UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549  
 
FORM 10-Q
 
  ☒  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the quarterly period ended: September 30, 2018
 
☐  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Commission File Number: 001-31261
 
AMANASU TECHNO HOLDINGS CORRPORATION
(Exact name of registrant as specified in its charter)
 
Nevada
 
98-031508
(State or other jurisdiction of
incorporation or organization)
 
(I.R.S. Employer
Identification No.)
 
224 Fifth Avenue, Suite D144
New York, NY 10022
(Address of principal executive offices)
 
(604) 790-8799
(Registrant’s telephone number, including area code)
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by section 13 or 15(d) of the Securities Exchange Act of 1934 during the past 12 months, and (2) has been subject to such filing requirements for the past 90 days.  Yes    No
 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files.  Yes    No
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer,  smaller  reporting  company,  or an emerging  growth company.  See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
 
Large accelerated filer
Accelerated filer
Non-accelerated filer
(Do not check if a smaller reporting company)
Smaller reporting company
 
 
Emerging growth company
 
If an emerging growth company,  indicate  by  check mark if  the registrant  has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided  pursuant  to Section  7(a)(2)(B) of  the Securities Act.    
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  Yes    No
 
As of November 7, 2018, there were 49,956,300 shares outstanding of the registrant’s common stock.
 

 
 
 
AMANASU TECHNO HOLDINGS CORPORATION
QUARTERLY REPORT ON FORM 10-Q
FOR THE PERIOD ENDED SEPTEMBER 30, 2018
 
TABLE OF CONTENTS
 
PART I - FINANCIAL INFORMATION
  
  
 
Item 1.
Financial Statements (unaudited).
 3
  
  
 
Item 2.
Management’s Discussion and Analysis of Financial Condition and Results of Operations.
 8
  
  
 
Item 3.
Quantitative and Qualitative Disclosures About Market Risk.
 10
  
  
 
Item 4.
Controls and Procedures.
 10
  
  
 
PART II - OTHER INFORMATION
  
  
 
Item 1.
Legal Proceedings.
 11
  
  
 
Item 1
Risk Factors.
 11
  
  
 
Item 2.
Unregistered Sales of Equity Securities and Use of Proceeds.
 11
  
  
 
Item 3.
Defaults Upon Senior Securities.
 11
  
  
 
Item 4.
Mine Safety Disclosures.
 11
  
  
 
Item 5.
Other Information.
 11
  
  
 
Item 6.
Exhibits.
 12
  
  
 
  Signatures
 13
 
 
 
 
2
 
 
AMANASU TECHNO HOLDINGS CORPORATION
CONSOLIDATED BALANCE SHEETS
(Unaudited)
 
 
 
 
September 30,
2018
 
 
December 31,
2017
 
ASSETS
 
 
 
 
 
 
Current Assets:
 
 
 
 
 
 
Cash
  $ 4,989  
  $ 5,014  
 
       
       
Total current assets
    4,989  
    5,014  
 
       
       
Total Assets
  $ 4,989  
  $ 5,014  
 
       
       
LIABILITIES & STOCKHOLDERS' DEFICIT
       
       
Current Liabilities:
       
       
Accrued expenses – stockholders and officers
  $ 117,379  
  $ 99,650  
Accrued expenses – other
    1,500  
    -  
Due to affiliate
    53,969  
    33,122  
Advances from stockholders and officers
    312,840  
    292,475  
Deposit on stock purchase
    61,030  
    61,030  
Total current liabilities
    546,718  
    486,277  
 
       
       
Stockholders' Deficit:
       
       
Common Stock: authorized 100,000,000 shares of $.001 par value; 46,956,300 shares issued and outstanding
    46,956  
    46,956  
Additional paid in capital
    1,552,891  
    1,552,891  
Accumulated deficit
    (2,141,576 )
    (2,081,110 )
Total stockholders' deficit
    (541,729 )
    (481,263 )
Total Liabilities and Stockholders' Deficit
  $ 4,989  
  $ 5,014  
 
The accompanying notes are an integral part of these consolidated financial statements.
 
