre>
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 3(a), (b),
(c) or (d) (as appropriate) for each additional class of relevant security
dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
<pre>
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the Person making the
disclosure and any party to the offer or any person acting in concert with a party
to the offer:
If there are no such agreements, arrangements or understandings, state
'none'
</pre>
(b) Agreements, arrangements or understandings relating to options or
derivatives
<pre>
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
'none'
</pre>
(c) Attachments
<pre>
Is a Supplemental Form 8 (Open Positions) attached? YES
</pre><pre>
Date of disclosure: 20 November 2013
Contact name: Belinda Ong
Telephone number: +44 20 7065 1504
</pre>
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
<pre>
Identity of person whose open positions are Allianz Global Investors -
being disclosed: Global Equity Business Unit
Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities the disclosure relates:
</pre>
2. OPTIONS AND DERIVATIVES
<pre>
Class of Product Writt- Number of Exerci- Type Exp-
relevant description en or securities to which se e.g. iry
security e.g. call purch- option or price America- date
option ased derivative relates per unit n,
European
etc.
EUR4 Put Option Written 5,000 60.0000 European 20
EUR Dec
2013
EUR4 Call Option Written 10,000 68.0000 American 20
EUR Jun
2014
EUR4 Call Option Written 10,000 68.0000 American 20
EUR Jun
2014
</pre>
3. AGREEMENTS TO PURCHASE OR SELL ETC.
<pre>
Full details should be given so that the nature of the interest or position
can be fully understood:
</pre>
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ('CFDs') or spread
bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
20.11.2013 DGAP's Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: Allianz Global Investors - Global Equity Business Unit
155 Bishopsgate
EC2M 3AD London
United Kingdom
Phone: +44 (0) 2070651504
Fax:
E-mail: belinda.ong@allianzgi.com, huong_giang.dao@allianzgi.com
Internet: www.allianzgi.com
ISIN: -
Category Code: RET
LSE Ticker:
Sequence Number: 1773
Time of Receipt: Nov 20, 2013 16:18:48
End of Announcement DGAP News-Service
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