Report of Foreign Issuer (6-k)
22 Januar 2020 - 12:04PM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
January 22, 2020
Commission File Number
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001-31335
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AU Optronics Corp.
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(Translation of registrant’s name into English)
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No. 1 Li-Hsin Road 2
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Hsinchu Science Park
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Hsinchu, Taiwan
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(Address of principal executive offices)
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Indicate by check mark whether
the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form
40-F ___
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Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
____
Note: Regulation S-T Rule
101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security
holders.
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
____
Note: Regulation S-T Rule
101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant
foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated,
domiciled or legally organized
(the registrant's "home
country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the
report or other document is not a press release, is not required to be and has not been distributed to the registrant's security
holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing
on EDGAR.
Indicate by check mark whether
by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
If "Yes" is marked,
indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
INDEX
TO EXHIBITS
Item
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1.
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Taiwan
Stock Exchange filing entitled, “To announce the investment on behalf of ComQi
Ltd. and ComQi Holdings Ltd., subsidiaries of the Company”, dated January 22, 2020.
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Signatures
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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AU Optronics Corp.
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Date: January 22, 2020
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By:
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/s/ Benjamin Tseng
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Name:
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Benjamin Tseng
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Title:
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Chief Financial Officer
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Item 1
AU Optronics Corp.
January 22,
2020
English Language
Summary
Subject:
To announce the investment on behalf of ComQi Ltd. and ComQi Holdings Ltd., subsidiaries of the Company
Regulation:
Published pursuant to Article 4-20 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information
by Listed Companies
Date
of events:2020/01/22
Contents:
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1.
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Name and nature of the
subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend yield):
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ComQi
Ltd. invests the common shares of ComQi Holdings Ltd.
ComQi
Holdings Ltd. invests the common shares of ComQi Inc.
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2.
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Date of occurrence of the
event:2020/01/22
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3.
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Volume, unit price, and
total monetary amount of the transaction:
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To
make the capital increase pursuant to the shareholding structure. Total injection amount is USD 10,250 thousand.
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1.
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ComQi Ltd. invests the
common shares of ComQi Holdings Ltd.:
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Volume:
20.5 thousand shares unit price: USD 500 total monetary amount: USD 10,250 thousand
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2.
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ComQi Holdings Ltd. invests
the common shares of ComQi Inc.:
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Volume:
2 thousand shares unit price: USD 5,125 total monetary amount: USD 10,250 thousand
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4.
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Counterparty to the trade
and its relationship to the Company (if
the trading counterpart is a natural person and furthermore is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed):
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ComQi
Ltd., ComQi Holdings Ltd. and ComQi Inc. are all the 100% directly or indirectly owned subsidiaries of the
Company.
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5.
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Where the counterpart to
the trade is an actual related party, a public announcement shall also be made of the reason for choosing the related party as
trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart),
price of transfer, and date of acquisition:
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reason
for choosing: To make the capital increase to ComQi Holdings Ltd. and ComQi Inc.
pursuant
to the shareholding structure; N/A; N/A; N/A
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6.
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Where a person who owned
the property within the past five years has been an actual related person of the company, a public announcement shall also include
the dates and prices of acquisition and disposal by the related person and the person’s relationship to the company at those
times:N/A
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7.
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Matters related to the
creditor's rights currently being disposed of (including types of collateral of the disposed creditor's rights; if the creditor's
rights are creditor's rights toward a related person, the name of the related person and the book amount of the creditor's rights
toward such related person currently being disposed of must also be announced):N/A
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8.
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Anticipated profit or loss
from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition
shall be stated and explained):N/A
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9.
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Terms of delivery or payment
(including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations:
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Terms
of delivery or payment:Make the payment within the subscription
period restrictive covenants in the contract, and other important stipulations: None
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10.
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The manner in which the
current transaction was decided, the reference basis for the decision on price, and the decision-making department:
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It
is resolved by the Boards of ComQi Ltd., ComQi Holdings Ltd. and ComQi Inc.
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11.
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Net worth per share of
the underlying securities acquired or disposed of:N/A
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12.
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Current cumulative volume,
amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction
of rights (e.g.pledges):
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1.
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ComQi Ltd. invests the
common shares of ComQi Holdings Ltd.:
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Current
cumulative volume : 635,730 thousand shares
Current
cumulative amount : USD 25,648 thousand
Shareholding
percentage:100%
Status
of any restriction of rights:None
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2.
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ComQi Holdings Ltd. invests
the common shares of ComQi Inc.:
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Current
cumulative volume : 13 thousand shares
Current
cumulative amount : USD 24,614 thousand
Shareholding
percentage:100%
Status
of any restriction of rights:None
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13.
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Current ratio of long or
short term securities investment
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(including
the current trade) to the total assets and shareholder's equity as shown in the most recent financial statement and the operating
capital as shown in the most recent financial statement:
Current
ratio of ComQi Ltd.'s long or short term securities investment (including the current trade) to the total assets: 0.22%; Current
ratio of ComQi Ltd.'s long or short term securities investment (including the current trade)to the shareholder's equity: 0.41%;
Current
ratio of ComQi Holdings Ltd.'s long or short term securities investment (including the current trade)to the total assets: 0.25%;
Current
ratio of ComQi Holdings Ltd.'s long or short term securities investment (including the current trade)to the shareholder's
equity: 0.46%;
The
operating capital: NTD -11,113,780 thousand;
The
capital resource and the concrete reason of obtaining the securities: working capital; to make the capital increase to ComQi
Holdings Ltd. and ComQi Inc. pursuant to the shareholding structure
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14.
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Broker and broker's fee:N/A
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15.
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Concrete purpose or
use of the acquisition or disposal:
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to
make the capital increase to ComQi Holdings Ltd. and ComQi Inc. pursuant to the shareholding structure
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16.
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Do the directors have
any objection to the present transaction?: No objection
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17.
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Is it a related party
transaction?:Yes
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18.
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Date of the board of
directors’resolution:2020/01/22
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19.
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Date of the recognition
of the supervisors or the board of independent directors’resolution:NA
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20.
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Has the CPA issued an
opinion on the unreasonableness of the price of the current transaction?:N/A
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21.
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Name of the CPA firm:N/A
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22.
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Name of the certifying
CPA:N/A
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23.
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The practice certificate
number of the CPA:N/A
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24.
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Is it related to new
business model?:No
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25.
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Explanation of new business
model:N/A
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26.
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Transactions with the
counterparty for the past one year and the next year:
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Transactions
for the past one year:
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1.
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Total monetary amount
for the investment from ComQi Ltd. to ComQi Holdings Ltd. (including the current trade): USD 10,250 thousand
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2.
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Total monetary amount
for the investment from ComQi Holdings Ltd. to ComQi Inc. (including the current trade) : USD 10,250 thousand
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Transactions
for the next year:None
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27.
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Source of funds: working
capital
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28.
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Any other matters that
need to be specified: None
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