This Amendment No. 14 to Schedule 13D (this Schedule 13D/A) amends and supplements the
statement on Schedule 13D originally filed with the Securities and Exchange Commission on December 28, 2016 (the Schedule 13D), Amendment No. 1 to Schedule 13D (Amendment No. 1) filed with the Securities and
Exchange Commission on April 21, 2017, Amendment No. 2 to Schedule 13D (Amendment No. 2) filed with the Securities and Exchange Commission on June 15, 2017, Amendment No. 3 to Schedule 13D (Amendment
No. 3) filed with the Securities and Exchange Commission on September 7, 2017, Amendment No. 4 to Schedule 13D (Amendment No. 4) filed with the Securities and Exchange Commission on December 12, 2017, Amendment
No. 5 to Schedule 13D (Amendment No. 5) filed with the Securities and Exchange Commission on October 3, 2019, Amendment No. 6 to Schedule 13D (Amendment No. 6) filed with the Securities and Exchange
Commission on December 20, 2019, Amendment No. 7 to Schedule 13D (Amendment No. 7) filed with the Securities and Exchange Commission on August 24, 2020, Amendment No. 8 to Schedule 13D (Amendment No. 8)
filed with the Securities and Exchange Commission on October 19, 2020, Amendment No. 9 to Schedule 13D (Amendment No. 9) filed with the Securities and Exchange Commission on February 23, 2022, Amendment No. 10 to Schedule
13D (Amendment No. 10) filed with the Securities and Exchange Commission on July 6, 2023, Amendment No. 11 to Schedule 13D (Amendment No. 11) filed with the Securities and Exchange Commission on
November 16, 2023, Amendment No. 12 to Schedule 13D (Amendment No. 12) filed with the Securities and Exchange Commission on December 14, 2023, and Amendment No. 13 to Schedule 13D (Amendment
No. 13) filed with the Securities and Exchange Commission on March 20, 2024, with respect to shares of the common stock, par value $0.01 per share (Common Stock), of Runway Growth Finance Corp., a Maryland corporation (the
Issuer). The address of the principal executive office of the Issuer is Runway Growth Finance Corp., 205 N. Michigan Ave, Stuie 4200, Chicago, IL 60601. Unless otherwise indicated, each capitalized term used but not otherwise defined
herein shall have the meaning assigned to such term in the Schedule 13D. From and after the date hereof, all references in the Schedule 13D to the Schedule 13D or terms of similar import shall be deemed to refer to the Schedule 13D as amended and
supplemented by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6, Amendment No. 7, Amendment No. 8, Amendment No. 9, Amendment No. 10, Amendment
No. 11, Amendment No. 12, Amendment No. 13, and this Schedule 13D/A.
Except as specifically provided herein, this Amendment does not
modify any of the information previously reported in the Statement.
Item 2. Identity and Background
(a)-(c) & (f)
This Schedule 13D is filed as a joint
statement pursuant to Rule 13d-1(k) under the Act by each of the following persons (collectively, the Reporting Persons):
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1) |
OCM Growth Holdings, LLC, a Delaware limited liability company (the OCM Growth), whose principal
business is to invest in securities; |
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2) |
Brookfield Oaktree Holdings, LLC (f/k/a Oaktree Capital Group, LLC), a Delaware limited liability company
(BOH), in its capacity as the indirect manager of OCM Growth; |
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3) |
Oaktree Capital Group Holdings GP, LLC, a Delaware limited liability company (OCGH GP, and together
with OCM Growth and BOH, the Oaktree Entities), whose principal business is to serve as, and perform the functions of, the indirect owner of the class B units of BOH, in its capacity as such; |
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4) |
Brookfield Corporation, an Ontario corporation (BN), as the indirect owner of the Class A
units of BOH, in its capacity as such; and |
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5) |
BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B
Limited Voting Shares of BN. |
Set forth in Annex A, incorporated by reference to Amendment No. 11, is a listing of the directors,
executive officers, investment managers, managers, members and general partners, as applicable, of each Reporting Person (collectively, the Covered Persons) and is incorporated by reference. Except as set forth in Annex A, each of the
Covered Persons that is a natural person is a United States citizen.
The principal business address of each of the Oaktree Entities and Covered Persons
is 333 S. Grand Avenue, 28th Floor, Los Angeles, CA 90071. The principal business address of each of BAM Partners Trust and BN is Brookfield Place, Suite 100, 181 Bay St. P.O. Box 762, Toronto, Ontario A6 M5J 2T3.
(d) (e)
During the last five years, none of the
Reporting Persons, or to the best of their knowledge, any Covered Persons (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) has been a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction and as a result of such proceedings was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such laws.
Item 5. Interest in Securities of the Issuer