 
3
 
 
AMANASU TECHNO HOLDINGS CORPORATION
CONSOLIDATED STATEMENTS OF OPERATIONS
 (Unaudited)
 
 
 
Three Months
Ended September 30,
 
 
Nine Months
Ended September 30,
 
 
 
2018
 
 
2017
 
 
2018
 
 
2017
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Revenue
  $ -  
  $ -  
  $ -  
  $ -  
Cost of Goods Sold
    -  
    -  
    -  
    -  
Gross profit
    -  
    -  
    -  
    -  
 
       
       
       
       
General and administrative expenses
    13,129  
    13,822  
    50,238  
    52,665  
Total operating expenses
    13,129  
    13,822  
    50,238  
    52,665  
 
       
       
       
       
Operating loss
    (13,129 )
    (13,822 )
    (50,238 )
    (52,665 )
 
       
       
       
       
Other Income (Expense):
       
       
       
       
Interest Expense
    (3,521 )
    (3,246 )
    (10,228 )
    (9,335 )
 
       
       
       
       
Loss before income taxes
    (16,650 )
    (17,068 )
    (60,466 )
    (62,000 )
 
       
       
       
       
Income taxes
    -
 
    -
 
    -
 
    -
 
 
       
       
       
       
Net loss
  $ (16,650 )
  $ (17,068 )
  $ (60,466 )
    (62,000 )
 
       
       
       
       
Loss per share - Basic and Diluted
  $ -  
  $ -  
  $ -  
  $ -  
 
       
       
       
       
Weighted average number of common shares outstanding – Basic and Diluted
    46,956,300  
    46,956,300  
    46,956,300  
    46,956,300  
 
The accompanying notes are an integral part of these consolidated financial statements.
 
 
4
 
 
AMANASU TECHNO HOLDINGS CORPORATION
CONSOLIDATED STATEMENTS OF CASH FLOWS
(Unaudited)
 
 
 
Nine Months Ended
 September 30, 2018
 
 
Nine Months Ended
 September 30, 2017
 
CASH FLOWS FROM OPERATIONS
 
 
 
 
 
 
Net loss
  $ (60,466 )
  $ (62,000 )
 
       
       
Changes in assets and liabilities:
       
       
Increase in accrued expenses – stockholders and officers
    17,729  
    16,835  
Increase in accrued expenses – other
    1,500  
    -  
Total Cash Used in Operating Activities
    (41,237 )
    (45,165 )
 
       
       
 
       
       
CASH FLOWS FROM FINANCING ACTIVITIES
       
       
Increase in amounts due to affiliate
    20,847  
    27,100  
Proceeds from loans from stockholders and officers
    20,365  
    18,221  
Total Cash Provided by Financing Activities
    41,212  
    45,321  
 
       
       
Net Change In Cash
    (25 )
    156  
 
       
       
 
       
       
 
       
       
Cash balance, beginning of period
    5,014  
    5,018  
 
       
       
Cash balance, end of period
  $ 4,989  
  $ 5,174  
 
Supplemental disclosures of cash flow information:
Cash paid for interest
  $ -  
  $ -  
Cash paid for taxes
  $ -  
  $ -  
 
 
The accompanying notes are an integral part of these consolidated financial statements.
 
 
5
 
 
AMANASU TECHNO HOLDINGS CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
September 30, 2018
(Unaudited)
 
1. BASIS OF PRESENTATION
 
The unaudited consolidated financial statements have been prepared in accordance with accounting principles generally accepted in the United States for interim financial information and the rules and regulations of the Securities and Exchange Commission. Accordingly, they do not include all of the information and footnotes required by GAAP for complete financial statements. In the opinion of management, the accompanying unaudited financial statements contain all adjustments (consisting of normal recurring accruals) necessary to present fairly the financial position of the Company as of September 30, 2018, the results of operations for the three and nine months ended September 30, 2018 and 2017 and cash flows for the nine months ended September 30, 2018 and 2017.  These results are not necessarily indicative of the results to be expected for the full year or any other period. The December 31, 2017 balance sheet included herein was derived from the audited financial statements included in the Company’s Annual Report on Form 10-K as of that date.  Accordingly, the financial statements included herein should be reviewed in conjunction with the financial statements and notes thereto included in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2017, as filed with the Securities and Exchange Commission (“SEC”) on April 10, 2018.
 
2. GOING CONCERN UNCERTAINTY
 
The accompanying consolidated financial statements have been prepared assuming that the Company will continue as a going concern. As shown in the consolidated financial statements, the Company had a working capital deficiency of $541,729 and an accumulated deficit of $2,141,576 at September 30, 2018, and a record of continuing losses. These factors, among others, raise substantial doubt about the ability of the Company to continue as a going concern. The consolidated financial statements do not include adjustments relating to the recoverability of assets and classification of liabilities that might be necessary should the Company be unable to continue in operation.
 
