|
CUSIP
No. 26432K108
|
13D
|
Page
2 of 13 Pages
|
|
1.
|
|
NAME
OF REPORTING PERSON
Karpus
Investment Management
|
|
|
|
2.
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a)
☒
(b)
☐
|
|
3.
|
|
SEC
USE ONLY
|
|
|
|
4.
|
|
SOURCE
OF FUNDS
WC
|
|
|
|
5.
|
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|
☐
|
|
6.
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
|
|
|
|
|
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
7.
|
|
SOLE
VOTING POWER
9,713,157
Shares
|
|
|
8.
|
|
SHARED
VOTING POWER
0
Shares
|
|
|
9.
|
|
SOLE
DISPOSITIVE POWER
10,899,407
Shares
|
|
|
10.
|
|
SHARED
DISPOSITIVE POWER
0
Shares
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,899,407
Shares
|
|
|
|
12.
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
|
13.
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.6%
|
|
|
|
14.
|
|
TYPE
OF REPORTING PERSON
IA
|
|
|
|
CUSIP
No. 26432K108
|
13D
|
Page
3 of 13 Pages
|
|
1.
|
|
NAME
OF REPORTING PERSON
George
W. Karpus
|
|
|
|
2.
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a)
☒
(b)
☐
|
|
3.
|
|
SEC
USE ONLY
|
|
|
|
4.
|
|
SOURCE
OF FUNDS
WC
|
|
|
|
5.
|
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|
☐
|
|
6.
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
|
|
|
|
|
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
7.
|
|
SOLE
VOTING POWER
0
Shares *
|
|
|
8.
|
|
SHARED
VOTING POWER
13,350
Shares *
|
|
|
9.
|
|
SOLE
DISPOSITIVE POWER
0
Shares *
|
|
|
10.
|
|
SHARED
DISPOSITIVE POWER
13,350
Shares *
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,350
Shares *
|
|
|
|
12.
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
|
13.
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less
than 1%
|
|
|
|
14.
|
|
TYPE
OF REPORTING PERSON
IN
|
|
|
*
See Items 2 and 5.
|
CUSIP
No. 26432K108
|
13D
|
Page
4 of 13 Pages
|
|
1.
|
|
NAME
OF REPORTING PERSON
Karpus
Investment Management Profit Sharing Plan Fund B – Conservative Bond Fund
|
|
|
|
2.
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a)
☒
(b)
☐
|
|
3.
|
|
SEC
USE ONLY
|
|
|
|
4.
|
|
SOURCE
OF FUNDS
WC
|
|
|
|
5.
|
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|
☐
|
|
6.
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
|
|
|
|
|
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
7.
|
|
SOLE
VOTING POWER
0
Shares
|
|
|
8.
|
|
SHARED
VOTING POWER
13,350
Shares
|
|
|
9.
|
|
SOLE
DISPOSITIVE POWER
0
Shares
|
|
|
10.
|
|
SHARED
DISPOSITIVE POWER
13,350
Shares
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,350
Shares
|
|
|
|
12.
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
|
13.
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less
than 1%
|
|
|
|
14.
|
|
TYPE
OF REPORTING PERSON
OO
|
|
|
|
CUSIP
No. 26432K108
|
13D
|
Page
5 of 13 Pages
|
|
1.
|
|
NAME
OF REPORTING PERSON
Arthur Charles Regan
|
|
|
|
2.
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a)
☒
(b)
☐
|
|
3.
|
|
SEC
USE ONLY
|
|
|
|
4.
|
|
SOURCE
OF FUNDS
|
|
|
|
5.
|
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|
☐
|
|
6.
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
|
|
|
|
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
7.
|
|
SOLE
VOTING POWER
0
Shares
|
|
|
8.
|
|
SHARED
VOTING POWER
0
Shares
|
|
|
9.
|
|
SOLE
DISPOSITIVE POWER
0
Shares
|
|
|
10.
|
|
SHARED
DISPOSITIVE POWER
0
Shares
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
Shares
|
|
|
|
12.
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
|
13.
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
|
|
|
|
14.
|
|
TYPE
OF REPORTING PERSON
IN
|
|
|
|
CUSIP
No. 26432K108
|
13D
|
Page
6 of 13 Pages
|
|
1.
|
|
NAME
OF REPORTING PERSON
Daniel C. Robeson
|
|
|
|
2.
