FORM 8.5 (EPT/NON-RI) - Amendment to section 2a, 3a
and 3b
|
|
|
|
Replaces form released on 13:29 01/03/2024
|
|
|
|
RNS
Number : 3106F
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FORM 8.5
(EPT/NON-RI)
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
Rule 8.5 of the Takeover Code
(the "Code")
|
1
|
KEY
INFORMATION
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
(b)
|
Name of offeror/offeree in relation to whose
|
REDROW PLC
|
|
relevant securities this form relates:
|
(c)
|
Name of the party to the offer with which
exempt
|
REDROW PLC
|
|
principal trader is connected
|
(d)
|
Date position held/dealing undertaken:
|
29-Feb-24
|
(e)
|
In
addition to the company in 1(b) above, is the exempt
principal
|
YES:
|
|
|
trader making disclosures in respect of any other party
to the offer?
|
BARRATT DEVELOPMENTS PLC
|
2
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
to
which the disclosure relates following the dealing (if
any)
|
Class of relevant security:
|
10.5p ordinary
|
|
Interests
|
Short
Positions
|
Number
|
(%)
|
Number
|
(%)
|
(1)
Relevant securities owned and/or controlled:
|
7,625,224
|
2.30%
|
2,602,825
|
0.78%
|
(2)
Cash-settled derivatives:
|
1,689,484
|
0.51%
|
7,840,411
|
2.37%
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
9,314,708
|
2.81%
|
10,443,236
|
3.15%
|
|
TOTAL:
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
Class of relevant security in relation to
|
|
|
which subscription right exists
|
Details, including nature of the rights
|
|
|
concerned and relevant percentages:
|
3
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
Class of
relevant
|
Purchase/sale
|
Total number
of
|
Highest price per
unit
|
Lowest price per
unit
|
|
|
|
|
security
|
securities
|
paid/received
|
paid/received
|
10.5p
ordinary
|
Purchase
|
1102047
|
6.4796
GBP
|
6.3674
GBP
|
10.5p
ordinary
|
Sale
|
472290
|
6.4900
GBP
|
6.3975
GBP
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
Class of
|
Product
description
|
Nature of
dealing
|
Number of
|
Price per
|
|
|
|
relevant
|
reference
|
unit
|
|
|
|
security
|
securities
|
|
10.5p
ordinary
|
SWAP
|
Closing
Long
|
20
|
6.4050
GBP
|
10.5p
ordinary
|
SWAP
|
Closing
Long
|
577
|
6.3843
GBP
|
10.5p
ordinary
|
SWAP
|
Closing
Long
|
1,636
|
6.3674
GBP
|
10.5p
ordinary
|
SWAP
|
Closing
Long
|
2,649
|
6.4048
GBP
|
10.5p
ordinary
|
SWAP
|
Closing
Long
|
3,312
|
6.4096
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Long
|
105
|
6.4730
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Long
|
221
|
6.4717
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Long
|
270
|
6.4694
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Long
|
351
|
6.4696
GBP
|
10.5p
ordinary
|
CFD
|
Decreasing
Short
|
7
|
6.4057
GBP
|
10.5p
ordinary
|
CFD
|
Decreasing
Short
|
76
|
6.4050
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Short
|
125
|
6.4300
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Short
|
456
|
6.3998
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Short
|
2,922
|
6.4606
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Short
|
13,708
|
6.4615
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Short
|
18,357
|
6.4656
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Short
|
33,700
|
6.4075
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
230
|
6.4462
GBP
|
10.5p
ordinary
|
CFD
|
Increasing
Short
|
498
|
6.4292
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
585
|
6.4116
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
655
|
6.4326
GBP
|
10.5p
ordinary
|
CFD
|
Increasing
Short
|
1,280
|
6.4050
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
1,398
|
6.4429
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
1,662
|
6.4262
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
3,323
|
6.4255
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
5,660
|
6.4375
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
20,724
|
6.4247
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
46,121
|
6.4314
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
604,683
|
6.4050
GBP
|
10.5p
ordinary
|
SWAP
|
Increasing
Short
|
355,435
|
6.4050
GBP
|
10.5p
ordinary
|
SWAP
|
Decreasing
Short
|
355,435
|
6.4050
GBP
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
(i)
|
Writing, selling, purchasing or varying
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
|
|
|
|
|
|
|
of
|
description
|
purchasing,
|
of
|
price
|
date
|
money
|
|
|
|
|
|
|
|
relevant
|
|
selling,
|
securities
|
per
unit
|
|
paid/
|
|
|
|
|
|
|
|
security
|
|
varying
etc
|
to
which
|
|
|
received
|
|
|
|
|
|
|
|
|
|
|
option
|
|
|
per
unit
|
|
|
|
|
|
|
|
|
|
|
relates
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
Class of
relevant
|
Product
description
|
Exercising/ exercised
against
|
Number of
|
Exercise price
per
|
|
|
|
security
|
securities
|
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
Class of
relevant
|
Nature of
Dealings
|
Details
|
Price per unit
(if
|
|
|
security
|
applicable)
|
|
|
|
|
4
|
OTHER INFORMATION
|
(a)
|
Indemnity and other dealings arrangements
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
|
|
formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by
|
|
the exempt principal trader making the disclosure and
any party
|
|
to the offer or any person acting in concert with a
party to the offer:
|
NONE
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
Details of any agreement, arrangement or understanding, formal
or informal, between
|
|
the exempt principal trader making the disclosure and
any other person relating to:
|
|
(i) the voting rights of any relevant
securities under any option; or
|
|
(ii) the voting rights of future acquisition
or disposal of any relevant securities to which
|
|
any derivative is referenced:
|
NONE
|
(c)
|
Attachments
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
11-Apr-24
|
Contact name:
|
Large Holdings Regulatory
Operations
|
Telephone number:
|
020 3134
7213
|