Initial Statement of Beneficial Ownership (3)
24 Februar 2022 - 10:57PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * HUNT
COMPANIES EQUITY HOLDINGS, LLC |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
2/22/2022
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3. Issuer Name and Ticker or Trading
Symbol Lument Finance Trust, Inc. [LFT] |
(Last)
(First)
(Middle)
601 N. MESA STREET, SUITE 1900 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director ___X___
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
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(Street)
EL
PASO, TX 79901
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common stock, par value $0.01 per share |
5774752 |
I |
See footnote (1) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
See Exhibit 99.1 |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
HUNT COMPANIES EQUITY HOLDINGS, LLC
601 N. MESA STREET, SUITE 1900
EL PASO, TX 79901 |
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X |
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Hunt Capital Holdings Investments, LLC
601 N. MESA STREET, SUITE 1900
EL PASO, TX 79901 |
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X |
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HUNT ELP, LTD.
601 N. MESA STREET, SUITE 1900
EL PASO, TX 79901 |
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X |
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HB GP, LLC
601 N. MESA STREET, SUITE 1900
EL PASO, TX 79901 |
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X |
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HUNT COMPANY, LLC
601 N. MESA STREET, SUITE 1900
EL PASO, TX 79901 |
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X |
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Hunt Companies, Inc.
601 N. MESA STREET, SUITE 1900
EL PASO, TX 79901 |
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X |
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Hunt Woody L
601 N. MESA STREET, SUITE 1900
EL PASO, TX 79901 |
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X |
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Signatures
|
See signatures attached as Exhibit
99.2 |
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2/24/2022 |
**Signature
of Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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