The Company’s operations to date have been limited to conducting various tests on its technologies and seeking financing. The Company will continue to develop and market two technologies, which the Company believes have great market potential. As such, the Company continues to pursue additional sources of financing. There can be no assurances that the Company can secure additional financing. . The present plans, the realization of which cannot be assured, to overcome these difficulties also include, but are not limited to, a continuing effort to investigate business acquisitions and joint ventures.  
 
3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
 
During the nine months ended September 30, 2018, there have been no material changes in the Company’s significant accounting policies to those previously disclosed in the Annual Report.
 
No recently issued accounting pronouncements had or are expected to have a material impact on the Company’s consolidated financial statements.
 
4. RELATED PARTY TRANSACTIONS
 
The Company receives periodic advances from its principal stockholders and officers based upon the Company’s cash flow needs. There is no written loan agreement between the Company and the stockholders and officers. All advances bear interest at 4.45% and no repayment terms have been established. As a result, the amount is classified as a current liability. During the nine months ended September 30, 2018, the Company borrowed $20,365 from a stockholder. The balance due as of September 30, 2018 and December 31, 2017 were $312,840 and $292,475, respectively. Interest expense associated with these loans were $3,521 and $10,228 for the three and nine months ended September 30, 2018 as compared to $3,246 and $9,335 for the three and nine months ended September 30, 2017. Accrued interest on these loans were $74,349 and $64,120 at September 30, 2018 and December 31, 2017, respectively.
 
The Company has an arrangement with Lina Maki, a stockholder of the Company, for her management consulting time. The agreement is not written and no payment terms have been established. The fee is $10,000 annually. As of September 30, 2018 and December 31, 2017 amounts due to the stockholder were $37,500 and $30,000, respectively.
 
The Company also leases it office space from a stockholder of the Company. At September 30, 2018 and December 31, 2017, amounts due to the stockholder was $3,630. For the most part, lease payments are made by the Company’s affiliate. As such, when the lease payments are made by the Company’s affiliate or the lease payments are made by the Company on behalf of the affiliate, such amounts are shown as a reduction in or addition to the amount due from affiliate in the accompany balance sheets.
 
 
6
 
 
AMANASU TECHNO HOLDINGS CORPORATION
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
September 30, 2018
(Unaudited)
 
5. INCOME TAXES
 
Deferred income taxes are recorded to reflect the tax consequences or benefits to future years of any temporary differences between the tax basis of assets and liabilities, and of net operating loss carryforwards. The Company has experienced losses since its inception. As a result, it has incurred no Federal income tax. The Internal Revenue Code allows net operating losses (NOL's) to carry forward and apply against future profits for a period of twenty years. The available NOL's totaled approximately $1.2 million at December 31, 2017. The NOL can be carried forward to offset taxable income, if any, in future years which expire in the years 2020 through 2037.
 
In assessing the realization of deferred tax assets, management considers whether it is more likely than not that some portion or all of the deferred tax assets will be realized. The ultimate realization of deferred tax assets is dependent upon the generation of future taxable income during the periods in which those temporary differences become deductible. Management considers the scheduled reversal of deferred tax liabilities, projected future taxable income and tax planning strategies in making this assessment. Based on the assessment, management has established a full valuation allowance against all of the deferred tax asset relating to NOLs for every period because it is more likely than not that all of the deferred tax asset will not be realized.
 
On December 22, 2017, legislation commonly known as the Tax Cuts and Jobs Act, or the Tax Act, was signed in to law. The Tax Act, among other changes, reduces the U.S. federal corporate tax rate from 35% to 21%, requires taxpayers to pay a one-time transition tax on earnings of certain foreign subsidiaries that were previously tax deferred and creates new taxes on certain foreign sourced earnings. We did not have any foreign subsidiaries, and, as such, the international aspects of the Tax Act are not applicable.
 
At December 31, 2017, in connection with the initial analysis of the impact of the Tax Act, we remeasured certain deferred tax assets and liabilities based on the rates at which they are expected to reverse in the future, which is generally 21%. As a result, we recorded a decrease in net deferred tax assets of approximately $160,000 with a corresponding net adjustment to deferred income tax expense. These adjustments were fully offset by a decrease in the valuation allowance. We have completed and recorded the adjustments necessary under Staff Accounting Bulletin No. 118 related to the Tax Act.
 
Under the Tax Act, the NOL deduction for a tax year is equal to the lesser of (1) the aggregate of the NOL carryovers to such year, plus the NOL carry-backs to such year, or (2) 80% of taxable income (determined without regard to the deduction). Generally, NOLs can no longer be carried back but are allowed to be carried forward indefinitely. The amendments incorporating the 80% limitation apply to losses arising in tax years beginning after Dec. 31, 2017.
 
