Amended Statement of Ownership (sc 13g/a)
14 Februar 2022 - 07:43PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
Apollo Global Management,
Inc. |
(Name of Issuer) |
Class A Common Stock, $0.00001 par
value per share |
(Title of Class of
Securities) |
December 31, 2021 |
(Date of Event Which Requires Filing
of this Statement) |
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[_]
Rule 13d-1(b)
[X]
Rule 13d-1(c)
[_]
Rule 13d-1(d)
__________
* The remainder of this
cover page shall be filled out for a reporting person's initial
filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover
page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1. |
NAME OF REPORTING PERSONS |
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY) |
|
|
|
|
|
Tiger Global Performance,
LLC |
|
|
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS) |
|
|
(a) [_] |
|
|
(b) [X] |
|
|
|
3. |
SEC USE ONLY |
|
|
|
|
|
|
|
|
|
|
4. |
CITIZENSHIP OR PLACE OF
ORGANIZATION |
|
|
|
|
|
Delaware |
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON |
|
|
|
|
6,369,585 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
[_] |
11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) |
|
|
|
|
|
2.58% |
|
|
|
|
12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
1. |
NAME OF REPORTING PERSONS |
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY) |
|
|
|
|
|
Tiger Global Management,
LLC |
|
|
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS) |
|
|
(a) [_] |
|
|
(b) [X] |
|
|
|
3. |
SEC USE ONLY |
|
|
|
|
|
|
|
|
|
|
4. |
CITIZENSHIP OR PLACE OF
ORGANIZATION |
|
|
|
|
|
Delaware |
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON |
|
|
|
|
6,369,585 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
[_] |
11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) |
|
|
|
|
|
2.58% |
|
|
|
|
12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO,
IA
|
|
1. |
NAME OF REPORTING PERSONS |
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY) |
|
|
|
|
|
Charles P. Coleman III |
|
|
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS) |
|
|
(a) [_] |
|
|
(b) [X] |
|
|
|
3. |
SEC USE ONLY |
|
|
|
|
|
|
|
|
|
|
4. |
CITIZENSHIP OR PLACE OF
ORGANIZATION |
|
|
|
|
|
United States |
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON |
|
|
|
|
6,369,585 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
[_] |
|
|
|
11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) |
|
|
|
|
|
2.58% |
|
|
|
|
12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN,
HC
|
|
1. |
NAME OF REPORTING PERSONS |
|
|
I.R.S. IDENTIFICATION NOS. OF ABOVE
PERSONS (ENTITIES ONLY) |
|
|
|
|
|
Scott Shleifer |
|
|
|
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS) |
|
|
(a) [_] |
|
|
(b) [X] |
|
|
|
3. |
SEC USE ONLY |
|
|
|
|
4. |
CITIZENSHIP OR PLACE OF
ORGANIZATION |
|
|
|
|
|
United States |
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH |
|
|
|
5. |
SOLE VOTING POWER |
|
|
|
|
|
0 |
|
|
|
|
6. |
SHARED VOTING POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
7. |
SOLE DISPOSITIVE POWER |
|
|
|
|
|
0 |
|
|
|
|
8. |
SHARED DISPOSITIVE POWER |
|
|
|
|
|
6,369,585 |
|
|
|
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON |
|
|
|
|
6,369,585 |
|
|
|
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
[_] |
|
|
|
11. |
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) |
|
|
|
|
|
2.58% |
|
|
|
|
12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN,
HC
|
|
Item 1. |
(a). |
Name of Issuer: |
|
|
|
|
|
|
|
Apollo Global Management,
Inc. |
|
|
(b). |
Address of Issuer's Principal
Executive Offices: |
|
|
|
|
|
|
|
9
West 57th Street, 43rd Floor
New
York, New York 10019
|
|
Item 2. |
(a). |
Name of Person Filing: |
|
|
|
|
|
|
|
Tiger Global Performance, LLC
Tiger Global Management, LLC
Charles P. Coleman III
Scott Shleifer
|
|
|
(b). |
Address of Principal Business Office,
or if None, Residence: |
|
|
|
|
|
|
|
Tiger Global Performance, LLC
Tiger Global Management, LLC
9
West 57th Street
35th Floor
New
York, New York 10019
Charles P. Coleman III
c/o
Tiger Global Management, LLC
9
West 57th Street
35th Floor
New
York, New York 10019