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a)
☒
(b)
☐
|
|
3.
|
|
SEC
USE ONLY
|
|
|
|
4.
|
|
SOURCE
OF FUNDS
|
|
|
|
5.
|
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
|
☐
|
|
6.
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
USA
|
|
|
|
|
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
7.
|
|
SOLE
VOTING POWER
0
Shares
|
|
|
8.
|
|
SHARED
VOTING POWER
0
Shares
|
|
|
9.
|
|
SOLE
DISPOSITIVE POWER
0
Shares
|
|
|
10.
|
|
SHARED
DISPOSITIVE POWER
0
Shares
|
|
|
|
|
|
|
|
11.
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
Shares
|
|
|
|
12.
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
|
13.
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
|
|
|
|
14.
|
|
TYPE
OF REPORTING PERSON
IN
|
|
|
|
CUSIP
No. 26432K108
|
13D
|
Page
7 of 13 Pages
|
The following constitutes Amendment No. 7 to the Schedule 13D filed
by the undersigned ("Amendment No. 7"). This Amendment No. 7 amends the Schedule 13D as specifically set forth herein.
|
|
Item
2.
|
Identity
and Background.
|
Item 2 is hereby amended and restated as follows:
(a) This statement is filed by:
|
|
(i)
|
Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus");
|
|
|
(ii)
|
George W. Karpus, the President and CEO of Karpus. Mr.
Karpus does not own any shares individually but may be deemed the beneficial owner of Shares held by the Karpus Investment Management
Profit Sharing Plan Fund B- Conservative Bond Fund ("Karpus Fund");
|
|
|
(iv)
|
Arthur Charles Regan, as a nominee to the Board of Directors
of the Issuer (the "Board"); and
|
|
|
(v)
|
Daniel C. Robeson, as a nominee to the Board.
|
Each of the foregoing is referred to
as a "Reporting Person" and collectively as the "Reporting Persons." Each of the Reporting Persons is party
to that certain Joint Filing and Solicitation Agreement as further described in Item 6. Accordingly, the Reporting Persons are
hereby filing a joint Schedule 13D.
Set forth on Schedule A annexed
hereto ("Schedule A") is the name and present principal business, occupation or employment and the name, principal
business and address of any corporation or other organization in which such employment is conducted of the executive officers and
directors of Karpus. To the best of the Reporting Persons' knowledge, except as otherwise set on Schedule A, none of the persons
listed on Schedule A beneficially owns any securities of the Issuer or is a party to any contract, agreement or understanding
required to be disclosed herein.
(b) The address of the principal office of each
of Karpus, Karpus Fund and Mr. Karpus is 183 Sully's Trail, Pittsford, New York 14534. The address of Arthur Charles Regan is 505
Eighth Avenue, Suite 800, New York, New York 10018. The address of Daniel C. Robeson is c/o Karpus Management, Inc., 183 Sully's
Trail, Pittsford, New York 14534.
(c) The principal business of Karpus is serving
as a registered investment adviser that provides investment management for individuals, pension plans, profit sharing plans, corporations,
endowments, trusts, and others. The principal occupation of Karpus Fund is investing in securities. The principal occupation of
George W. Karpus is serving as the President and CEO of Karpus. The principal occupation of Arthur Charles Regan is serving as
President & CEO of Regan & Associates, Inc., a proxy solicitation and stockholder services firm. The principal occupation
of Daniel C. Robeson is serving as Professor of Management at Siena College.
(d) No Reporting Person nor any person listed
on Schedule A has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors).
(e) No Reporting Person nor any person listed
on Schedule A has, during the last five years, been party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with
respect to such laws.
(f)
Karpus and the Karpus Fund are organized under the laws of the State of New York. Messrs. Karpus, Regan and Robeson are
citizens of the United States of America.
|
CUSIP
No. 26432K108
|
13D
|
Page
8 of 13 Pages
|
|
|
Item
3.
|
Source
and Amount of Funds or Other Consideration.
|
Item 3 is hereby amended and restated as follows:
Karpus, an independent registered
investment advisor, has accumulated 10,899,407 Shares on behalf of accounts that are managed by Karpus (the “Accounts”)
under limited powers of attorney, which represents 39.6% of the outstanding Shares. All funds that have been utilized in making
such purchases for the Accounts (which are open market purchases unless otherwise noted) are from such Accounts.
