Annual Statement of Changes in Beneficial Ownership (5)
15 Februar 2022 - 8:50PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Simard Curtis C | 2. Issuer Name and Ticker or Trading SymbolBAR HARBOR BANKSHARES [BHB] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PRESIDENT/CEO |
(Last)
(First)
(Middle)
PO BOX 400, 82 MAIN STREET | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2021 |
(Street)
BAR HARBOR, ME 04609
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 12/31/2021 | | P (1) | 168.36 | A | $28.93 | 1258.3600 | I | by 401(k) |
Common Stock | 3/18/2021 | | P (2) | 258.61 | A | $30.689 | 55055.6100 | D | |
Common Stock | 6/18/2021 | | P (2) | 332.56 | A | $26.468 | 55388.1700 | D | |
Common Stock | 9/17/2021 | | P (2) | 339.18 | A | $26.185 | 55727.3500 | D | |
Common Stock | 12/17/2021 | | P (2) | 354.88 | A | $29.186 | 56082.2300 | D | |
Common Stock | 6/30/2021 | | P (3) | 400 | A | $20.71 | 56482.23 | D | |
Common Stock | 12/31/2021 | | P (3) | 384 | A | $26.33 | 56866.2300 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares acquired through dividend reinvestment and payroll deductions in 401(k) plan. The shares were acquired between January 1, 2021 and December 31, 2021 and the share information is based on the plan statement dated December 31, 2021. |
(2) | These shares were acquired through the executive's participation in a dividend reinvestment plan |
(3) | Shares acquired through the executive's participation in an Employee Stock Purchase Plan (ESPP) |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Simard Curtis C PO BOX 400 82 MAIN STREET BAR HARBOR, ME 04609 | X |
| PRESIDENT/CEO |
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Signatures
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/s/ Olivia Erickson, Attorney-in-Fact | | 2/15/2022 |
**Signature of Reporting Person | Date |
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