Scott Shleifer
c/o
Tiger Global Management, LLC
9
West 57th Street
35th Floor
New
York, New York 10019
|
|
|
(c). |
Citizenship:
Tiger Global Performance, LLC – Delaware limited liability
company
Tiger Global Management, LLC – Delaware limited liability
company
Charles P. Coleman III – United States citizen
Scott Shleifer – United States citizen
|
|
|
|
|
|
(d). |
Title of Class of
Securities: |
|
|
|
|
|
|
|
Class A Common Stock, $0.00001 par
value per share |
|
|
(e). |
CUSIP Number: |
|
|
|
|
|
|
|
03768E105 |
|
Item 3. |
|
If This Statement is filed pursuant
to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the
person filing is a |
|
(a) |
[_] |
Broker or dealer registered under
Section 15 of the Exchange Act (15 U.S.C. 78c). |
|
(b) |
[_] |
Bank as defined in Section 3(a)(6) of
the Exchange Act (15 U.S.C. 78c). |
|
(c) |
[_] |
Insurance company as defined in
Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). |
|
(d) |
[_] |
Investment company registered under
Section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8). |
|
(e) |
[_] |
An investment adviser in accordance
with §
240.13d-1(b)(1)(ii)(E); |
|
(f) |
[_] |
An employee benefit plan or endowment
fund in accordance with §
240.13d-1(b)(1)(ii)(F); |
|
(g) |
[_] |
A parent holding company or control
person in accordance with Rule 13d-1(b)(1)(ii)(G); |
|
(h) |
[_] |
A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act (12
U.S.C.1813); |
|
(i) |
[_] |
A church plan that is excluded from
the definition of an investment company under Section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
|
(j) |
[_] |
Group, in accordance with
s.240.13d-1(b)(1)(ii)(J). |
|
Provide the following information
regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1. |
|
(a) |
Amount beneficially
owned: |
|
|
6,369,585 shares deemed beneficially owned by Tiger Global
Performance, LLC
|
|
|
6,369,585 shares deemed beneficially owned by Tiger Global
Management, LLC
6,369,585 shares deemed beneficially owned by Charles P. Coleman
III
6,369,585 shares deemed beneficially owned by Scott Shleifer
|
|
(b) |
Percent of class: |
|
|
2.58% deemed beneficially owned by Tiger Global Performance,
LLC
2.58% deemed beneficially owned by Tiger Global Management, LLC
|
|
|
2.58% deemed beneficially owned by Charles P. Coleman III
2.58% deemed beneficially owned by Scott Shleifer
|
|
(c) |
Number of shares as to which Tiger Global
Performance, LLC has: |
|
|
|
|
|
|
|
|
(i) |
Sole power to vote or to direct the
vote |
0 |
|
|
|
|
|
|
|
|
(ii) |
Shared power to vote or to direct the
vote |
6,369,585 |
|
|
|
|
|
|
|
|
(iii) |
Sole power to dispose or to direct the
disposition of |
0 |
|
|
|
|
|
|
|
|
|
(iv) |
Shared power to dispose or to direct the
disposition of |
6,369,585 |
|
|
|
|
|
|
|
|
Number of shares as to which Tiger Global
Management, LLC has: |
|
|
|
|
|
(i) |
Sole power to vote or to direct the
vote |
0 |
|
|
|
|
|
|
|
|
(ii) |
Shared power to vote or to direct the
vote |
6,369,585 |
|
|
|
|
|
|
|
|
(iii) |
Sole power to dispose or to direct the
disposition of |
0 |
|
|
|
|
|
|
|
|
(iv) |
Shared power to dispose or to direct the
disposition of |
6,369,585 |
|
|
|
|
|
|
|
|
|
Number of shares as to which Charles P. Coleman
III has: |
|
|
|
|
|
|
|
|
|
|
(i) |
Sole power to vote or to direct the
vote |
0 |
|
|
|
|
|
|
|
|
(ii) |
Shared power to vote or to direct the
vote |
6,369,585 |
|
|
|
|
|
|
|
|
(iii) |
Sole power to dispose or to direct the
disposition of |
0 |
|
|
|
|
|
|
|
|
(iv) |
Shared power to dispose or to direct the
disposition of |
6,369,585 |
|
|
|
|
|
|
Number of shares as to which Scott Shleifer
has: |
|
|
|
|
|
(i) |
Sole power to vote or to direct the
vote |
0 |
|
|
|
|
|
|
|
|
(ii) |
Shared power to vote or to direct the
vote |
6,369,585 |
|
|
|
|
|
|
|
|
(iii) |
Sole power to dispose or to direct
the disposition of |
0 |
|
|
|
|
|
|
|
|
(iv) |
Shared power to dispose or to direct
the disposition of |
6,369,585 |
|
|
|
|
|
|
|
|
|
Item 5. |
Ownership of Five Percent or Less of
a Class. |
|
If
this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following [X].
