Securities Registration (section 12(b)) (8-a12b)
10 Dezember 2019 - 6:13PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PIMCO Equity Series
(Exact name of registrant as specified in its charter)
|
|
|
State of Delaware
|
|
See Below
|
(State of incorporation
or organization)
|
|
(I.R.S. Employer
Identification No.)
|
650 Newport Center Drive
Newport Beach, California 92660
(Address of principal executive offices)
Securities to be registered
pursuant to Section 12(b) of the Act:
|
|
|
|
|
|
|
Title of
Each Class
to be Registered
|
|
Exchange
|
|
I.R.S. Employer
Identification Number
|
PIMCO RAFI ESG U.S. ETF,
$0.001 par value per share
|
|
NYSE Arca, Inc.
|
|
84-3072351
|
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is
effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of
securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-164077
Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrants Securities to be Registered.
A description of the shares of beneficial interest, $0.001 par value, of the PIMCO RAFI ESG U.S. ETF, a series of PIMCO Equity Series (the
Trust) to be registered hereunder, is set forth in Post-Effective Amendment No. 83 to the Trusts Registration Statement on Form N-1A (Commission File Nos.
333-164077; 811-22375) filed on November 8, 2019, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any
form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2.
Exhibits.
1. The Trusts Amended and Restated Declaration of Trust is included as Exhibit (a)(1) to the Trusts amended
Registration Statement on Form N-1A (File Nos. 333-164077; 811-22375), as filed with the Securities and Exchange Commission on
June 21, 2017.
2. The Trusts Certificate of Trust is included as Exhibit (a)(2) to the Trusts initial Registration
Statement on Form N-1A (File Nos. 333-164077; 811-22375), as filed with the Securities and Exchange Commission on
December 30, 2009.
3. The Trusts Certificate of Amendment to Certificate of Trust is included as Exhibit (a)(3) to the
Trusts amended Registration Statement on Form N-1A (File Nos. 333-164077; 811-22375), as filed with the Securities and
Exchange Commission on February 19, 2010.
4. The Trusts Amended and Restated By-Laws
are included as Exhibit (b) to the Trusts amended Registration Statement on Form N-1A (File Nos. 333-164077;
811-22375), as filed with the Securities and Exchange Commission on June 4, 2015.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized, as of this 10th day of December, 2019.
|
|
|
PIMCO EQUITY SERIES
|
|
|
By:
|
|
/s/ Bradley A. Todd
|
Name:
|
|
Bradley A. Todd
|
Title:
|
|
Treasurer
|
Pimco Rafi Dynamic Multi... (AMEX:MFUS)
Historical Stock Chart
Von Aug 2024 bis Sep 2024
Pimco Rafi Dynamic Multi... (AMEX:MFUS)
Historical Stock Chart
Von Sep 2023 bis Sep 2024