Initial Statement of Beneficial Ownership (3)
04 Dezember 2015 - 10:12PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BEDDOW CAPITAL MANAGEMENT INC
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/27/2015
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3. Issuer Name
and
Ticker or Trading Symbol
DAWSON GEOPHYSICAL CO [DWSN]
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(Last)
(First)
(Middle)
199 EAST PEARL, SUITE 102, P.O. BOX 530
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
JACKSON, WY 83001
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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COMMON STOCK
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2104357
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I
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MANAGED ACCOUNTS
(1)
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COMMON STOCK
(2)
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60000
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D
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COMMON STOCK
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1625
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I
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FAMILY TRUST
(3)
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COMMON STOCK
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5375
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I
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SPOUSE
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The securities are held in Managed accounts over which the reporting person has investment discretion. The reporting persons disclaim beneficial ownership and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
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(
2)
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Shares owned by Edward George Beddow. Mr. Beddow, an additional reporting owner on this Form 3, is the sole shareholder of Beddow Capital Management, Inc. and as a controlling person of Beddow Capital Management, Inc. may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended, of the securities beneficially owned by Beddow Capital Management, Inc. Securities reported on this statement on Form 3 as being beneficially owned by Beddow Capital Management, Inc. were purchased on behalf of individual clients. The Reporting Persons disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein.
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(
3)
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The securities are held in the account of Eveleen H. Beddow Irrevocable Trust over which Edward Beddow has investment discretion. The reporting persons disclaim beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
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(
4)
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The securities are held in the account of Ann Frame, spouse of reporting person Edward Beddow. The reporting persons disclaim beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BEDDOW CAPITAL MANAGEMENT INC
199 EAST PEARL, SUITE 102
P.O. BOX 530
JACKSON, WY 83001
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X
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Beddow Edward George
P.O. BOX 530
JACKSON, WY 83001
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INVESTMENT ADVISOR TO CLIENTS
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Signatures
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TONI D. ROONEY, ATTORNEY IN FACT, POA ON FILE
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12/4/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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