Initial Statement of Beneficial Ownership (3)
21 Februar 2020 - 10:42PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Koch Lori |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/17/2020
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3. Issuer Name and Ticker or Trading Symbol
DuPont de Nemours, Inc. [DD]
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(Last)
(First)
(Middle)
974 CENTRE ROAD, CRP 730 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP & CFO / |
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(Street)
WILMINGTON, DE 19805
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 2662 | D | |
| Common Stock | 188.4457 | I | Retirement Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Options (Right to Buy) | 2/4/2016 (1) | 2/3/2022 | Common Stock | 2402 | $80.07 | D | |
| Employee Stock Options (Right to Buy) | 2/3/2017 (2) | 2/2/2026 | Common Stock | 3810 | $66.21 | D | |
| Employee Stock Options (Right to Buy) | 2/2/2018 (3) | 2/1/2027 | Common Stock | 2932 | $85.81 | D | |
| Employee Stock Options (Right to Buy) | 2/15/2019 (4) | 2/14/2028 | Common Stock | 1240 | $103.76 | D | |
| Employee Stock Options (Right to Buy) | 12/31/2021 (5) | 8/5/2029 | Common Stock | 25317 | $66.06 | D | |
| Explanation of Responses: |
| (1) | Options vest in three equal annual installments beginning on February 4, 2016. Option shares may be used to satisfy withholding taxes. |
| (2) | Options vest in three equal annual installments beginning on February 3, 2017. Option shares may be used to satisfy withholding taxes. |
| (3) | Options vest in three equal annual installments beginning on February 2, 2018. Option shares may be used to satisfy withholding taxes. |
| (4) | Options vest in three equal annual installments beginning on February 15, 2019. Option shares may be used to satisfy withholding taxes. |
| (5) | All options become exercisable on December 31, 2021. Option shares may be used to satisfy withholding taxes. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Koch Lori
974 CENTRE ROAD
CRP 730
WILMINGTON, DE 19805 |
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| EVP & CFO |
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Signatures
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| Peter W. Hennessey by Power of Attorney | | 2/21/2020 |
| **Signature of Reporting Person | Date |
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