The Company had approximately $60,000 NOL generated in the nine months ended September 30, 2018 in the U.S., which can be used to offset 80 percent of future taxable income and can be carried forward indefinitely.
 
6. SUBSEQUENT EVENTS
 
The Company evaluated subsequent events, which are events or transactions that occurred after September 30, 2018 through the issuance of the accompanying financial statements and determined that no significant subsequent event need to be recognized or disclosed.
 
 
7
 
 
ITEM 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
 
This Form 10Q contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E the Securities Exchange Act of 1934, as amended and such forward-looking statements are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. "Forward-looking statements" describe future expectations, plans, results, or strategies and are generally preceded by words such as "may," "future," "plan" or "planned," "will" or "should," "expected," "anticipates," "draft," "eventually" or "projected." You are cautioned that such statements are subject to a multitude of risks and uncertainties that could cause future circumstances, events, or results to differ materially from those projected in the forward-looking statements, including the risks that actual results may differ materially from those projected in the forward-looking statements as a result of various factors, and other risks identified in a companies' annual report on Form 10-K and other filings made by such company with the United States Securities and Exchange Commission. You should consider these factors in evaluating the forward-looking statements included herein, and not place undue reliance on such statements.
 
The following discussion should be read in conjunction with the financial statements and notes thereto included in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2017, as filed with the Securities and Exchange Commission (“SEC”) on April 10, 2018 (the “Annual Report”).
 
Please note that t he accompanying financial statements have been prepared assuming that the Company will continue as a going concern. As shown in the financial statements, the Company had a material working capital deficiency and an accumulated deficit at September 30, 2018, and a record of continuing losses. These factors raise substantial doubt about the ability of the Company to continue as a going concern. The financial statements do not include adjustments relating to the recoverability of assets and classification of liabilities that might be necessary should the Company be unable to continue in operation.
 
Company Overview
 
The Company was incorporated in the State of Nevada on December 1, 1997. Its operations to date have been limited to obtaining the license to various environmental and other technologies, conducting preliminary marketing efforts and seeking financing.
 
The Company's principal offices are at 224 Fifth Avenue, Suite D144, New York, NY 10022 Telephone: 604-790-8799. The Tokyo branch is located at Suite 905, 1-6-1 Senzoku Taito-Ku Tokyo Japan. Telephone: 03-5808-3663.
 
General
 
Management’s discussion and analysis of results of operations and financial condition is intended to assist the reader in the understanding and assessment of significant changes and trends related to the results of operations and financial position of the Company together with its subsidiary. This discussion and analysis should be read in conjunction with the consolidated financial statements and accompanying financial notes, and with the Critical Accounting Policies noted below.
 
Plan of Operations
 
The Company is a development stage corporation. It has not commenced its planned operations of manufacturing and marketing.  Its operations to date have been limited to conducting various tests on its technologies and seeking financing. The Company will continue to develop and market two technologies, which the Company believes have great market potential.
 
The first technology is an automated personal waste collection and cleaning machine Haruka (formerly "Heartlet"), developed by Nanomax Corporation in Japan. The Haruka is a machine used in retirement homes, hospitals, and even in private residences. The Haruka allows the patient maximum comfort. The Haruka lowers the burden on the caretaker with an automated cleaning system. This machine is the only machine in its class to have a 90% government rebate, which the company believes makes the technology extremely competitive even in the current global economic crisis. The company obtained sales and manufacturing rights to the Haruka brand and is currently seeking manufacturing partners.
 
The second technology is Thoughts Routine Mechanism (“RUNE”) developed by the Company. We plan to develop this operating software to be used on electronic devices, such as smart phones, PC’s and gaming machines. We have secured technology and human resources that extend this technology to other applications outside the gaming sector. The Company has developed an alliance with Valhalla Game Studios (“VGS”) to jointly conduct game development and application development on “fate diagnosis based statistical theory, and “fate diagnosis” game service on mobile phones, smart phones, and tablets. We believe the collaboration between the Company and VGS may contribute to the future growth of the Company. Currently, Mr. Maki offers a wide range of advice as a special advisor, and this business continues to be evaluated and developed. In addition, cartoons, movies and games play a large role and influence world views and we believe that this technology be a very effective tool in this area.
 
