Statement of Changes in Beneficial Ownership (4)
09 Dezember 2014 - 11:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ricci Jeff T
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2. Issuer Name
and
Ticker or Trading Symbol
HEWLETT PACKARD CO
[
HPQ
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SVP, Controller & PAO
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(Last)
(First)
(Middle)
C/O HEWLETT-PACKARD COMPANY, 3000 HANOVER STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/6/2014
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(Street)
PALO ALTO, CA 94304
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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12/6/2014
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M
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2355
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A
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$39.55
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2355
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D
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Common Stock
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12/6/2014
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F
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886
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D
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$39.55
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1469
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D
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Common Stock
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12/7/2014
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M
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1607
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A
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$39.55
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3076
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D
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Common Stock
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12/7/2014
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F
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605
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D
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$39.55
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2471
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(1)
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12/7/2014
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M
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1607
(2)
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(2)
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(2)
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Common Stock
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1607
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(2)
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0
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D
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Restricted Stock Units
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(1)
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12/6/2014
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M
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2355
(3)
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(3)
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(3)
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Common Stock
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2355
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(3)
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2354
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D
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Restricted Stock Units
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(1)
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10/1/2014
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A
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30.8747
(4)
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(4)
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(4)
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Common Stock
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30.8747
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(4)
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6917.1623
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D
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Restricted Stock Units
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(1)
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10/1/2014
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A
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45.0408
(5)
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(5)
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(5)
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Common Stock
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45.0408
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(5)
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9910.0462
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D
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Restricted Stock Units
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(1)
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10/1/2014
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A
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57.8871
(6)
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(6)
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(6)
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Common Stock
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57.8871
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(6)
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12616.919
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D
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Explanation of Responses:
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(
1)
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Each restricted stock unit represents a contingent right to receive one share of HP common stock.
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(
2)
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As previously reported, on 12/07/11 the reporting person was granted 4,500 restricted stock units ("RSUs"), 1,500 of which vested on each of 12/07/12, 12/07/13, and 12/07/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 6.9465 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. The number of derivative securities in column 5 includes 107 vested dividend equivalent rights and a de minimus adjustment of 0.6153 due to fractional rounding of the dividend equivalent rights.
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(
3)
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As previously reported, on 12/06/12 the reporting person was granted 6,750 RSUs, 2,250 of which vested on each of 12/06/13 and 12/06/14, and 2,250 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 20.8394 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14. The number of derivative securities in column 5 includes 105 vested dividend equivalent rights and a de minimus adjustment of 0.8459 due to fractional rounding of the dividend equivalent rights.
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(
4)
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As previously reported, on 02/19/13 the reporting person was granted 10,000 RSUs, 3,333 of which vested on 02/19/14, 3,333 of which will vest on 02/19/15, and 3,334 of which will vest on 02/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 30.8747 dividend equivalent rights being reported reflect 30.8747 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14.
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(
5)
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As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which will vest on each of 12/11/14, 12/11/15, and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 45.0408 dividend equivalent rights being reported reflect 45.0408 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14.
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(
6)
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As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which will vest on 05/23/15, and 4,167 of which will vest on each of 05/23/16 and 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 57.8871 dividend equivalent rights being reported reflect 57.8871 dividend equivalent rights at $34.55 per RSU credited to the reporting person's account on 10/01/14.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Ricci Jeff T
C/O HEWLETT-PACKARD COMPANY
3000 HANOVER STREET
PALO ALTO, CA 94304
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SVP, Controller & PAO
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Signatures
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/s/ Katie Colendich as Attorney-in-Fact for Jeff T. Ricci
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12/9/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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