Statement of Changes in Beneficial Ownership (4)
09 Februar 2022 - 11:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * WILSON THOMAS J |
2. Issuer Name and Ticker or Trading
Symbol ALLSTATE CORP [ ALL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chairman, President & CEO |
|
(Last)
(First)
(Middle)
C/O THE ALLSTATE CORPORATION, 2775 SANDERS ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/7/2022
|
|
(Street)
NORTHBROOK, IL 60062-6127
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
2/7/2022 |
|
A |
|
130760 (1) |
A |
$0 |
137520.676 (2)(3) |
D |
|
|
Common Stock |
2/7/2022 |
|
F |
|
56722 (4) |
D |
$124.76 |
80798.676 |
D |
|
|
Common Stock |
|
|
|
|
|
|
|
246689 (5) |
I |
By 2020 GRAT |
|
Common Stock |
|
|
|
|
|
|
|
71225 (6) |
I |
By 2021-A GRAT |
|
Common Stock |
|
|
|
|
|
|
|
157610 (5) |
I |
By 2021-C GRAT |
|
Common Stock |
|
|
|
|
|
|
|
7009 (7) |
I |
By 401(k) Plan |
|
Common Stock |
|
|
|
|
|
|
|
161708 |
I |
By TJW Options LLC 2012
Series |
|
Common Stock |
|
|
|
|
|
|
|
257535 |
I |
Remainder GRAT |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Employee Stock Option (Right to
Buy) |
$92.80 |
|
|
|
|
|
|
2/22/2021 |
2/22/2028 |
Common Stock |
75802 (8) |
|
75802 |
I |
By TJW Options LLC 2018 Series Last
Third |
|
Employee Stock Option (Right to
Buy) |
$92.46 |
|
|
|
|
|
|
2/8/2022 |
2/8/2029 |
Common Stock |
89916 (9) |
|
89916 |
D |
|
|
Employee Stock Option (Right to
Buy) |
$92.46 |
|
|
|
|
|
|
2/8/2022 |
2/8/2029 |
Common Stock |
89915 (9) |
|
89915 |
I |
By TJW Options LLC 2019 Series Middle
Third |
|
Employee Stock Option (Right to
Buy) |
$124.26 |
|
|
|
|
|
|
(10) |
2/19/2030 |
Common Stock |
160474 (11) |
|
160474 |
D |
|
|
Employee Stock Option (Right to
Buy) |
$124.26 |
|
|
|
|
|
|
(10) |
2/19/2030 |
Common Stock |
80236 (11) |
|
80236 |
I |
By TJW Options LLC 2020 Series First
Third |
| Explanation of
Responses: |
| (1) |
Shares acquired upon
conversion of 2019 performance stock award, pursuant to The
Allstate Corporation 2013 Equity Incentive Plan. |
| (2) |
Reflects transfer of 71,225
shares formerly held by the reporting person to indirect ownership
on May 12, 2021. |
| (3) |
Balance also reflects 81.011
shares acquired during the period of January 7, 2021, to January 5,
2022, through the Shareowner Service Plus Plan, which reinvests
dividends paid on The Allstate Corporation common
shares. |
| (4) |
Shares withheld to satisfy
tax withholding obligations incident to the conversion of
performance stock award. |
| (5) |
Reflects transfer of 157,610
shares formerly held by the Thomas J. Wilson 2020 GRAT Trust to the
Thomas J. Wilson 2021-C GRAT Trust on December 20,
2021. |
| (6) |
Reflects reporting person's
contribution of 71,225 shares on May 12, 2021, to the Thomas J.
Wilson 2021-A GRAT Trust. |
| (7) |
Reflects acquisition of 172
shares of The Allstate Corporation common stock since January 25,
2021, under the Allstate 401(k) Savings Plan, pursuant to the most
recent plan statement, dated February 3, 2022. |
| (8) |
Reflects transfer of 75,802
vested employee options to TJW Options LLC 2018 Series Last Third
on May 10, 2021, formerly held directly by the reporting
person. |
| (9) |
Reflects transfer of 89,915
vested employee options to TJW Options LLC 2019 Series Middle Third
on May 10, 2021, formerly held directly by the reporting person.
89,916 unvested employee options remain directly held. |
| (10) |
Stock option award granted
on February 19, 2020, for 240,710 shares of common stock vesting in
three equal increments. The remaining increments will vest on
February 19, 2022, and February 19, 2023. |
| (11) |
Reflects transfer of 80,236
vested employee options to TJW Options LLC 2020 Series First Third
on May 10, 2021, formerly held directly by the reporting person.
160,474 unvested employee options remain directly held. |
Remarks:
Table II of this Form 4 is being provided to disclose updated
information with respect to vested employee options that are now
held indirectly instead of directly. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
WILSON THOMAS J
C/O THE ALLSTATE CORPORATION
2775 SANDERS ROAD
NORTHBROOK, IL 60062-6127 |
X |
|
Chairman, President & CEO |
|
Signatures
|
|
/s/ Thomas J. Wilson |
|
2/9/2022 |
| **Signature of Reporting
Person |
Date |
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