TIDMKZG

RNS Number : 4233E

Kazera Global PLC

29 June 2023

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                         Kazera Global PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         CATALYSE CAPITAL & RELATED PARTIES 
                                                               R S & C A JENNINGS 
 City and country of registered office                        York, United Kingdom 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           29 June 2023 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified                             29 June 2023 
  (DD/MM/YYYY): 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               19.66%              3.93%                  23.59%          937,164,910 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              21.33%              3.20%                  24.53% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                             % of voting rights 
  shares             (ix) 
  ISIN code (if 
  possible) 
                           Direct                   Indirect                     Direct                  Indirect 
                     (Art 9 of Directive       (Art 10 of Directive        (Art 9 of Directive     (Art 10 of Directive 
                         2004/109/EC)              2004/109/EC)           2004/109/EC) (DTR5.1)        2004/109/EC) 
                           (DTR5.1)                 (DTR5.2.1)                                          (DTR5.2.1) 
                                           -------------------------- 
 GB00BJFDXW97       184,231,500                                         19.66%                     n/a 
                   ----------------------  --------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. 
  A                                    184,231,500                                          19.66% 
                   --------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                       Number of voting                  % of voting 
 financial           date         Conversion Period               rights that may                   rights 
 instrument          (x)          (xi)                            be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
                   -----------  ------------------------------  --------------------------------  --------------------- 
 Spreadbet (Long)                                                30,000,000                        3.20% 
                   -----------  ------------------------------  --------------------------------  --------------------- 
                    October 
 Warrant             2023        1 pence strike                  6,851,851                         0.73% 
                   -----------  ------------------------------  --------------------------------  --------------------- 
 
                                 SUBTOTAL 8. B 
                                  1                                                                3.93% 
                                ------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/             Physical              Number of             % of voting 
  financial     date (x)          Conversion            or cash               voting rights         rights 
  instrument                      Period (xi)           settlement 
                                                        (xii) 
              ----------------  --------------------  --------------------  -------------------- 
 
 
 
                                                       SUBTOTAL 
                                                        8.B.2 
                                                      --------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
     Name (xv)        % of voting rights      % of voting rights       Total of both if 
                        if it equals or        through financial        it equals or is 
                       is higher than the      instruments if it        higher than the 
                      notifiable threshold    equals or is higher     notifiable threshold 
                                              than the notifiable 
                                                   threshold 
                    ----------------------  ---------------------  ------------------------ 
 RS & CA Jennings                            4.25% 
                    ----------------------  ---------------------  ------------------------ 
 Catalyse Capital 
  Ltd                18.61% 
                    ----------------------  ---------------------  ------------------------ 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                    n/a 
                                            ----------------------------------------------- 
 The number and % of voting rights           n/a 
  held 
                                            ----------------------------------------------- 
 The date until which the voting rights      n/a 
  will be held 
                                            ----------------------------------------------- 
 
 11. Additional information (xvi) 
 Voting rights in relation to the collective full holding in Kazera Global 
  subject to a certain Put Option agreement at 1.5 pence per share have 
  now passed to African Mineral Sands Pty 
 
 
 
 Place of completion   N/A 
 Date of completion    N/A 
                      ---- 
 
 
 Annex: Notification of major holdings (to be filed with the FCA only) 
 
 A: Identity of the person subject to the notification obligation 
 Full name (including legal form for 
  legal entities) 
                                              ------------------------------------ 
 Contact address (registered office 
  for legal entities) 
                                              ------------------------------------ 
 E-Mail 
                                              ------------------------------------ 
 Phone number / Fax number 
                                              ------------------------------------ 
 Other useful information 
  (at least legal representative for 
  legal persons) 
                                              ------------------------------------ 
 
 B: Identity of the notifier, if applicable 
 Full name                                     Catalyse Capital Ltd 
                                              ------------------------------------ 
 Contact address                               Cornwell, Main St, Amotherby, York, 
                                                YO17 6UN 
                                              ------------------------------------ 
 E-Mail                                        Info@alignresearch.co.uk 
                                              ------------------------------------ 
 Phone number / Fax number                     0203 609 0910 
                                              ------------------------------------ 
 Other useful information (e.g. functional 
  relationship with the person or legal 
  entity subject to the notification 
  obligation) 
                                              ------------------------------------ 
 
 C: Additional information 
 
 
 

Please send the completed form together with this annex to the FCA at the following email

address: Majorshareholdings@fca.org.uk . Please send in Microsoft Word format if possible.

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