The aggregate purchase price
of the 10,899,407 Shares beneficially owned by Karpus is approximately $97,973,460, excluding brokerage commissions. The Shares
purchased by Karpus were purchased with working capital (which may at any given time, include margin loans made by brokerage firms
in the ordinary course of business) in open market purchases except as otherwise noted.
The aggregate purchase price
of the 13,350 Shares held by Mr. Karpus and the Karpus Fund is approximately $121,104, excluding brokerage commissions. Such Shares
were purchased with working capital (which may at any given time, include margin loans made by brokerage firms in the ordinary
course of business) in open market purchases except as otherwise noted.
|
|
Item
4.
|
Purpose of Transaction.
|
Item 4 is hereby amended and restated as follows:
Karpus, an independent registered
investment advisor, with a specialty focus in closed-end funds, believes that the profile of the Issuer fit the investment guidelines
for various Accounts. Shares have been acquired since September 24, 2014.
On September 17, 2020, Karpus
delivered a letter (the "Nomination Letter") to the Issuer nominating two (2) highly qualified director candidates, Arthur
Charles Regan and Dr. Daniel C. Robeson (the "Nominees" or, individually, a “Nominee”), for election to the
Board at the Issuer's next Annual Meeting of Shareholders (the "Annual Meeting").
The Nomination Letter also
contained two shareholder proposals (the “Proposals”) that Karpus intends to present at the Annual Meeting. The first
proposal seeks to terminate Duff & Phelps Investment Management Co. The second proposal requests that the Board take all steps
in its power to declassify the Board so that all directors are elected on an annual basis.
The Reporting Persons have
informed the Board that Karpus is willing to enter into discussions in furtherance of reaching a mutually agreeable resolution.
The Reporting Persons intend to closely monitor the situation at the Issuer.
Karpus's highly qualified Nominees are:
Arthur Charles
Regan, 57, has been the President & CEO of Regan & Associates, Inc. a New York, New York based proxy solicitation/stockholder
services firm founded by him since 1991 and has had numerous articles published on stockholder related matters. From 1991 to 1998,
Mr. Regan was the President of David Francis & Co., Inc., a proxy solicitation firm. From 1984 to 1988, Mr. Regan served as
Vice President at Morrow & Co, Inc., a proxy solicitation firms. From 1997 to 2000 he served as an outside director and Corporate
Secretary for US Wats, Inc., a Bala-Cynwyd, PA based publicly held telecommunications firm until that firm was merged out of existence.
Mr. Regan was a Trustee of the Madison Strategic Sector Premium Fund (“MSP”) from 2017 until it merged into the Madison
Covered Call & Equity Strategy Fund (“MCN”). Mr. Regan received a Bachelor of Science from New York University.
|
CUSIP
No. 26432K108
|
13D
|
Page
9 of 13 Pages
|
Dr. Daniel C. Robeson,
58, has served as a Professor of Management at Siena College since September 2017. Prior to that, he was a Senior Vice-President
of Research and Strategy at Bender Lane Advisory, LLC in Albany, New York since August 2017. Dr. Robeson joined Bender Lane Advisory
in June 2016 after being employed by Keuka College for two years and was Chair, Division of Business & Management at the time
of his departure. Prior to that role, Dr. Robeson was employed at The Sage Colleges for eight years, the last 5 of which he acted
as the Founding Dean of the School of Management. His previous experience includes System Concepts Center Consultant at Eastman
Kodak, Financial Advisor at Landmark Bank, and Account Executive at Dean Witter Reynolds. Dr. Robeson earned a Bachelor of Arts
in Economics from the University of Missouri, a Master of Business Administration from Rensselaer Polytechnic Institute, and a
Doctor of Philosophy in Management from Rensselaer Polytechnic Institute. Mr. Robeson was a Trustee of the Madison Strategic Sector
Premium Fund (“MSP”) from 2017 until it merged into the Madison Covered Call & Equity Strategy Fund (“MCN”).
Karpus purchased the Shares
based on their belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending
upon overall market conditions, other investment opportunities available to them, and the availability of Shares at prices that
would make the purchase or sale of Shares desirable, Karpus may endeavor to increase or decrease their position in the Issuer through,
among other things, the purchase or sale of Shares on the open market or in private transactions or otherwise, on such terms and
at such times as Karpus may deem advisable.
