Statement of Changes in Beneficial Ownership (4)
10 Dezember 2021 - 12:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * CHUNG PETER Y |
2. Issuer Name and Ticker or Trading
Symbol A10 Networks, Inc. [ ATEN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O SUMMIT PARTNERS, 222 BERKELEY STREET, 18TH
FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/7/2021
|
(Street)
BOSTON, MA 02116
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/7/2021 |
|
S |
|
700000 (1) |
D |
$15.05 |
8877890 (2) |
I |
See Footnotes. (3)(4) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The Common Stock sold as
follows: 510,318 shares in the name of Summit Partners Growth
Equity Fund VIII-A, L.P.; 186,436 shares in the name of Summit
Partners Growth Equity Fund VIII-B, L.P.; 2,984 shares in the name
of Summit Investors I, LLC; 262 shares in the name of Summit
Investors I (UK), L.P. |
(2) |
The Common Stock held as
follows: 6,362,818 shares in the name of Summit Partners Growth
Equity Fund VIII-A, L.P.; 2,324,553 shares in the name of Summit
Partners Growth Equity Fund VIII-B, L.P.; 37,202 shares in the name
of Summit Investors I, LLC; 3,273 shares in the name of Summit
Investors I (UK), L.P.; 150,044 shares (including shares underlying
RSUs) in the name of Mr. Chung, which are held for the benefit of
Summit Partners, L.P. |
(3) |
Summit Partners, L.P. is the
managing member of Summit Partners GE VIII, LLC, which is the
general partner of Summit Partners GE VIII, L.P., which is the
general partner of each of Summit Partners Growth Equity Fund
VIII-A, L.P. and Summit Partners Growth Equity Fund VIII-B, L.P.
Summit Master Company, LLC is the managing member of Summit
Investors Management, LLC, which is the manager of Summit Investors
I, LLC and the general partner of Summit Investors I (UK), L.P.
Summit Partners GE VIII, LLC, as the general partner of Summit
Partners GE VIII, L.P., and Summit Master Company, LLC, as the
managing member of Summit Investors Management, LLC has each
delegated investment decisions, including voting and dispositive
power, to Summit Partners, L.P. and its Investment Committee
responsible for voting and investment decisions with respect to the
Company. |
(4) |
Summit Partners, L.P.,
through a two-person Investment Committee responsible for voting
and investment decisions with respect to the Company, currently
composed of Martin J. Mannion and Mr. Chung, has voting and
dispositive authority over the shares of Common Stock held by each
of the entities described in the foregoing footnotes (2) and (3)
and therefore may be deemed to beneficially own such shares. In
addition, Mr. Chung is a member of Summit Master Company, LLC. Each
of the Summit entities, Mr. Mannion and Mr. Chung disclaims
beneficial ownership of the shares of Common Stock (including
shares underlying RSUs) reported herein, except to the extent of
their pecuniary interest therein. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
CHUNG PETER Y
C/O SUMMIT PARTNERS
222 BERKELEY STREET, 18TH FLOOR
BOSTON, MA 02116 |
X |
X |
|
|
Signatures
|
Robin W. Devereux, POA for Peter Y.
Chung |
|
12/9/2021 |
**Signature of Reporting
Person |
Date |
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