The Company will also be concentrating its efforts on capital raising efforts to enter into the NASDAQ Global Market. The Company satisfies all entry requirements, except for investment capital. The Company's target is to raise $30,000,000 in the near future. As stated above, the Company cannot predict whether or not it will be successful in its capital raising efforts and, thus, be able to satisfy its cash requirements for the next 12 months. If the Company is unsuccessful in raising additional capital, it may not be able to complete its plan of expanding operations as discussed above. The company is expecting to gain the capital from issuing and selling the shares of the Company.
 
 
8
 
 
ITEM 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
 
Results of Operations
 
There were no revenues for the three and nine months ended September 30, 2018 and 2017.
 
General and administrative expenses decreased $693 (5.0%) to $13,129 for the three months ended September 30, 2018 as compared to $13,822 for the three months ended September 30, 2017. This decrease is attributed to lower travel, automobile and insurance expenses offset partially by increases in professional fees and utility expenses. General and administrative expenses decreased $2,427 (4.6%) to $50,238 for the nine months ended September 30, 2018 as compared to $52,665 for the nine months ended September 30, 2017. This decrease is attributed to a decrease in professional fees and travel expenses offset partially by higher utility and automobile expenses.
 
As a result of the above, the Company incurred a losses from operations of $13,129 and $50,238 for the three and nine months ended September 30, 2018 as compared to a losses from operations of $13,822 and $52,665 for the three and nine months ended September 30, 2017.
 
For the three and nine months ended September 30, 2018, interest expense increased $275 and $893 to $3,521 and $10,228, respectively, as compared to $3,246 and $9,335 for the three and nine months ended September 30, 2017, respectively, as a result of the additional advances from stockholders
 
As a result of the above, the Company incurred a net losses of $16,650 and $60,466 for the three and nine months ended September 30, 2018 as compared to net losses of $17,068 and $62,000 for the three and nine months ended September 30, 2017.
 
LIQUIDITY AND CAPITAL RESOURCES
 
The Company's minimum cash requirements for the next twelve months are estimated to be $80,000, including rent, audit fees, office expenses, interest and professional fees. The Company does not have sufficient cash on hand to support its overhead for the next twelve months and there are no material commitments for capital at this time other than as described above. The Company will need to issue and sell shares to gain capital for operations or arrange for additional stockholder or related party loans.  There is no current commitment for either of these fund sources.
 
Our working capital deficit increased $60,466 to $541,729 at September 30, 2018 as compared to $481,263 at December 31, 2017 primarily due to an increase in advances from stockholders and officers, accrued expenses and due to affiliates.
 
On September 30, 2018, the Company had a cash balance of $4,989. The Company’s principal sources and uses of funds were as follows:
 
Cash used in operating activities. For the nine months ended September 30, 2018, the Company used $41,237 in cash for operations as compared to using $45,165 in cash for operations for the nine months ended September 30, 2017, primarily as a result of the increase in accrued expenses offset partially by the lower operating loss.
 
Cash provided by financing activities. Net cash provided by financing activities for the nine months ended September 30, 2018 was $41,212 as compared to $45,321 for the nine months ended September 30, 2017 primarily as a result of lower proceeds from loans from stockholders and officers.
 
OFF-BALANCE SHEET ARRANAGEMENTS
 
The Company has no off-balance sheet arrangements.
CRITICAL ACCOUNTING POLICIES
 
The Company prepares its financial statements in accordance with accounting principles generally accepted in the United States of America. Preparing financial statements in accordance with generally accepted accounting principles requires the Company to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent assets and liabilities as of the date of the financial statements and the reported amounts of revenue and expenses during the reported period.
 
Our critical accounting policies are described in the Notes to the Financial Statements included in our Annual Report on Form 10-K for the year ended December 31, 2017, as filed with the SEC on April 10, 2018 (the “Annual Report”). There have been no changes in our critical accounting policies. Our significant accounting policies are described in our notes to the 2017 consolidated financial statements included in our Annual Report.
   
RECENTLY ISSUED ACCOUNTING STANDARDS
 
No recently issued accounting pronouncements had or are expected to have a material impact on the Company’s consolidated financial statements.
 
 
9
 
 
ITEM 3. QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
 
Not Applicable.
  
