SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON
,
DC
20
5
49
____________
SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements
Filed Pursuant to Rule 13d-1(b), (c) and (d) and
Amendments Thereto Filed Pursuant to
Rule 13d-2
(b)
Under the Secu
rities
Exchange Act of 1934
(Amendment No.
4
)
Himax Technologies,
Inc.
|
(Name of
Issuer)
|
|
Ordinary
Shares, par value
US$0.
3
per
share
|
(Title of Class of
Securities)
|
|
43289P106
|
(CUSIP
Number)
|
|
December 31, 200
9
|
(Date of
Event Which Requires Filing of
t
his
Statement)
|
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
o
Rule
13d
–
1(b)
o
Rule 13d
–
1(c)
SCHEDULE 13G
CUSIP
No.
43289P106
|
|
Page
2
of
7
Pages
|
1
|
NAME OF REPORTING
PERSONS
S.S. OR I.R.S. IDENTIFICATION NO.
OF ABOVE PERSON
|
Jordan
Wu
|
2
|
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
|
|
|
|
3
|
SEC USE
ONLY
|
|
4
|
CITIZENSHIP OR PLACE
OF
ORGANIZATION
|
Republic of
China
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING
POWER
|
24
,
804
,
868
(See item
4)
|
6
|
SHARED VOTING
POWER
|
66
7
,
6
00 (See item
4)
|
7
|
SOLE DISPOSITIVE
POWER
|
24
,
804
,
868
(See item
4)
|
8
|
SHARED DISPOSITIVE
POWER
|
66
7
,
6
00 (See item
4)
|
9
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
|
|
25
,
472
,
468
(See item
4)
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
|
|
11
|
PERCENT OF C
LASS REPRESENTED BY AMOUNT IN ROW
(9)
|
|
7
.
1
%
(See item
4)
|
|
12
|
TYPE OF REPORTING
PERSON
|
|
IN
|
|
CUSIP
No.
43289P106
|
|
Page
3
of
7
Pages
|
1
|
NAME OF REPORTING
PERSONS
S.S. OR I.R.S. IDENTIFICATION NO.
OF ABOVE PERSON
|
Arch Fi
nance
Ltd.
|
2
|
CHECK THE APPROPR
IATE BOX IF A MEMBER OF A
GROUP
|
(a)
o
|
|
(b)
x
|
3
|
SEC USE
ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
British Virgin
Islands
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
W
ith
|
5
|
SOLE VOTING
POWER
|
1
8,
3
78
,
868
|
6
|
SHARED VOTING
POWER
|
0
|
7
|
SOLE DISPOSITIVE
POWER
|
1
8,3
78
,
868
|
8
|
SHARED DISPOSITIVE
POWER
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
|
|
1
8,3
78
,
868
|
|
10
|
CHECK BOX IF THE AGGREGATE
A
MOUNT IN
ROW (9) EXCLUDES
CERTAIN SHARES
|
o
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
|
|
5.1
%
|
|
12
|
TYPE OF REPORTING
PERSON
|
|
CO
|
|
CUSIP
No.
43289P106
|
|
Page
4
of
7
Pages
|
1
|
NAME OF REPORTING
PERSONS
S.S. OR
I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
|
Shu Chuan Investment Co.,
Ltd.
|
2
|
CHECK THE APPROPR
IATE BOX IF A MEMBER OF A
GROUP
|
(a)
o
|
|
(b)
x
|
3
|
SEC USE
ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
Republic of
China
|
N
umber of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING
POWER
|
5
,9
80
,
730
|
6
|
SHARED VOTING
POWER
|
0
|
7
|
SOLE DISPOSITIVE
POWER
|
5
,9
80
,
730
|
8
|
SHARED DISPOSITIVE
POWER
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPO
RTING
PERSON
|
|
5
,9
80
,
730
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CE
RTAIN
SHARES
|
o
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
|
|
1.
7
%
|
|
12
|
TYPE OF REPORTING
PERSON
|
|
CO
|
|
Item 1(a).
|
Name
of Issuer
.
|
Hima
x Technologies, Inc.
Item 1(b).
|
Address
of Issuer
’
s
Principal Executive Offices
.
|
The address of the principal executive
offices is
No. 26,
Zih Lian Road
,
Tree
Valley
Park
Sinshih
Township
,
Tainan
County
74
1
4
8
Taiwan
, the Republic of
China
.
Item
2(a).
|
Nam
e of
Person Filing
.
|
Jordan Wu
Arch Finance Ltd.
Shu Chuan Investment Co.,
Ltd.
Item 2(b).
|
Address
of Principal Business Office or, if None, Residence
.
|
The address of the principal business
office of
Jordan
Wu
is
No. 26,
Zih Lian Road
,
Tree
Valley
Park
,
Sin
shih
Township
, Tainan County 74
1
4
8
,
Taiwan
, the Republic of China
.
The address of the principal business
office of
Arch Finance
Ltd
. is
Akara
Building
,
24 De Castro Street
, Wickhams Cat I,
Road Town
, Tortola,
British Virgin Islands
.
The address of the pri
ncipal business office of
Shu Chuan Investment Co.
, Ltd.
is
5F-3, No. 248, Sec. 3, Nanjing E. Road,
Songshan District, Taipei City 105,
Taiwan
, the Republic of China
.
Jordan Wu is a citizen of
the Republic of China
.
Arch Finance Ltd
. is incorporated under the laws of the
British Virgin
Islands
.
