Statement of Changes in Beneficial Ownership (4)
10 August 2022 - 11:38PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kunze John C |
2. Issuer Name and Ticker or Trading Symbol
REGAL REXNORD CORP
[
RRX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Segment President* |
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(Last)
(First)
(Middle)
200 STATE STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/8/2022 |
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(Street)
BELOIT, WI 53511
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 8/8/2022 | | M | | 31 | A | $76.99 | 6951.418 | D | |
| Common Stock | 8/8/2022 | | M | | 1511 | A | $133.77 | 8462.418 | D | |
| Common Stock | 8/8/2022 | | M | | 35 | A | $78.05 | 8497.418 | D | |
| Common Stock | 8/8/2022 | | M | | 31 | A | $74.04 | 8528.418 | D | |
| Common Stock | 8/8/2022 | | M | | 112 | A | $84.39 | 8640.418 | D | |
| Common Stock | 8/8/2022 | | F | | 1640 | D | $139.15 | 7000.418 | D | |
| Common Stock | 8/8/2022 | | S | | 1 | D | $139.42 | 6999.418 | D | |
| Common Stock | | | | | | | | 5876 | I | by John C. and Sharon A. Kunze Revocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Appreciation Rights | $76.99 | 8/8/2022 | | M | | | 31 | 5/10/2019 (1) | 5/10/2027 | Common Stock | 31.0 | $0 | 0 | D | |
| Stock Appreciation Rights | $74.04 | 8/8/2022 | | M | | | 31 | 5/9/2020 (2) | 5/9/2028 | Common Stock | 31.0 | $0 | 681 | D | |
| Stock Appreciation Rights | $78.05 | 8/8/2022 | | M | | | 35 | 5/8/2021 (2) | 5/8/2029 | Common Stock | 35.0 | $0 | 1510 | D | |
| Stock Appreciation Rights | $84.39 | 8/8/2022 | | M | | | 112 | 2/18/2021 (3) | 2/18/2030 | Common Stock | 112.0 | $0 | 2443 | D | |
| Stock Appreciation Rights | $133.77 | 8/8/2022 | | M | | | 1511 | 2/23/2022 (3) | 2/23/2031 | Common Stock | 1511.0 | $0 | 2934 | D | |
| Stock Appreciation Rights | $151.27 | | | | | | | 2/23/2023 (3) | 2/23/2032 | Common Stock | 3850.0 | | 3850 | D | |
| Explanation of Responses: |
| (1) | Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| (2) | Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| (3) | Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |
Remarks:
*President, Climate Solutions Segment |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kunze John C
200 STATE STREET
BELOIT, WI 53511 |
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| Segment President* |
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Signatures
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| /s/ Thomas E. Valentyn, as Power of Attorney | | 8/10/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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