No Reporting Person has
any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item
4 of Schedule 13D except as set forth herein or such as would occur upon or in connection with completion of, or following, any
of the actions discussed herein. Karpus intends to review its investment in the Issuer on a continuing basis. In addition, Karpus
may contact the Issuer with regards to concerns that they have with respect to the Issuer.
|
|
Item
5.
|
Interest
in Securities of the Issuer.
|
Item 5(a)-(c) is hereby amended and restated to
read as follows:
The aggregate percentage of Shares reported owned
by each Reporting Person is based upon 27,494,683 Shares outstanding, which is the total number of Shares outstanding as of April
30, 2020, as reported in the Issuer’s Certified Shareholder Report of Registered Management Investment Companies on Form
N-CSR, filed with the Securities and Exchange Commission on June 23, 2020.
|
A .
|
Karpus Investment Management
|
|
|
(a)
|
As of the close of business on September 17, 2020, Karpus Investment Management beneficially owned 10,899,407 Shares held in the Accounts.
|
Percentage: 39.6%
|
|
(b)
|
1. Sole power to vote or direct vote: 9,713,157
|
|
|
2. Shared power to vote or direct vote: 0
|
|
|
3. Sole power to dispose or direct the disposition: 10,899,407
|
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
|
(c)
|
The transactions in the Shares by Karpus in the past 60 days are
set forth in Schedule B and are incorporated herein by reference.
|
|
|
(a)
|
As of September 17, 2020, George W. Karpus may be deemed to beneficially own the 13,350 Shares held in the Karpus Fund.
|
Percentage: Less than 1%
|
CUSIP
No. 26432K108
|
13D
|
Page
10 of 13 Pages
|
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
|
2. Shared power to vote or direct vote: 13,350
|
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
|
4. Shared power to dispose or direct the disposition: 13,350
|
|
|
(c)
|
Neither George W. Karpus nor the Karpus Fund had any transactions in the Shares in the past 60 days.
|
|
|
(a)
|
As of September 17, 2020, Karpus Fund beneficially owned 13,350 Shares.
|
Percentage: Less than 1%
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
|
2. Shared power to vote or direct vote: 13,350
|
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
|
4. Shared power to dispose or direct the disposition: 13,350
|
|
|
(c)
|
Karpus Fund did not have any transactions in the Shares in the past 60 days.
|
|
|
(a)
|
As of the close of business on September 17, 2020, Arthur Charles Regan didn't beneficially own any Shares of the Issuer.
|
Percentage: 0.00%
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
|
2. Shared power to vote or direct vote: 0
|
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
|
(c)
|
Mr. Regan has not entered into any transactions in the Shares during the past sixty (60) days.
|
|
|
(a)
|
As of the close of business on September 17, 2020, Daniel C. Robeson didn't beneficially own any Shares of the Issuer.
|
Percentage: 0.00%
|
|
(b)
|
1. Sole power to vote or direct vote: 0
|
|
|
2. Shared power to vote or direct vote: 0
|
|
|
3. Sole power to dispose or direct the disposition: 0
|
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
|
(c)
|
Mr. Robeson has not entered into any transactions in the Shares during the past sixty (60) days.
|
The filing of this Schedule 13D shall not be deemed
an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended,
the beneficial owners of any securities of the Issuer that he or it does not directly own. Each of the Reporting Persons specifically
disclaims beneficial ownership of the securities reported herein that he or it does not directly own.
|
CUSIP
No. 26432K108
|
13D
|
Page
11 of 13 Pages
|
|
|
Item 6.
|
Contracts, Arrangements, Understandings
or Relationships With respect to the Issuer.
|
Item 6 is hereby amended to add the following:
On September 17, 2020, the
Reporting Persons entered into a Joint Filing and Solicitation Agreement in which, among other things (a) the Reporting Persons
agreed to the joint filing on behalf of each of them of statements on Schedule 13D with respect to the securities of the Issuer
and (b) the Reporting Persons agreed to solicit proxies or written consents for the election of the Nominees and approval of the
Proposals at the Annual Meeting. The Joint Filing and Solicitation Agreement is attached hereto as Exhibit 99.1 and is incorporated
herein by reference.
