Amended Statement of Changes in Beneficial Ownership (4/a)
14 April 2022 - 11:06PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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GOULD FREDRIC H |
2. Issuer Name and Ticker or Trading Symbol
ONE LIBERTY PROPERTIES INC
[
OLP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Vice Chairman of Board |
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(Last)
(First)
(Middle)
60 CUTTER MILL ROAD, SUITE 303 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/12/2022 |
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(Street)
GREAT NECK, NY 11021
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/13/2022 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 1/12/2021 | | A | | 10670 (1) | A | $0 | 525427 (2) | D | |
| Common Stock | | | | | | | | 13622 (3) | I | By 130 Store Company |
| Common Stock | | | | | | | | 49208 (4) | I | By spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | These shares were issued as restricted stock effective January 12, 2022 under the issuer's 2019 Incentive Plan. Subject to the reporting person's continued relationship with the Company, the shares vest January 11, 2027. |
| (2) | This amendment is filed to report that an aggregate of 1,971,063.893 shares previously reported as held indirectly by the reporting person(i.e., 1,921,711.893, 144 and 49,208 shares held by Gould Investors L.P.("GILP"), Georgetown Partners LLC(f/k/a Georgetown Partners, Inc.("Georgetown), and Gould Shenfeld Family Foundation(of which it was reported that his spouse was a trustee)(the "Foundation")), respectively, should not have been reported in his Form 4 filed on January 13th, 2022.Prior to such date, the reporting person's management responsibilities with respect to GILP and Georgetown ceased and his spouse no longer serves as a trustee of the Foundation. Accordingly, neither he nor his spouse have direct or indirect beneficial ownership in the shares of the issuer owned by such entities. |
| (3) | Reporting person is a partner in 130 Store Company, which owns these shares. |
| (4) | Reporting person disclaims any beneficial interest in said shares. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
GOULD FREDRIC H
60 CUTTER MILL ROAD
SUITE 303
GREAT NECK, NY 11021 | X |
| Vice Chairman of Board |
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Signatures
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| /s/ Fredric H. Gould by Isaac Kalish,his attorney in fact | | 4/14/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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