ITEM 4. MANAGEMENT'S REPORT ON DISCLOSURE CONTROLS AND PROCEDURES
 
We maintain disclosure controls and procedures designed to ensure that information required to be disclosed in the reports we file pursuant to the Securities Exchange Act of 1934, as amended (the “Exchange Act”) are recorded, processed, summarized and reported within the time periods specified in the rules and forms of the SEC, and that such information is accumulated and communicated to our Chief Executive Officer (“CEO”) and Chief Financial Officer (“CFO”), to allow timely decisions regarding required disclosure. In designing and evaluating the disclosure controls and procedures, management recognized that any controls and procedures, no matter how well designed and operated, can only provide a reasonable assurance of achieving the desired control objectives, and in reaching a reasonable level of assurance, management necessarily was required to apply its judgment in evaluating the cost-benefit relationship of possible controls and procedures.  Management designed the disclosure controls and procedures to provide reasonable assurance of achieving the desired control objectives.
 
We carried out an evaluation, under the supervision and with the participation of our management, including our CEO and CFO, of the effectiveness of the design and operation of our disclosure controls and procedures as of the end of the period covered by this Quarterly Report. Based upon that evaluation, the CEO and CFO concluded that the Company’s disclosure controls and procedures were ineffective for the reasons discussed below. In addition, management identified the following material weaknesses in its assessment of the effectiveness of disclosure controls and procedures as of September 30, 2018:
 
The Company did not effectively segregate certain accounting duties due to the small size of its accounting staff. A material weakness is a deficiency, or a combination of control deficiencies, in internal control over financial reporting such that there is a reasonable possibility that a material misstatement of our annual or interim consolidated financial statements will not be prevented or detected on a timely basis. Notwithstanding the determination that our internal control over financial reporting was not effective, as of December 31, 2017, and that there was a material weakness as identified in this Quarterly Report, we believe that our financial statements contained in this Quarterly Report fairly present our financial position, results of operations and cash flows for the years covered hereby in all material respects.
 
We plan on increasing the size of our accounting staff at the appropriate time for our business and its size to ameliorate our concern that we do not effectively segregate certain accounting duties, which we believe would resolve the material weakness in disclosure controls and procedures, but there can be no assurances as to the timing of any such action or that we will be able to do so.
 
(b) Changes in Internal Control over Financial Reporting
 
There were no changes in our internal control over financial reporting, as defined in Rules 13a-15(f) and 15d-15(f) under the Exchange Act, during our most recently completed fiscal quarter that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.
 
 
10
 
 
PART II
 
ITEM 1. LEGAL PROCEEDINGS
 
We are currently not involved in any litigation that we believe could have a material adverse effect on our financial condition or results of operations. There is no action, suit, proceeding, inquiry or investigation before or by any court, public board, government agency, self-regulatory organization or body pending or, to the knowledge of the executive officers of our company or any of our subsidiaries, threatened against or affecting our company, our common stock, any of our subsidiaries or of our companies or our subsidiaries’ officers or directors in their capacities as such, in which an adverse decision could have a material adverse effect.
 
ITEM 1A. RISK FACTORS
 
Not applicable to smaller reporting companies.
 
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
 
There were no unregistered sales of the Company’s equity securities during the quarter ended September 30, 2018 other than those previously reported in a Current Report on Form 8-K.
 
ITEM 3. DEFAULTS UPON SENIOR SECURITIES
 
There has been no default in the payment of principal, interest, sinking or purchase fund installment, or any other material default, with respect to any indebtedness of the Company.
 
ITEM 4. MINE SAFETY DISCLOSURES
 
Not applicable.  
 
ITEM 5. OTHER INFORMATION
 
None.
 
 
 
11
 
 
ITEM 6. EXHIBITS
 
Furnish the Exhibits required by Item 601 of Regulation S-K (229.407 of this chapter).
 
Certification by the Chief Executive Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).* Certification Pursuant To Section 302 Of The Sarbanes-Oxley Act Of 2002.
Certification by the Chief Financial Officer of Registrant pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Rule 13a-14(a) or Rule 15d-14(a)).*
Certification by the Chief Executive Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
Certification by the Chief Financial Officer pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
101 INS
XBRL Instance Document*
 
 
101 SCH
XBRL Schema Document*
 
 
101 CAL
XBRL Calculation Linkbase Document*
 
 
101 DEF
XBRL Definition Linkbase Document*
 
 
101 LAB
XBRL Labels Linkbase Document*
 
 
101 PRE
XBRL Presentation Linkbase Document*
 
* filed herewith
 
 
 
 
 
12
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused his report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Amanasu Techno Holdings Corporation
 
 
 
 
 
Date: November 14, 2018
By:
/s/  Atsushi Maki
 
 
 
Atsushi Maki
 
 
 
Chief Executive Officer
 
 
 
Chief Financial Officer
 
 
 
Chief Accounting Officer
 
 
 

 
 
 
 
  13
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