Other than as described herein,
there are no contracts, arrangements, understandings or relationships among the Reporting Persons, or between the Reporting Persons
and any other person, with respect to the securities of the Issuer.
|
Item 7.
|
Material to be Filed as Exhibits.
|
Item 7 is hereby amended to add the following
exhibit:
|
CUSIP
No. 26432K108
|
13D
|
Page
12 of 13 Pages
|
SIGNATURES
After
reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth
in this statement is true, complete and correct.
Dated: September
18, 2020
|
|
KARPUS
MANAGEMENT, INC.
|
|
|
|
|
|
By:
|
/s/
Daniel L. Lippincott
|
|
|
|
Name:
Daniel L. Lippincott, CFA
Title: Director of Investment Personnel/ Senior Tax-Sensitive Manager Officer
|
|
|
/s/ George W. Karpus
|
|
|
GEORGE W. KARPUS
|
|
|
|
|
|
KARPUS INVESTMENT MANAGEMENT PROFIT SHARING
PLAN FUND B – CONSERVATIVE BOND FUND
|
|
|
|
|
|
By:
|
/s/
Dana Consler
|
|
|
|
Name:
Dana Consler
Title: Executive Vice President
of Karpus Investment Management
|
|
|
/s/ Arthur Charles Regan
|
|
|
ARTHUR CHARLES REGAN
|
|
|
|
|
|
/s/ Daniel C. Robeson
|
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DANIEL C. ROBESON
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CUSIP
No. 26432K108
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13D
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Page
13 of 13 Pages
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SCHEDULE
A
Executive
Officers & Directors of Karpus Management, Inc., d/b/a Karpus Investment Management
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Name
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Position
& Present Principal Occupation
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Business
Address
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Shares
Owned
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George W. Karpus
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President, CEO, and
Chairman of the Board
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183 Sully’s
Trail, Pittsford, New York 14534
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See Above
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Kathleen Finnerty
Crane
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Chief Financial Officer
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183 Sully’s
Trail, Pittsford, New York 14534
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150 Shares
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Dana R. Consler
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Executive Vice President
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183 Sully’s
Trail, Pittsford, New York 14534
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0 Shares
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Thomas M. Duffy
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Vice President
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183 Sully’s
Trail, Pittsford, New York 14534
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0 Shares
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Sharon L. Thornton
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Executive Vice-President
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183 Sully’s
Trail, Pittsford, New York 14534
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0 Shares
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Daniel L. Lippincott,
CFA
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Sr. Tax-Sensitive
Manager and Director of Investment Personnel
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183 Sully’s
Trail, Pittsford, New York 14534
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0 Shares
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SCHEDULE
B
Transactions
in the Shares in the past 60 days.
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Nature
of the Transaction
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Securities
Purchased/(Sold)
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Price
Per
Share($)
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Date
of
Purchase
/ Sale
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KARPUS
MANAGEMENT, INC., D/B/A/ KARPUS INVESTMENT MANAGEMENT
(THROUGH THE ACCOUNTS)
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Purchase of Common Stock
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1,301
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$9.32
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7/17/2020
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Purchase of Common Stock
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18,460
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$9.34
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7/20/2020
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Purchase of Common Stock
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4,143
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$9.32
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7/22/2020
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Purchase of Common Stock
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775
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$9.33
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7/23/2020
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Purchase of Common Stock
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2,856
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$9.33
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7/24/2020
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Purchase of Common Stock
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1,508
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$9.33
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7/27/2020
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Purchase of Common Stock
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12,744
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$9.34
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7/28/2020
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Purchase of Common Stock
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2,767
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$9.33
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7/29/2020
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Sale of Common Stock
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(416)
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$9.36
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8/3/2020
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Purchase of Common Stock
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14,336
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$9.40
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8/11/2020
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Sale of Common Stock
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(3,575)
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$9.38
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8/12/2020
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Purchase of Common Stock
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700
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$9.35
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8/13/2020
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Purchase of Common Stock
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525
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$9.35
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8/17/2020
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Sale of Common Stock
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(65)
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$9.29
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8/18/2020
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Sale of Common Stock
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(21,255)
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$9.22
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8/28/2020
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Sale of Common Stock
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(3,495)
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$9.24
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8/31/2020
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