Shu Chuan Investment Co.
, Ltd.
is incorporated under the laws of the
Republic of China.
Item 2(d).
|
Title
of Class of Securities
.
|
Ordinary
Shares, par value
US
$
0.
3
per Share
(the “
Shares”
)
.
Ite
m
2(e).
|
CUSIP
Number
.
|
43289P106
Item 3.
|
If
this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c),
check whether the person filing is
a:
|
|
|
Broker or dealer registered under
section 15 of the Act (15 U.S.C.
78o);
|
|
|
Bank as defined in section 3(a)(6)
of the Act (15 U.S.C. 78c);
|
|
|
Insurance company as defined in
section 3(a)(19) of the Act (15 U.S.C.
78c);
|
|
|
Investment company registered
under section 8 of the In
vestment Company Act of 1940 (15
U.S.C 80a-8);
|
|
|
An investment adviser in
accordance with §
240.13d-1(b)(1)(ii)(E);
|
|
|
An employee benefit plan or
endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
|
|
(g)
o
|
A parent holding company or
control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
|
(h)
o
|
A savings associations as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813);
|
|
|
A ch
urch plan that is excluded from
the definition of an investment company under section 3(c)(14) of the
Investment Company Act (15 U.S.C.
80a-3);
|
|
(j)
o
|
A non-U.S. institution in
accordance with §
240.13d-1(b)(1)(ii)(J);
|
|
|
Group, in accordance with
§
240.13d-1(b)(1)(ii)(K).
|
If filing as a non-U.S. institution in
accordance with
§
240.13d-1(b)(1)(ii)(J), please specify
the type of institution: ___________
(a), (b) and (c)
Jordan Wu
directly owns
445
,
270
Shares, representing
approximately
0.
1
%
of the outstanding Shares.
J
ordan Wu
beneficially owns
1
8,
3
78
,
868
Shares
and
5
,9
8
0,
730
Shares
thro
ugh
Arch Finance Ltd
.
and
Shu Chuan Investment Co.
, Ltd.
, respectively,
b
oth of
which
are
investment companies
control
led by Jordan Wu
.
In effect,
Jordan Wu
has sole power to vote and dispose of
24
,
804
,
868
Shares.
In addition,
Jordan Wu
may be deemed to have shared power to
vote and dispose of
66
7
,
6
0
0 Shares
held by certain
of his children.
As a result,
Jordan Wu may b
e deemed to beneficially own
an aggregate of
25
,
472
,
468
Shares, representing approximately
7.1
% of the outstanding
Shares.
Arch Finance Ltd
. directly owns
1
8,3
78
,
868
Shares, representing approximately
5
.
1
% of the outstanding
Shares.
Arch
Finance Ltd
. has
sole power to vote and
dispose of
1
8,3
78
,
868
Shares.
Shu Chuan Investment Co.
, Ltd. directly owns
5
,9
80
,
730
Shares, representing approximately
1.
7
% of the outstanding
Shares.
Shu
Chuan Investment Co., Ltd
.
has sole power to vote and dispose of
5
,9
80
,
730
S
hares.
Item 5.
|
Ownership
of Five Percent or Less of the Class
.
|
Not applicable.
Item 6.
|
Ownership
of More than Five Percent on Behalf of Another Person
.
|
Not applicable.
Item 7.
|
Identification
and Classification of the Subsidiary Which Acquired the
Security
Being
Reported on by the Parent Holding Company
.
|
Not applicable.
Item 8.
|
Identification
and Classification of Members of the Group
.
|
Not applicable.
Item 9.
|
Notice
of Dissolution of Group
.
|
Not applicable.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
|
|
|
|
By:
|
/s/ Jordan
Wu
|
|
|
|
Name:
|
Jordan Wu
|
|
|
|
|
|
|
|
ARCH FINANCE LTD
.
|
|
|
|
|
|
|
|
|
By:
|
/s/ Jordan
Wu
|
|
|
|
Name:
|
Jordan
Wu
|
|
|
|
Title:
|
D
irector
|
|
|
SHU CHUAN INVESTMENT
CO.
,
LTD.
|
|
|
|
|
|
|
|
|
By:
|
/s/ Jordan
Wu
|
|
|
|
Name:
|
Jordan Wu
|
|
|
|
Title:
|
Director
|
|
Exhibit A
JOINT FILING
AGREEMENT
In accordance with Rule 13d-1(k) under
the Securities Exchange Act of 1934, as amended, the undersigned agree
to the joint filing on
behalf of each of them of a statement on Schedule
13G
(including amendment thereto) with
respect to the Shares of
Himax Technologies, Inc
.
and further agree that this agreement
be included as an exhibit to such filing. In evidence t
here of, each of the undersigned hereby
executed this Agreement on
February 8
, 20
10
.
|
|
|
|
By:
|
/s/ Jordan
Wu
|
|
|
|
Name:
|
Jordan Wu
|
|
|
|
|
|
|
|
ARCH FINANCE
LTD.
|
|
|
|
|
|
|
|
|
By:
|
/s/ Jordan
Wu
|
|
|
|
Name:
|
Jordan Wu
|
|
|
|
Title:
|
Director
|
|
|
SHU CHUAN INVESTMENT CO.,
LTD.
|
|
|
|
|
|
|
|
|
By:
|
/s/ Jordan
Wu
|
|
|
|
Name:
|
Jordan Wu
|
|
|
|
Title:
|
Director
|
|