Initial Statement of Beneficial Ownership (3)
19 Juni 2017 - 10:05PM
Edgar (US Regulatory)
|
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Henderson Gregory N.
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/15/2017
|
3. Issuer Name
and
Ticker or Trading Symbol
ANALOG DEVICES INC [ADI]
|
|
(Last)
(First)
(Middle)
PO BOX 9106, ONE TECHNOLOGY WAY
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
SVP, Atmtve, Comm, ArSpc & Def /
|
|
(Street)
NORWOOD, MA 02062
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
|
Comm Stock - $.16-2/3 value
|
5543
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Non-Qualified Stock Option (right to buy)
|
3/11/2016
(1)
|
3/11/2025
|
Comm Stock - $.16-2/3 value
|
9740.0
|
$57.29
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
3/9/2017
(2)
|
3/9/2026
|
Comm Stock - $.16-2/3 value
|
7639.0
|
$54.93
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
3/8/2018
(3)
|
3/8/2027
|
Comm Stock - $.16-2/3 value
|
5865.0
|
$83.48
|
D
|
|
|
Restricted Stock Unit (RSU)
|
8/15/2017
(4)
|
(4)
|
Comm Stock - $.16-2/3 value
|
1315.0
|
$0.0
|
D
|
|
|
Restricted Stock Unit (RSU)
|
10/3/2017
(5)
|
(5)
|
Comm Stock - $.16-2/3 value
|
1824.0
|
$0.0
|
D
|
|
|
Restricted Stock Unit (RSU)
|
3/3/2018
(6)
|
(6)
|
Comm Stock - $.16-2/3 value
|
1052.0
|
$0.0
|
D
|
|
|
Restricted Stock Unit (RSU)
|
3/11/2018
(7)
|
(7)
|
Comm Stock - $.16-2/3 value
|
1880.0
|
$0.0
|
D
|
|
|
Restricted Stock Unit (RSU)
|
3/9/2019
(8)
|
(8)
|
Comm Stock - $.16-2/3 value
|
1968.0
|
$0.0
|
D
|
|
|
Restricted Stock Unit (RSU)
|
3/8/2020
(9)
|
(9)
|
Comm Stock - $.16-2/3 value
|
1284.0
|
$0.0
|
D
|
|
|
Explanation of Responses:
|
|
(1)
|
This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
|
|
(2)
|
This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.
|
|
(3)
|
This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.
|
|
(4)
|
The Restricted Stock Units granted to the reporting person on August 15, 2014 (the "Original Grant Date") vest 100% on August 15, 2017. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
|
|
(5)
|
The Restricted Stock Units granted to the reporting person on July 25, 2014 (the "Original Grant Date") vest 100% on October 3, 2017. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
|
|
(6)
|
The Restricted Stock Units granted to the reporting person on July 25, 2014 (the "Original Grant Date") vest 100% on March 3, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
|
|
(7)
|
The Restricted Stock Units granted to the reporting person on March 11, 2015 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
|
|
(8)
|
The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
|
|
(9)
|
The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Henderson Gregory N.
PO BOX 9106
ONE TECHNOLOGY WAY
NORWOOD, MA 02062
|
|
|
SVP, Atmtve, Comm, ArSpc & Def
|
|
Signatures
|
|
/s/ Gregory N. Henderson
|
|
6/19/2017
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Analog Devices (NASDAQ:ADI)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Analog Devices (NASDAQ:ADI)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