|
|
|
Item 6. |
Ownership of More Than Five Percent
on Behalf of Another Person. |
|
If
any other person is known to have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from the
sale of, such securities, a statement to that effect should be
included in response to this item and, if such interest relates to
more than five percent of the class, such person should be
identified. A listing of the shareholders of an investment company
registered under the Investment Company Act of 1940 or the
beneficiaries of employee benefit plan, pension fund or endowment
fund is not required.
|
|
N/A |
Item 7. |
Identification and Classification of
the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company. |
|
If a
parent holding company has filed this schedule, pursuant to Rule
13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an
exhibit stating the identity and the Item 3 classification of the
relevant subsidiary. If a parent holding company has filed this
schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an
exhibit stating the identification of the relevant subsidiary.
|
|
N/A |
Item 8. |
Identification and Classification of
Members of the Group. |
|
If a
group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J),
so indicate under Item 3(j) and attach an exhibit stating the
identity and Item 3 classification of each member of the group. If
a group has filed this schedule pursuant to §240.13d-1(c) or
§240.13d-1(d), attach an exhibit stating the identity of each
member of the group.
|
|
N/A |
Item 9. |
Notice of Dissolution of
Group. |
|
Notice of dissolution of a group may be furnished as an exhibit
stating the date of the dissolution and that all further filings
with respect to transactions in the security reported on will be
filed, if required, by members of the group, in their individual
capacity. See Item 5.
|
|
N/A |
|
By signing below I certify that, to
the best of my knowledge and belief, the securities referred to
above were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect, other than activities solely in connection with a
nomination under § 240.14a-11. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
|
|
February 14, 2022 |
|
|
(Date) |
|
|
|
Tiger Global Performance, LLC
|
|
/s/ Charles P. Coleman III Signature
Charles P. Coleman III
Managing Member
|
Tiger Global Management, LLC |
|
/s/ Charles P. Coleman III
Signature
Charles P. Coleman III
Managing Member |
|
|
|
Charles P. Coleman III |
|
/s/ Charles P. Coleman III
Signature |
|
|
|
Scott Shleifer
|
|
/s/ Scott Shleifer
Signature |
Exhibit A
AGREEMENT
The undersigned agree that this Schedule 13G Amendment No. 9 dated
February 14, 2022 relating to the Class A Common Stock, $0.00001
par value per share of Apollo Global Management, Inc. shall be
filed on behalf of the undersigned.
|
|
February 14, 2022 |
|
|
(Date) |
|
|
|
Tiger Global Performance, LLC
|
|
/s/ Charles P. Coleman III Signature
Charles P. Coleman III
Managing Member
|
|
|
|
Tiger Global Management, LLC |
|
/s/ Charles P. Coleman III
Signature
Charles P. Coleman III
Managing Member |
|
|
|
Charles P. Coleman III |
|
/s/ Charles P. Coleman III
Signature |
|
|
|
Scott Shleifer |
|
/s/ Scott Shleifer
Signature |
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