Statement of Changes in Beneficial Ownership (4)
09 Februar 2022 - 10:37PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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APPROVAL
OMB Number: 3235-0287
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|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Gupta Suren |
2. Issuer Name and Ticker or Trading
Symbol ALLSTATE CORP [ ALL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Executive Vice President - AIC |
|
(Last)
(First)
(Middle)
C/O THE ALLSTATE CORPORATION, 2775 SANDERS ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/7/2022
|
|
(Street)
NORTHBROOK, IL 60062-6127
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
2/7/2022 |
|
A |
|
20766 (1) |
A |
$0 |
90292 |
D |
|
|
Common Stock |
2/7/2022 |
|
F |
|
8022 (2) |
D |
$124.76 |
82270 |
D |
|
|
Common Stock |
|
|
|
|
|
|
|
1070 |
I |
By son |
|
Common Stock |
|
|
|
|
|
|
|
1219 (3) |
I |
By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Shares acquired upon
conversion of 2019 performance stock award, pursuant to The
Allstate Corporation 2013 Equity Incentive Plan. |
| (2) |
Shares withheld to satisfy
tax withholding obligations incident to the conversion of
performance stock award. |
| (3) |
Reflects acquisition of 24
shares of The Allstate Corporation common stock since May 7, 2021,
under the Allstate 401(k) Savings Plan, pursuant to the most recent
plan statement, dated February 3, 2022. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Gupta Suren
C/O THE ALLSTATE CORPORATION
2775 SANDERS ROAD
NORTHBROOK, IL 60062-6127 |
|
|
|
Executive Vice President - AIC |
Signatures
|
|
/s/ Daniel G. Gordon, attorney-in-fact for Suren
Gupta |
|
2/9/2022 |
| **Signature of Reporting
Person |
Date |
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