Current Report Filing (8-k)
20 Juli 2018 - 8:13PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported)
|
July 20, 2018
|
Tompkins
Financial Corporation
|
(Exact
name of registrant as specified in its charter)
|
New
York
|
1-12709
|
16-1482357
|
(State or other jurisdiction
|
(Commission
|
(IRS Employer
|
of incorporation)
|
File Number)
|
Identification No.)
|
118 E. Seneca Street, PO Box 460, Ithaca, New York
|
|
14851
|
(Address of Principal executive offices)
|
|
(Zip
Code)
|
Registrant’s telephone
number, including area code
|
(607)
273-3210
|
(Former
name or former address, if changed since last report.)
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
|
☐
|
|
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐
Item 2.02 Results of Operations
and Financial Condition
On
July 20, 2018, the Company issued a press release announcing its earnings for the calendar quarter ended June 30, 2018. A copy
of the press release is attached to this Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.
Item 8.01 Other Events
On
July 20, 2018, the Company issued a press release announcing that its Board of Directors approved payment of a regular quarterly
cash dividend of $0.48 per share, payable on August 15, 2018, to common shareholders of record on August 1, 2018. A copy of the
press release is attached to this Report on Form 8-K as Exhibit 99.2 and is incorporated herein by reference.
On
July 20, 2018, the Company also announced that its Board of Directors has authorized the repurchase of up to 400,000 shares of
the Company’s outstanding common stock. Purchases may be made on the open market or in privately negotiated transactions
over the next 24 months. This program replaces the Company’s existing 400,000 share repurchase program announced on July
22, 2016. A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.3 and is incorporated herein by reference.
The
repurchase program may be suspended, terminated or modified at any time for any reason, including market conditions, the cost
of repurchasing shares, the availability of alternative investment opportunities, liquidity, and other factors deemed appropriate.
The information contained in this report, including Exhibits 99.1, 99.2, and 99.3, shall not be deemed "filed" with
the SEC nor incorporated by reference in any registration statement filed by the Company under the Securities Act of 1933, as
amended.
Item 9.01 Financial
Statements and Exhibits
(a)
Not
applicable.
(b)
Not
applicable.
(c)
Not
applicable.
(d)
Exhibits.
Exhibit No.
|
Description
|
|
|
99.1
|
Press
Release of Tompkins Financial Corporation dated July 20, 2018
|
99.2
|
Press
Release of Tompkins Financial Corporation dated July 20, 2018
|
99.3
|
Press
Release of Tompkins Financial Corporation dated July 20, 2018
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
TOMPKINS FINANCIAL CORPORATION
|
|
|
|
|
|
|
Date: July 20,
2018
|
By:
|
/S/
Stephen S. Romaine
|
|
|
|
Stephen S. Romaine
|
|
|
President and CEO
|
INDEX TO
EXHIBITS
Tompkins Financial (AMEX:TMP)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Tompkins Financial (AMEX:TMP)
Historical Stock Chart
Von Jul 2023 bis Jul 2024