UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 9, 2023

 

Cool Technologies, Inc.

(Exact name of registrant as specified in its charter)

 

Nevada

 

000-53443

 

75-3076597

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

8875 Hidden River Parkway

Tampa, Florida

 

33637

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (813) 975-7467

 

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act   ☐

 

 

 

 

Item 5.02

Departure of Directors of Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers

 

 

(a)  

Removal of Quentin Ponder as Chief Financial Officer and Treasurer

 

On April 9, 2023, the Board of Directors of Cool Technologies, Inc. (“CoolTech”) removed Quentin Ponder from his position as Chief Financial Officer and Treasurer of the Company due to an unexpected illness.

 

 

(b)  

Appointment of Judson Bibb as interim Chief Financial Officer

 

On April 9, 2023, CoolTech’s Board of Directors appointed Judson Bibb interim Chief Financial Officer of the Company effective immediately. Mr. Bibb will hold the position until a new CFO and Treasurer can be interviewed and elected to the position by the Board of Directors.

 

Mr. Bibb currently serves as Vice President and Secretary of the Board -- positions he has held with the Company since 2012. The additional title and interim designation will not change Mr. Bibb’s compensation.

 

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Cool Technologies, Inc.

 

 

(Registrant)

 

 

 

Date: April 13, 2023

/s/ Timothy Hassett

 

 

Timothy Hassett

 

 

Chairman and CEO (Principal Executive Officer)

 

 

 

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