Current Report Filing (8-k)
20 Dezember 2021 - 03:20PM
Edgar (US Regulatory)
0001253986 false 0001253986 2021-12-17
2021-12-17 0001253986 us-gaap:CommonStockMember 2021-12-17
2021-12-17 0001253986 us-gaap:SeriesAPreferredStockMember
2021-12-17 2021-12-17 0001253986
us-gaap:SeriesBPreferredStockMember 2021-12-17 2021-12-17
0001253986 us-gaap:SeriesCPreferredStockMember 2021-12-17
2021-12-17 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported):
December 17, 2021
Arbor Realty Trust, Inc.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
maryland
(STATE OF INCORPORATION)
001-32136 |
20-0057959 |
(COMMISSION FILE
NUMBER) |
(IRS
EMPLOYER ID. NUMBER) |
333
Earle Ovington Boulevard,
Suite 900 |
|
Uniondale,
New York |
11553 |
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) |
(ZIP CODE) |
(516)
506-4200
(REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
¨ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
¨ |
Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
¨ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
|
¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the
Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each
class |
|
Trading symbol(s) |
|
Name of each exchange on which
registered |
Common Stock, par value $0.01 per share |
|
ABR |
|
New York Stock Exchange |
Preferred Stock, 6.375% Series D Cumulative Redeemable, par value
$0.01 per share |
|
ABR-PD |
|
New York Stock Exchange |
Preferred Stock, 6.25% Series E Cumulative Redeemable, par value
$0.01 per share |
|
ABR-PE |
|
New York Stock Exchange |
Preferred Stock, 6.25% Series F Fixed-to-Floating Rate Cumulative
Redeemable, par value $0.01 per share |
|
ABR-PF |
|
New York Stock Exchange |
Item
2.03. |
Creation of a Direct
Financial Obligation or an Obligation under an Off-Balance Sheet
Arrangement of a Registrant. |
The information included in Item 8.01 below is incorporated by
reference into this Item 2.03.
5.00% Senior Notes due 2028
On December 17, 2021, Arbor Realty SR, Inc., a Maryland
corporation (the “Company”) and a subsidiary of Arbor Realty
Trust, Inc., a Maryland corporation (the “Parent”), completed
the issuance and sale of $180,000,000 aggregate principal amount of
its 5.00% Senior Notes due 2028 (the “Notes”) pursuant to a Note
Purchase Agreement (the “Purchase Agreement”), by and among the
Company, the Parent, as guarantor, and the purchasers named therein
(the “Purchasers”), whereby the Company agreed to sell to the
Purchasers and the Purchasers agreed to purchase from the Company,
subject to and upon the terms and conditions set forth in the
Purchase Agreement, the Notes. The Company intends to use the net
proceeds from the offering to make investments relating to its
business and for general corporate purposes.
The Notes were offered in a private offering that is exempt from
the registration requirements of the Securities Act of 1933, as
amended (the “Securities Act”). The Notes were offered only to
persons reasonably believed to be “qualified institutional buyers”
under Rule 144A and institutional accredited investors under
Rule 501(a)(1), (2), (3) or (7). The Notes will not be
registered under the Securities Act or the securities laws of any
other jurisdiction. Unless so registered, the Notes may not be
offered or sold in the United States except pursuant to an
exemption from, or in a transaction not subject to, the
registration requirements of the Securities Act and applicable
state securities laws.
Item
9.01 |
Financial Statements
and Exhibits. |
(d) Exhibits
Exhibit
Number |
|
Exhibit |
4.1 |
|
In accordance with Item
601(b)(4)(iii)(A) of Regulation S-K, certain instruments with
respect to long-term debt of the registrant have been omitted but
will be furnished to the Securities and Exchange Commission upon
request. |
|
|
|
104 |
|
Cover
Page Interactive Data File – the cover page XBRL tags are
embedded within the Inline ABRL document. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
ARBOR REALTY
TRUST, INC. |
|
|
|
By: |
/s/ Paul
Elenio |
|
Name: |
Paul
Elenio |
|
Title: |
Chief
Financial Officer |
|
|
Date:
December 20, 2021 |
|
Arbor Realty (NYSE:ABR-A)
Historical Stock Chart
Von Apr 2022 bis Mai 2022
Arbor Realty (NYSE:ABR-A)
Historical Stock Chart
Von Mai 2021 bis Mai 2022